Prosecution Insights
Last updated: August 18, 2026
Application No. 17/786,745

FILM FORMING METHOD AND FILM FORMING SYSTEM

Final Rejection §103
Filed
Jun 17, 2022
Priority
Dec 24, 2019 — JP 2019-233149 +2 more
Examiner
ZHU, SHENG-BAI
Art Unit
2897
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Tokyo Electron Limited
OA Round
5 (Final)
62%
Grant Probability
Moderate
6-7
OA Rounds
0m
Est. Remaining
68%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allowance Rate
446 granted / 716 resolved
-5.7% vs TC avg
Moderate +6% lift
Without
With
+6.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
61 currently pending
Career history
782
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
69.2%
+29.2% vs TC avg
§102
22.7%
-17.3% vs TC avg
§112
7.0%
-33.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 716 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Detailed Action Claim Rejections – 35 U.S.C. 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 2, 6, 7 and 11 rejected under 35 U.S.C. 103 as being unpatentable over Fujii (JP 2019040921) of record, in view of Katagiri (U.S. Patent Pub. No. 2018/0269157) of record, in view of Miyazaki (U.S. Patent Pub. No. 2018/0012846) of record, in view of Heyden (U.S. Patent Pub. No. 2020/0360902) of record Regarding Claim 1 FIG.2 of Fujii discloses a film forming method comprising: preparing a substrate that includes a first conductive film (4); forming, on the first conductive film, a composite layer that includes layers of graphene (3) and includes, as dopant atoms, an intercalation layer (2); and forming, on the composite layer, a second conductive film (1) which is electrically connected to the first conductive film via the composite layer, wherein the intercalation layer between a layer of graphene closest to the first conductive film among the layers of graphene and the first conductive film, and wherein the intercalation layer between a layer of graphene closest to the second conductive film among the layers of graphene and the second conductive film (FIG. 7), and wherein the forming the composite layer includes forming the graphene in one or more layers and three or fewer layers (text: the graphene layer 3 preferably has a single layer structure or a laminated structure of three or less graphene layers). Fujii is silent with respect to “a substrate that includes a base substrate”; the composite layer “includes, as dopant atoms, a transition metal from 4th period to 6th period in a periodic table, excluding lanthanoids, between the layers of graphene”; “the transition metal is Ti, wherein the transition metal is deposited through a plasma sputtering method” and “forming the graphene in one or more layers and three or fewer layers through a microwave-introduced plasma CVD (Chemical Vapor Deposition) method”. FIG. 6 of Katagiri discloses a similar film forming method, comprising: preparing a substrate that includes a base substrate (5); a first conductive film (3) that is formed on the base substrate; a composite layer that includes layers of graphene (1) on the first conductive film; and forming the graphene in one or more layers and three or fewer layers through a microwave-introduced plasma CVD (Chemical Vapor Deposition) method [0063]. Forming graphene layers through a microwave-introduced plasma CVD (Chemical Vapor Deposition) method is also common in the art, see, e.g., [0043] of US 20190085457, [0012] of US 20190088937, [0080] of US 20210047186, and [0092] of US 20220223407 for documentary evidences. It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Fujii, as taught by Katagiri. The ordinary artisan would have been motivated to modify Fujii in the above manner for purpose of forming semiconductor IC and the like ([0059] of Katagiri). Fujii as modified by Katagiri is silent with respect to the composite layer “includes, as dopant atoms, a transition metal from 4th period to 6th period in a periodic table, excluding lanthanoids, between the layers of graphene”; and “the transition metal is Ti, wherein the transition metal is deposited through a plasma sputtering method”. FIG. 1 of Miyazaki discloses a similar film forming method, comprising a composite layer that includes layers of graphene (1) and includes, as dopant atoms, a transition metal from 4th period to 6th period in a periodic table, excluding lanthanoids, between the layers of graphene; wherein the transition metal is disposed between layers of the multilayer graphene. It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Fujii, as taught by Miyazaki. The ordinary artisan would have been motivated to modify Fujii in the above manner for purpose of reducing resistance ([0004] of Miyazaki). Fujii as modified by Katagiri and Miyazaki is silent with respect to “the transition metal is Ti, wherein the transition metal is deposited through a plasma sputtering method”. FIG. 1 of Heyden discloses a similar film forming method, wherein the transition metal is Ti [0046], and the transition metal is deposited through a plasma sputtering method [0047]. Depositing titanium through a plasma sputtering method is common in the art, see, for example, [0062] of US 20100120238 for documentary evidence. It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Fujii, as taught by Heyden, because such process substitution or replacement would have been considered a mere substitution of art-recognized equivalent values ([0046] of Heyden), MPEP 2144.06. The ordinary artisan would have been motivated to modify Fujii in the above manner for purpose of controlling mobility ([0029] of US 20230088634 by Lin provide documentary evidence). Regarding Claim 2 The limitation “the transition metal has an open-shell d-orbital, and has 1 or more and 9 or less d-electrons in the open-shell d-orbital” is related to material property. Where the claimed and prior art products are identi-cal or substantially identical in structure or composi-tion, or are produced by identical or substantially identical processes, a prima facie case of either antici-pation or obviousness has been established. In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977). MPEP2112.01. Regarding Claim 6 FIG. 2 of Fujii discloses the first conductive film is a metal film containing Cu, W, Mo, Co, or Ru, or a semiconductor film containing a dopant. Regarding Claim 7 FIG. 1 of Miyazaki discloses forming the graphene in one or more layers and three or fewer layers and depositing the transition metal are alternately performed. Regarding Claim 11 FIG. 2 of Fujii discloses the first conductive film is a metal film containing Cu, W, Mo, Co, or Ru, or a semiconductor film containing a dopant [0024]. Claims 8 and 11-13 rejected under 35 U.S.C. 103 as being unpatentable over Fujii, Katagiri, Miyazaki and Heyden, in view of Bao (U.S. Patent Pub. No. 2013/0113102) of record. Regarding Claim 8 Fujii as modified by Katagiri, Miyazaki and Heyden discloses Claim 7. Fujii as modified by Katagiri, Miyazaki and Heyden is silent with respect to “the substrate includes an insulating film formed on the first conductive film and a recess that penetrates the insulating film to expose the first conductive film, the composite layer is formed on a bottom surface and a side surface of the recess, and the second conductive film is filled in the recess”. FIG. 6 of Bao discloses a similar film forming method, wherein the substrate (100) includes an insulating film (108) formed on the first conductive film (107) and a recess that penetrates the insulating film to expose the first conductive film, the composite layer (302) is formed on a bottom surface and a side surface of the recess, and the second conductive film (314) is filled in the recess. It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the method of Fujii, as taught by Bao. The ordinary artisan would have been motivated to modify Fujii in the above manner for purpose of blocking Cu diffusion and enhancing performance and reliability ([0010] of Bao). Regarding Claim 11 FIG. 6 of Bao discloses the first conductive film is a metal film containing Cu, W, Mo, Co, or Ru, or a semiconductor film containing a dopant [0022]. Regarding Claim 12 FIG. 1 of Miyazaki discloses forming the graphene in one or more layers and three or fewer layers and depositing the transition metal are alternately performed. Regarding Claim 13 FIG. 6 of Bao discloses the substrate (100) includes an insulating film (108) formed on the first conductive film (107) and a recess that penetrates the insulating film to expose the first conductive film, the composite layer (302) is formed on a bottom surface and a side surface of the recess, and the second conductive film (314) is filled in the recess. Pertinent Art Meng (U.S. Patent Pub. No. 2022/0216101) discloses a film forming method comprising: preparing a substrate that includes a base substrate and a first conductive film that is formed on the base substrate; forming, on the first conductive film, a composite layer that includes layers of graphene; and forming, on the composite layer, a second conductive film which is electrically connected to the first conductive film via the composite layer. Yang (U.S. Patent Pub. No. 2016/0005648) discloses a film forming method comprising: preparing a substrate that includes a base substrate and a first conductive film that is formed on the base substrate; forming, on the first conductive film, a composite layer that includes layers of graphene; and forming, on the composite layer, a second conductive film which is electrically connected to the first conductive film via the composite layer. Costa (U.S. Patent Pub. No. 2018/0017473) discloses a graphene layer including, as dopant atoms, a transition metal (1) from 4th period to 6th period in a periodic table, excluding lanthanoids. U.S. Patent No. 6,248,633 discloses depositing Ti by plasma sputtering. Pertinent art also includes U.S. Patent No. 6,156,648, Colombo (U.S. Patent Pub. No. 2019/0207002) and Choi (KR 2013099535). Response to Arguments Applicant’s arguments with respect to Claim 1 have been considered but they are not persuasive. FIG. 6 of Katagiri discloses forming the graphene in one or more layers and three or fewer layers through a microwave-introduced plasma CVD (Chemical Vapor Deposition) method [0063]. Furthermore, forming graphene layers through a microwave-introduced plasma CVD (Chemical Vapor Deposition) method is common in the art, see, e.g., [0043] of US 20190085457, [0012] of US 20190088937, [0080] of US 20210047186, and [0092] of US 20220223407 for documentary evidences. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHENG-BAI ZHU whose telephone number is (571)270-3904. The examiner can normally be reached on 11am – 7pm EST. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chad Dicke can be reached on (571)270-7996. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHENG-BAI ZHU/Primary Examiner, Art Unit 2897
Read full office action

Prosecution Timeline

Show 7 earlier events
Aug 18, 2025
Response after Non-Final Action
Nov 19, 2025
Non-Final Rejection mailed — §103
Feb 16, 2026
Examiner Interview Summary
Feb 16, 2026
Applicant Interview (Telephonic)
Feb 19, 2026
Response Filed
Mar 23, 2026
Non-Final Rejection mailed — §103
Jun 23, 2026
Response Filed
Jul 07, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12707807
DISPLAY DEVICE COMPRISING ENCAPSULATION STRUCTURE AND METHOD OF MANUFACTURING THE SAME
6y 0m to grant Granted Aug 11, 2026
Patent 12681246
ELECTRONIC PACKAGE
4y 1m to grant Granted Jul 14, 2026
Patent 12660444
DISPLAY APPARATUS
3y 3m to grant Granted Jun 16, 2026
Patent 12653034
INTEGRATED CIRCUIT DEVICES WITH CAPACITORS FOR TAMPER DETECTION
6y 9m to grant Granted Jun 09, 2026
Patent 12641941
MULTI-COLOR LED PIXEL UNIT AND MICRO-LED DISPLAY PANEL
3y 11m to grant Granted May 26, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

6-7
Expected OA Rounds
62%
Grant Probability
68%
With Interview (+6.1%)
2y 9m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 716 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month