DETAILED ACTION
Notice of Pre-AIA or AIA Status
The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA .
Election/Restrictions
Applicant’s election without traverse of Group I, Species II (claims 1-2 and 5-9) in the reply filed on December 22, 2025 is acknowledged.
Claims 3-4 and 10-15 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected species and invention, there being no allowable generic or linking claim.
Claim Interpretation
Claim 1 recites the limitation “wherein each of the plurality of convex portions excluding at least a tip-side layer is formed of second ceramic particles” which is directed to a non-elected Species I-Figure 4. For purpose of clarity and search, the examiner is examining the elected Species II-Figure 8. Hence , the limitation of “wherein each of the plurality of convex portions is formed of second ceramic particles” will be searched with regards to claim 1.
Claim Rejections - 35 USC § 103
The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action:
A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made.
This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention.
Claim(s) 1-2, 5-7, and 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Maeta (U.S. 2021/0006182) in view of Kamitani et al. (U.S. 7,586,734).
Referring to Figures 1-3 and paragraphs [0063]-[0070],[0096]-[0102], Maeta discloses an electrostatic chuck 1 for electrostatically attracting a substrate, comprising: a chuck body 2 formed of first ceramic particles and having a substrate-facing surface facing the substrate attracted to the electrostatic chuck (par. [0061]); and a plurality of convex portions 22 formed on the substrate-facing surface of the chuck body (par.[0069]), wherein each of the plurality of convex portions excluding at least a tip-side layer is formed of second ceramic particles having a major axis diameter of 20 mm or more and 2,000 mm or less (par.[0101]-[0102]).
Maeta is silent on the convex portions having a porosity of 0.1% or more and 1.0% or less.
Referring to column 13, lines 51-55 and column 14, lines 1-14, Kamitani et al. teach an electrostatic chuck wherein the chuck body has a porosity of 0.1% or more and 1.0% or less in order to prevent insulation breakdown from repetitive voltage impression. Therefore, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have modified the convex portion of Maeta to have a porosity of 0.1% or more and 1.0% or less as taught by Kamitani et al. in order to prevent insulation breakdown from repetitive voltage impression.
With respect to claim 2, the electrostatic chuck of Maeta further includes wherein a surface roughness of an endmost surface 22a of each of the plurality of convex portions 22 is 0.01 mm or less in terms of an arithmetic mean roughness (pars.[0096]-[0097]).
With respect to claim 5, the electrostatic chuck of Maeta in view of Kamitani et al., wherein each of the plurality of convex portions, including the tip-side layer, is entirely formed of the second ceramic particles having the major axis diameter of 20 mm or more and 2,000 mm or less, and has the porosity of 0.1% or more and 1.0% or less (Maeta-par.[0101]-[0102]), Kamitani et al.- col. 13, lines 51-55 and col. 14, lines 1-14).
With respect to claim 6, the electrostatic chuck of Maeta further includes wherein a surface roughness of the substrate-facing surface 11d of the chuck body is 0.01 mm or less in terms of an arithmetic mean roughness (par.[0202]).
With respect to claim 7, a substrate support comprising: the electrostatic chuck of Maeta; and further includes a base 3 having an upper surface on which the electrostatic chuck is provided (par.[0061]).
With respect to claim 9, referring to Figures 1-3 and paragraphs [0063]-[0070],[0096]-[0102], Maeta discloses an electrostatic chuck 1 for electrostatically attracting a substrate, comprising: a chuck body 2 formed of first ceramic particles and having a substrate-facing surface facing the substrate attracted to the electrostatic chuck (par.[0061]); and a plurality of convex portions 22 formed on the substrate-facing surface of the chuck body (par.[0069]), wherein the plurality of convex portions are formed by forming a layer of second ceramic particles on the substrate-facing surface of the chuck body, selectively irradiating portions of the layer of the second ceramic particles corresponding to the plurality of convex portions with light (par.[0192], i.e. laser) so that a major axis diameter of the second ceramic particles in irradiated portions is set to 20 mm or more and 2,000 mm or less and subsequently removing unirradiated portions in the layer of the second ceramic particles (par.[0101]-[0102]).
Maeta is silent on a porosity of the irradiated portions is set to 0.1% or more and 1.0% or less.
Referring to column 13, lines 51-55 and column 14, lines 1-14, Kamitani et al. teach an electrostatic chuck wherein the chuck body has a porosity of 0.1% or more and 1.0% or less in order to prevent insulation breakdown from repetitive voltage impression. Therefore, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have modified the irradiated portion of Maeta to have a porosity of 0.1% or more and 1.0% or less as taught by Kamitani et al. in order to prevent insulation breakdown from repetitive voltage impression.
Claim(s) 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Maeta (U.S. 2021/0006182) in view of Kamitani et al. (U.S. 7,586,734) as applied to claims 1-2, 5-7, and 9 above, and further in view of Hayashi (U.S. 2015/0243541).
The teachings of Maeta in view of Kamitani et al. have been discussed above. Specifically, Maeta discloses a substrate support. Maeta in view of Kamitani et al. is silent on a processing chamber configured to be depressurized and accommodate the substrate support.
Referring to Figure 1 and paragraph [0034], Hayashi teaches that it is conventionally known in the art during substrate processing for a processing chamber to be configured to be depressurized and accommodate the substrate support. Therefore, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have modified the apparatus of Maeta in view of Kamitani et al. to include a processing chamber configured to be depressurized and accommodate the substrate support as taught by Hayashi since it is a conventionally known component used in substrate processing under vacuum conditions.
Conclusion
The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Liu et al.’703, Halm et al.’660, Miyashita et al.’222, Anada et al.’813, Ishikawa et al.’597, Sasaki et al.’114, teach an electrostatic chuck having a plurality of convex portions formed on the substrate-facing surface. Miyamoto et al.’860 and Muneishi et al. teach the diameter of the convex portions. Ono’410 and Tamagawa et al.’838 teach a surface roughness of the convex portions. Morioka et al.’961 teach the diameter and surface roughness of the convex portions.
Any inquiry concerning this communication or earlier communications from the examiner should be directed to Michelle CROWELL whose telephone number is (571)272-1432. The examiner can normally be reached Monday-Thursday 10:00am-6:00pm.
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/Michelle CROWELL/Examiner, Art Unit 1716
/SYLVIA MACARTHUR/Primary Examiner, Art Unit 1716