Prosecution Insights
Last updated: August 16, 2026
Application No. 17/995,461

LOSS PREVENTION DURING ATOMIC LAYER DEPOSITION

Final Rejection §103
Filed
Oct 04, 2022
Priority
Apr 10, 2020 — provisional 63/008,123 +1 more
Examiner
FAYETTE, NATHALIE RENEE
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Lam Research Corporation
OA Round
4 (Final)
95%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 95% — above average
95%
Career Allowance Rate
41 granted / 43 resolved
+27.3% vs TC avg
Moderate +7% lift
Without
With
+6.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
21 currently pending
Career history
71
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
50.4%
+10.4% vs TC avg
§102
27.1%
-12.9% vs TC avg
§112
19.2%
-20.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 43 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The amendment filed on 06/15/2026 has been accepted and entered. Claims 1, 3-5, 7-10, 12-17, and 20 remain pending in this application. Applicant’s amendments to Claims have overcome each and every objection set forth in the Non-Final Office Action mailed on 3/19/2026. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 3-5, 7-9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pasquale et al. (US20180158683A1-Pasquale83) in view of Henri et al. (US20180138028A1-Henri28), and further in view of Yan et al (US20180076023A1-Yan23). Regarding claim 1, Pasquale83 discloses a method (Abstract-L1, Fig 19) comprising: providing a substrate (substrate 150-Fig 1, [0029] L 6-13) having carbon-based features thereon (carbon-based features 103-Fig 1, [0029] L 6-13), the carbon-based features being at least 50 atomic % carbon (carbon-based features 103 made of amorphous carbon so 100% carbon which is at least 50% carbon-[0030] L1-6), having exposed sidewall surfaces (103 having exposed sidewall surfaces such as left/right surfaces-Fig 1) and being separated by gaps (103 separated by gap-Fig 1); depositing a silicon oxide liner film in the gaps by a plasma enhanced atomic layer deposition (PEALD) process (Deposing silicon oxide on patterned amorphous carbon layer 103 so depositing a silicon oxide film in the gaps by a PEALD process-[0004] L7-13, [0005] L1-8), Fig 1) that comprises multiple cycles (forming two or more sublayers so multiple cycles-[0004] L 7-13) of (a) introducing a silicon-containing reactant into a reaction chamber having the substrate therein (exposing the substrate to a silicon-containing precursor so reactant in a reaction chamber-[0005] L 5-8, Fig 21, [0024]), and allowing the silicon-containing first reactant to adsorb onto substrate surfaces (cycle and exposure time are adjusted during the exposure of the substrate to the first reactant so allowing the substrate the silicon-containing first reactant to absorb onto the substrate surfaces-[0062] L2-8, [0037] L18-21, [0064] L8-9); (b) generating oxygen radicals from N20 ([0038] L12-14, [0051] L 5-9), and (c) exposing the adsorbed silicon-containing reactant to the oxygen radicals to form the silicon oxide liner film in the gaps (exposing the substrate to oxidant after exposing the substrate to silicon-containing reactant so exposing the absorbed silicon-containing reactant to the oxygen radical to form the silicon oxide liner- Step 1901,1903, 1905 of Fig 19,[0005] L 1-8, [0038] L12-14), wherein a substrate temperature of the substrate during deposition of the silicon oxide liner film is at least 100°C during PEALD deposition (Temperature of the substrate raising by 100°C so being at least 100°C during PEALD deposition which is between 50°C and 150°C-[0011] L1-9), and after depositing the silicon oxide liner film in the gaps (After step 1905-Fig 19), depositing silicon oxide film in the gaps by PEALD (Deposing two or more sublayers of silicon oxide on patterned amorphous carbon layer 103 so depositing a silicon oxide film in the gaps by a PEALD process, -[0004] L7-13, [0005] L1-8), Fig 1, Fig 19) using a reaction between the silicon-containing reactant and oxygen (02) (silicon oxide deposited using PEALD by exposing silicon-containing precursor to an oxidant so using a reaction between the silicon-containing reactant and oxygen-[0005] L1-8). Pasquale83 does not disclose a method wherein (b) generating oxygen radicals solely from N20 periodically exposing the substrate to an inhibition plasma. Henri28 teaches a method wherein periodically exposing the substrate to an inhibition plasma (exposing the substrate to hydrogen-containing inhibitor in a cycle which repeats until reaching the desired thickness-Step 106 of Fig 1). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Pasquale83, as taught by Henri28 for the purpose of improving step coverage in high aspect ratio features or features that cut through multiple, dissimilar materials by exposing the adsorbed layer of a precursor to an inhibitor (Henri28:[0062]). Henri28 does not teach a method wherein (b) generating oxygen radicals solely from N20 Yan23 teaches a method wherein (b) generating oxygen radicals solely from N20 ( having an oxygen source, for example N2O or O2 so generating oxygen radicals solely from N20-[0005]L4-5). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Pasquale83 in view of Henri28, as taught by Yan23 for the purpose of maximizing throughput by using a substrate processing system (Yan23: [0026]). Regarding claim 3, Pasquale83, Henri28, and Yan23 combination discloses all the elements of claim 1, as noted above. Pasquale83 further discloses a method further comprising at least partially filling the gaps with silicon oxide by PEALD using a reaction between the silicon-containing reactant and N20 (silicon oxide deposited using PEALD by exposing silicon-containing precursor to an oxidant so using a reaction between the silicon-containing reactant and N2O-[0005] L1-8s, [0051] L 5-9, [0065] L2-4). Regarding claim 4, Pasquale83, Henri28, and Yan23 combination discloses all the elements of claim 1, as noted above. Pasquale83 further discloses a method wherein the temperature of the substrate during deposition is at least 150°C (Temperature of the substrate raising by 150°C so being at least 150°C during PEALD deposition-[0011] L1-9). Regarding claim 5, Pasquale83, Henri28, and Yan23 combination discloses all the elements of claim 1, as noted above. Pasquale83 further discloses a method wherein the temperature of the substrate during deposition is at least 200°C (Temperature of the substrate raising by 200°C so being at least 200°C during PEALD deposition-[0011] L1-9). Regarding claim 7, Pasquale83, Henri28, and Yan23 combination discloses all the elements of claim 1, as noted above. Henri28 further teaches a method wherein the inhibition plasma is generated from an inhibition gas generated from one of a fluorine-containing compound, molecular nitrogen (N2), argon (Ar), helium (He), molecular hydrogen (H2), ammonia (NH3), an amine, a diol, an aminoalcohol, a thiol or a combination thereof (exposing the substrate to hydrogen-containing inhibitor in a cycle which repeats until reaching the desired thickness-Step 106 of cycle 103-113 in Fig 1). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Pasquale83, as taught by Henri28 for the purpose of improving step coverage in high aspect ratio features or features that cut through multiple, dissimilar materials by exposing the adsorbed layer of a precursor to an inhibitor (Henri28:[0062]). Regarding claim 8, Pasquale83, Henri28, and Yan23 combination discloses all the elements of claim 1, as noted above. Pasquale83 further discloses a method wherein the silicon-containing reactant is an aminosilane ([0038] L11-12). Regarding claim 9, Pasquale83, Henri28, and Yan23 combination discloses all the elements of claim 8, as noted above. Pasquale83 further discloses a method wherein the aminosilane has two or more amine groups attached to a central silicon atom (BTBAS, BDEAS (bis-di-ethyl aminosilane) or DIPAS (di-isopropyl aminosilane) have two amine groups attached to a central silicon-[0038] L 10-12). Claim(s) 10, 12-14, 16-17, and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pasquale et al. (US20180158683A1-Pasquale83) in view of Henri et al. (US20180138028A1-Henri28). Regarding claim 10, Pasquale83 discloses a method (Abstract-L1, Fig 19) comprising: (a) providing a substrate having carbon-based features thereon (Providing a substrate 150 having carbon-based features 103 thereon-Fig 1, [0029] L 6-13), the carbon-based features being at least 50 atomic % carbon (carbon-based features 103 made of amorphous carbon so 100% carbon which is at least 50% carbon-[0030] L1-6) and having exposed sidewall surfaces (103 having exposed sidewall surfaces such as left/right surfaces-Fig 1) and being separated by gaps (103 separated by gap-Fig 1); (b) performing multiple cycles of (forming two or more sublayers so multiple cycles-[0004] L 7-13, Fig 19, ) (i) introducing a silicon-containing reactant into a reaction chamber having the substrate therein (exposing the substrate to a silicon-containing precursor so reactant in a reaction chamber-[0005] L 5-8, Step 1901 or Step 1907 of Fig 19, Fig 21, [0024])and allowing the silicon-containing first reactant to adsorb onto substrate surfaces (cycle and exposure time are adjusted during the exposure of the substrate to the first reactant so allowing the substrate the silicon-containing first reactant to absorb onto the substrate surfaces-[0062] L2-8, [0037] L18-21, [0064] L8-9), (ii) generating oxygen radicals from N20 ([0038] L12-14, [0051] L 5-9), and (iii) exposing the adsorbed silicon-containing reactant to the oxygen radicals to form a silicon oxide liner film in the gaps(exposing the substrate to oxidant after exposing the substrate to silicon-containing reactant so exposing the absorbed silicon-containing reactant to the oxygen radical to form the silicon oxide liner- Step 1901,1903, 1905 of Fig 19,[0005] L 1-8, [0038] L12-14), wherein a temperature of the substrate during deposition of the silicon oxide liner film is greater than 150°C (during the process the temperature of the substrate can be raised by at least 150°C, so the temperature being greater than 150°C-[0011]). Pasquale83 does not disclose a method comprising (c) after (b), exposing the gaps to an inhibition plasma; and after (c), filling the gaps with a silicon oxide film. Henri28 teaches a method wherein (c) after (b), exposing the gaps to an inhibition plasma (exposing the substrate to hydrogen-containing inhibitor in a cycle which repeats until reaching the desired thickness, during the last cycle, the last exposure of the inhibitor in step 106 will be after several cycle so after (b)-Step 106 of Fig 1, [0050] L1-16); and after (c), filling the gaps with a silicon oxide film (at the end of the last cycle will deposit the right thickness of the silicon oxide which is interpretated as filling the gap. This step will be after the last exposure to inhibitor in step 106 so after (c)-Step107 of Fig 1, [0050] L1-16). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Pasquale83, as taught by Henri28 for the purpose of improving step coverage in high aspect ratio features or features that cut through multiple, dissimilar materials by exposing the adsorbed layer of a precursor to an inhibitor (Henri28:[0062]). Regarding claim 12, Pasquale83 and Henri28 combination discloses all the elements of claim 10, as noted above. Pasquale83 further discloses a method wherein (d) comprises using a plasma generated from oxygen (02) as an oxidant ([0051] L 5-9). Regarding claim 13, Pasquale83 and Henri28 combination discloses all the elements of claim 12, as noted above. Pasquale83 further discloses a method wherein (d) comprises using a plasma generated from N20 and 02 as an oxidant ([0051] L5-9). Regarding claim 14, Pasquale83 and Henri28 combination discloses all the elements of claim 10, as noted above. Pasquale83 further discloses a method wherein a temperature of the substrate in (d) differs from the temperature of the substrate in (b) (during the process the temperature of the substrate is raising by at least 50°C, so the temperature of the substrate in (d) differs from (b)-[0011]). Regarding claim 16, Pasquale83 and Henri28 combination discloses all the elements of claim 10, as noted above. Henri28 further teaches a method further comprising after (c), repeating (b) (exposing the substrate to hydrogen-containing inhibitor in a cycle which repeats until reaching the desired thickness, during the second cycle of 4 cycles, the exposure of the inhibitor in step 106 is followed by repeating the cycle so after (c), repeating (b)-Step 106 of Fig 1, [0050] L1-16). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Pasquale83, as taught by Henri28 for the purpose of improving step coverage in high aspect ratio features or features that cut through multiple, dissimilar materials by exposing the adsorbed layer of a precursor to an inhibitor (Henri28:[0062]). Regarding claim 17, Pasquale83 and Henri28 combination discloses all the elements of claim 10, as noted above. Henri28 further teaches a method further comprising after (c), repeating (b) and (c) one or more times (exposing the substrate to hydrogen-containing inhibitor in a cycle which repeats until reaching the desired thickness, during the third cycle of 4 cycles, the exposure of the inhibitor in step 106 is followed by repeating the cycle so after (c), repeating (b) and © one more time-Step 106 of Fig 1, [0050] L1-16). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Pasquale83, as taught by Henri28 for the purpose of improving step coverage in high aspect ratio features or features that cut through multiple, dissimilar materials by exposing the adsorbed layer of a precursor to an inhibitor (Henri28:[0062]). Regarding claim 20, Pasquale83 and Henri28 combination discloses all the elements of claim 10, as noted above. Pasquale83 further discloses a method wherein the temperature of the substrate throughout the method at least 100°C (Temperature of the substrate raising by 150°C so being at least 150°C during PEALD deposition-[0011] L1-9). Claim(s) 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pasquale et al. (US20180158683A1-Pasquale83) in view of Henri et al. (US20180138028A1-Henri28), and further in view of Qian et al. (US 20160276148 A1-Qian48). Regarding claim 15, Pasquale83 and Henri28 combination discloses all the elements of claim 10, as noted above. Pasquale83 and Henri28 combination does not disclose a method wherein a temperature of the substrate in (d) is identical to the temperature of the substrate in (b). Qian48 teaches a method wherein a temperature of the substrate in (d) is identical to the temperature of the substrate in (b) (raising the temperature of the substrate to about the deposition temperature by exposing the substrate to a soak gas so keeping the temperature of the substrate identical-[0002] L1-10). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Pasquale83 in view of Henri28, as taught by Qian48 for the purpose of preserving the quality and thickness of the film to be deposited and formed (Qian48: [0064]). Response to Arguments Applicant’s arguments with respect to claim(s) 1 and 10 have been considered Applicant’s arguments see pages 5-10 of Remarks, filed on 6/15/2026 with respect to the 35 U.S.C 103 rejection of claims 1, 3-5, 7-9 have been fully considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Applicants' arguments involve discussing why the previously cited prior art documents fail to disclose the amended limitations. Examiner finds this argument persuasive and has brought in an additional reference to address the amended claim limitations. The applicability of the reference to the amended elements is discussed in the claim rejections above. Applicant’s arguments see pages 5-10 of Remarks, filed on 6/15/2026 with respect to the 35 U.S.C 103 rejection of claims 10, 12-17, and 20 have been fully considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Applicants' arguments involve discussing why the previously cited prior art documents fail to disclose the amended limitations. Examiner finds this argument not persuasive and has clarified where the cited reference addresses the amended claim limitations. The applicability of the reference to the amended elements is discussed in the claim rejections above. Claim(s) 1, 3-5, 7-9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pasquale et al. (US20180158683A1-Pasquale83) in view of Henri et al. (US20180138028A1-Henri28), and further in view of Yan et al (US20180076023A1-Yan23) , as noted above. Therefore, claim(s) 1, 3-5, 7-9 stand rejected under 35 U.S.C. 103 as being unpatentable over Pasquale et al. (US20180158683A1-Pasquale83) in view of Henri et al. (US20180138028A1-Henri28), and further in view of Yan et al (US20180076023A1-Yan23). Claim(s) 10, 12-14, 16-17, and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pasquale et al. (US20180158683A1-Pasquale83) in view of Henri et al. (US20180138028A1-Henri28), as noted above. Therefore claim(s) 10, 12-14, 16-17, and 20 stand rejected under 35 U.S.C. 103 as being unpatentable over Pasquale et al. (US20180158683A1-Pasquale83) in view of Henri et al. (US20180138028A1-Henri28). Claim(s) 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pasquale et al. (US20180158683A1-Pasquale83) in view of Henri et al. (US20180138028A1-Henri28), and further in view of Qian et al. (US 20160276148 A1-Qian48), as noted above. Therefore claim(s) 15 stands rejected under 35 U.S.C. 103 as being unpatentable over Pasquale et al. (US20180158683A1-Pasquale83) in view of Henri et al. (US20180138028A1-Henri28), and further in view of Qian et al. (US 20160276148 A1-Qian48). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATHALIE R FAYETTE whose telephone number is (571)272-1220. The examiner can normally be reached Monday-Friday 8:30 am-6pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christine Kim can be reached at (571) 272-8458. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. NATHALIE R. FAYETTE Examiner Art Unit 2812 /NATHALIE R FAYETTE/Examiner, Art Unit 2812 06/29/2026 /CHRISTINE S. KIM/Supervisory Patent Examiner, Art Unit 2812
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Prosecution Timeline

Show 7 earlier events
Jan 13, 2026
Request for Continued Examination
Jan 27, 2026
Response after Non-Final Action
Mar 19, 2026
Non-Final Rejection mailed — §103
Jun 04, 2026
Interview Requested
Jun 05, 2026
Examiner Interview Summary
Jun 05, 2026
Applicant Interview (Telephonic)
Jun 15, 2026
Response Filed
Jul 14, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

5-6
Expected OA Rounds
95%
Grant Probability
99%
With Interview (+6.7%)
3y 3m (~0m remaining)
Median Time to Grant
High
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