Prosecution Insights
Last updated: April 19, 2026
Application No. 18/021,687

B-CELL BASED IMMUNOTHERAPY FOR THE TREATMENT OF GLIOBLASTOMA AND OTHER CANCERS

Non-Final OA §103
Filed
Feb 16, 2023
Examiner
JUEDES, AMY E
Art Unit
1644
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Northwestern University
OA Round
1 (Non-Final)
45%
Grant Probability
Moderate
1-2
OA Rounds
3y 9m
To Grant
85%
With Interview

Examiner Intelligence

Grants 45% of resolved cases
45%
Career Allow Rate
399 granted / 895 resolved
-15.4% vs TC avg
Strong +40% interview lift
Without
With
+40.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
80 currently pending
Career history
975
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
35.8%
-4.2% vs TC avg
§102
11.3%
-28.7% vs TC avg
§112
14.2%
-25.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 895 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicant’s election without traverse of group I, claims 1-9, in the reply filed on 12/23/25 is acknowledged. Claims 11-16, 18-20, 22, and 24 are withdrawn from further consideration by the examiner, 37 CFR 1.142(b), as being drawn to a non-elected invention. Claims 1-9 are being acted upon. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 1-4, 6-8 is/are rejected under 35 U.S.C. 103 as being unpatentable over KR20170113961 (as evidenced by English, machine translation), in view of Schultz, 1999 (of record), and Lee-Chang, 2016 (of record). The ‘961 publication teaches a method of making a B cell vaccine comprising introducing an expression vector encoding 4-1BBL into B cells such that the B cells express 4-1BB (i.e. collecting 4-1BBL+ B cells, see pages 3 and 10 of the translation). The ‘961 publication teaches culturing said B cells after transfection with anti-CD40 agonist antibody for 2 days (i.e. at least 12 hours, See pages 10-11 of the translation, in particular). The ‘961 publication further teaches sensitizing the B cells to a foreign antigen, such as a tumor antigen (i.e. contact with tumor derived antigens, see pages 5-6, in particular). The ‘961 publication teaches the use of the B cells as a vaccine for treating cancer, and teaches that the B cells can be from autologous tissues (i.e. from a subject with cancer, See page 2, in particular). The ‘961 publication teaches examples of cancer can include breast cancer and melanoma (see page 6 of the translation, in particular). The reference differs from the claimed invention in that it does not explicitly teach adding IFN-gamma to the B cells. Schultze teaches that adding IFN-gamma to CD40L stimulated B cells increases IL-12 production by B cells and enhances T cell stimulation (See Fig. 3-4 and page 7, in particular). Schultze teach using 20 ng/ml of IFN-gamma for up to 96 hours in culture (See page 3, in particular). Lee-Chang teaches that 4-1BB+ B cells are important for inducing anti-tumor immune responses, and that IFN-gamma can activate 4-1BB+ B cells to provide further cos-stimulation and TNF production for inducing T cell responses (See abstract, and pages 3394-3396 and Fig. 7, in particular). Therefore, it would have been prima facie obvious to one of ordinary skill in the art at the time the invention was made to make include IFN-gamma, as taught by Schulze and Lee-Chang, in the CD40 agonist B cell culture of the ‘961 publication. The ordinary artisan at the time the invention was made would have been motivated to do so with a reasonable expectation of success, because Schultz teaches that IFN-gamma increases IL-12 production and T cell stimulatory capacity of CD40 activate B cells, and Lee-Chang also teaches that IFN-gamma can active 4-1BB+ B cells to further increase stimulation and TNF production for inducing T cell responses. Regarding claim 8, the ‘961 publication teaches a 2 day culture with CD40L agonist before antigen loading, and it would be obvious to add IFN-gamma during the CD40L step because Schultze teaches that it can increase T cell stimulation capacity when used in combination with CD40L for up to 96 hours. Regarding claim 7, a concentration of 20 ng/ml would comprise at least 10 U/ml of IFN-gamma activity, or alternatively, it would be obvious to optimize the amount of IFN-gamma. “[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation.” In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). Claim 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over KR20170113961 (as evidenced by English, machine translation), Schultz, 1999, Lee-Chang, 2016, as applied to claim 1 above, and further in view of WO2019086711 (of record). The teachings of the ‘961 publication, Schultz, and Lee-Chang. are discussed above. The references do not teach culturing with BAFF. WO2019086711 teaches APC, such as B cells that are engineered to express 4-1BB, wherein the B cells are activated by incubation with CD40L (see paragraphs 20-26, 195-196, in particular). WO2019086711 teaches that the APCs are contacted with a tumor antigens (See paragraph 60). WO2019086711 teaches the importance of IL-12 production by the B cells in inducing T ell responses (See, for example, paragraphs 264-265). WO2019086711 also teaches that the B cells can further be cultured with other compounds including cytokines and activators of BAFF/BAFFR signaling pathway, (see paragraphs 196-197, in particular). Therefore, it would have been prima facie obvious to one of ordinary skill in the art at the time the invention was made to further include activators of BAFF/BAFFR, such as BAFF, as taught by WO2019086711, in the B cell cultures made obvious by the ‘961 publication, Schultz, and Lee-Chang. The ordinary artisan at the time the invention was made would have been motivated to do so with a reasonable expectation of success, because WO2019086711 teaches that BAFF can be included to activate B cells in 4-1BB+, CD40 stimulated B cell cultures used for loading with tumor antigens. Claim 1-4, 6-9 is/are rejected under 35 U.S.C. 103 as being unpatentable Lapointe, 2003, in view of Lee-Chang, 2014, Lee-Chang 2016 (all of record), and Rousset, 1991. Lapointe teach a method of preparing B cells comprising collecting B cells from peripheral blood, expanding the B cells by incubating with a CD40 agonist and IL-4, and subsequently contacting the B cells with tumor lysate antigens (see page 2837, in particular). Lapointe teach that the B cells are autologous B cells from a melanoma patient (See page 2837, in particular). Lapointe teach using CD40L as the CD40 agonist (i.e. CD154, see page 2837, in particular). Lapointe teach culturing with CD40 agonist for 3-8 days before contacting with the tumor cell lysate antigen (see page 2837, in particular). As taught by Lee-Chang, 2014, peripheral blood B cells comprise a subset that are 4-1BBL+ (See page 1453, in particular). Thus, the collected B cells of Lapointe would comprise 4-1BBL+ cells (i.e. it would be a latent property of the collected B cells), and would be within the scope of step (a) of the present claims, which recites collecting 4-1BBL+ B cells. The reference differs from the claimed invention in that it does not explicitly teach adding IFN-gamma to the B cells. Rousset teach that including IFN-gamma, along with IL-4 and CD40 stimulation, increases B cell expansion (see page 706, in particular). Rousset teach culturing for 3-7 days (i.e. at least 10 hours). Rousset teach using 500 U/ml IFN-gamma (see page 706, in particular). Therefore, it would have been prima facie obvious to one of ordinary skill in the art at the time the invention was made to further add IFN-gamma, as taught by Rousset, in the CD40 agonist B cell cultures of Lapointe. The ordinary artisan at the time the invention was made would have been motivated to do so with a reasonable expectation of success, because Rousset teaches that IFN-gamma enhances B cell expansion. Although the presence of 4-1BB+ B cells would be a latent property of the B cells of Lapointe for the reasons set forth above, it would also be obvious to include 4-1BB+ B cells in the method of Lapointe based on the teachings of Lee-Chang 2014 and 2016. In particular, Lee-Chang, 2014 teaches that 4-1BB+ B cells are found in patients with cancer, and that they can induce anti-tumor T cells. Lee-Chang 2016 also teaches that 4-1BB+ B cells accumulate in cancer patients, and that 4-1BB+ B cells can take up tumor antigens and induce tumor antigen specific T cell responses (See page 3395, in particular). Lee-Chang 2016 also teaches that said 4-1BB+ B cells are activated by CD40L and IFN-gamma to induce anti-tumor T cell responses (see Fig. 7, in particular). Therefore, it would be obvious when collecting B cells from cancer patients, as taught by Lapointe, that they should include 4-1BB+ B cells, since they induce anti-tumor T cells. Furthermore, the ordinary artisan would have a reasonable expectation of success in including them in the B cell cultures made obvious by Lapointe and Rousset, since Lee-Chang, 2016 teaches that they are activated by CD40L and IFN-gamma to induce anti-tumor T cell responses. Claim 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lapointe, 2003, in view of Lee-Chang, 2014, Lee-Chang 2016, and Rousset, 1991, as applied to claim 1 above, and further in view of Yiwen. The teachings of the Lapointe, Lee-Chang, and Rousset, are discussed above. The references do not teach culturing with BAFF. Yiwen teaches that including BAFF in CD40L activated B cell cultures enhances expansion efficiency and antigen presenting capacity of B cells. Therefore, it would have been prima facie obvious to one of ordinary skill in the art at the time the invention was made to include BAFF, as taught by Yiwen, in the B cell cultures activated with CD40L and IFN-gamma as made obvious by Lapointe, Lee-Chang , and Rousset. The ordinary artisan at the time the invention was made would have been motivated to do so with a reasonable expectation of success, because Yiwen teaches that including BAFF in CD40L activated B cell cultures enhances expansion efficiency and antigen presenting capacity of B cells No claim is allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to AMY E JUEDES whose telephone number is (571)272-4471. The examiner can normally be reached on M-F from 7am to 3pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Misook Yu can be reached on 571-272-0839. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from Patent Center. Status information for published applications may be obtained from Patent Center. Status information for unpublished applications is available through Patent Center for authorized users only. Should you have questions about access to Patent Center, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) Form at https://www.uspto.gov/patents/uspto-automated- interview-request-air-form. Amy E. Juedes Patent Examiner Technology Center 1600 /AMY E JUEDES/Primary Examiner, Art Unit 1644
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Prosecution Timeline

Feb 16, 2023
Application Filed
Feb 23, 2026
Non-Final Rejection — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
45%
Grant Probability
85%
With Interview (+40.5%)
3y 9m
Median Time to Grant
Low
PTA Risk
Based on 895 resolved cases by this examiner. Grant probability derived from career allow rate.

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