Prosecution Insights
Last updated: April 19, 2026
Application No. 18/037,537

PROCESS KIT DE-BUBBLING

Non-Final OA §102
Filed
May 17, 2023
Examiner
RUFO, LOUIS J
Art Unit
1795
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Lam Research Corporation
OA Round
1 (Non-Final)
54%
Grant Probability
Moderate
1-2
OA Rounds
3y 3m
To Grant
78%
With Interview

Examiner Intelligence

Grants 54% of resolved cases
54%
Career Allow Rate
378 granted / 694 resolved
-10.5% vs TC avg
Strong +24% interview lift
Without
With
+23.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
62 currently pending
Career history
756
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
47.6%
+7.6% vs TC avg
§102
27.4%
-12.6% vs TC avg
§112
20.4%
-19.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 694 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election with traverse of Group I claims 1-8 in the reply filed on 15 December 2025 is acknowledged. The traversal is on the ground(s) that Group III is sufficiently linked to Group I as being a product and process of use of said product and thus examined without burden. This is not found persuasive for the following because the restriction is performed as a lack of unity restriction lacking contribution over the prior art in accordance with MPEP 1893.03(d) in which burden is not a basis to not insist on restriction. Furthermore, both groups I and III are drawn towards apparatus and NOT a product and method of using said product as asserted by Applicant. Rather, if anything these two groups could be linked as combination-subcombination, yet such a distinction is not germane to the restriction practice under unity of invention of MPEP 1893.03(d). The requirement is still deemed proper and is therefore made FINAL. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-8 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Banik et al (US 2019/0338440 A1). As to claim 1, Banik discloses An electroplating apparatus for depositing a metal layer on a substrate (Title “plating cells”, Abstract “electroplating apparatus” among other passages), the electroplating apparatus comprising: a plating cell to receive a plating solution (#101 in Figure 2A among other Figures); an electrode (#104 as defined in the instant specification at [40]) ; a counter electrode([0100] “The substrate 102 acts as a cathode when power is supplied to the electroplating cell 101 during electroplating” in order for the cathode to be supplied power it necessarily is contacted by an electrode to enable carrying the power supplied which satisfied the specific electrode as claimed provided the broadest reasonable interpretation as provided in the instant specification at [40[ as filed); a substrate holding fixture (#103); a resistive element (#107); and a de-bubbler device adjacent the resistive element to generate or direct a flow of plating solution through the resistive element (#700 as shown in Fig. 7A [0130] “the substrate 700 is used to focus the flow of the electrolyte as shown in FIG. 7B to remove the air bubbles. Accordingly, the substrate 700 may also be called a flow focusing substrate.”). As to claim 2, Banik further discloses wherein the de-bubbler device is rotatable in use to generate an upward flow of plating solution through the resistive element to remove bubbles trapped thereunder (See Fig. 7B arrows of flow up through the resistive element’s channels 112 [0133]). As to claim 3, Banik further discloses wherein the de-bubbler device is mountable in the substrate holding fixture ([0132] “that the substrate 700 is placed in the substrate holder 103”). As to claim 4, Banik further discloses wherein the de-bubbler device includes a wafer-shaped plate. (See Fig. 9B showing wafer shaped de-bubblers 700-1-700-4). As to instant claims 5 and 6, Banik further discloses wherein the de-bubbler device includes a flow generation element and wherein the flow generation element includes an impeller. (Fig. 9D jagged lines or serpentine lines which satisfy an impeller shape as disclosed at instant Fig. 2 of a curved impeller 206). As to claims 7 and 8, Banik further discloses wherein de-bubbler device includes a flow control element, wherein the flow control element includes a cross-rib (#702 protuberances). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LOUIS J RUFO whose telephone number is (571)270-7716. The examiner can normally be reached Monday to Friday, 9 am to 5 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Luan Van can be reached at 571-272-8521. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LOUIS J RUFO/ Primary Examiner, Art Unit 1795
Read full office action

Prosecution Timeline

May 17, 2023
Application Filed
Jan 08, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12595573
ELECTROCATALYTIC METHOD AND APPARATUS FOR THE SIMULTANEOUS CONVERSION OF METHANE AND CO2 TO METHANOL THROUGH AN ELECTROCHEMICAL REACTOR OPERATING AT ORDINARY TEMPERATURES AND PRESSURES, INCLUDING AMBIENT ONES
2y 5m to grant Granted Apr 07, 2026
Patent 12595579
SYSTEMS AND METHODS FOR ELECTROCHEMICAL ADDITIVE MANUFACTURING OF ELECTRONIC DEVICES
2y 5m to grant Granted Apr 07, 2026
Patent 12577691
WATER ELECTROLYSIS CELL AND WATER ELECTROLYSIS STACK
2y 5m to grant Granted Mar 17, 2026
Patent 12567576
METHOD OF PREPARING NEGATIVE ELECTRODE
2y 5m to grant Granted Mar 03, 2026
Patent 12559851
MODULAR SCALABILITY OF SOEC STAMP AND COMPRESSION
2y 5m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
54%
Grant Probability
78%
With Interview (+23.9%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 694 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month