Prosecution Insights
Last updated: July 17, 2026
Application No. 18/092,179

BLANK MASK AND PHOTOMASK USING THE SAME

Final Rejection §103
Filed
Dec 30, 2022
Priority
Dec 31, 2021 — RE 10-2021-0194314 +1 more
Examiner
ANGEBRANNDT, MARTIN J
Art Unit
1737
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Luminamask Co. Ltd.
OA Round
4 (Final)
55%
Grant Probability
Moderate
5-6
OA Rounds
0m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 55% of resolved cases
55%
Career Allowance Rate
757 granted / 1368 resolved
-9.7% vs TC avg
Strong +34% interview lift
Without
With
+34.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
68 currently pending
Career history
1447
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
67.3%
+27.3% vs TC avg
§102
3.8%
-36.2% vs TC avg
§112
1.6%
-38.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1368 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The response of the applicant has been read and given careful consideration. Rejection of the previous action, not repeated below are withdrawn. Responses to the arguments of the applicant are presented after the first rejection they are directed to. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-7,9-16 and 18-21 are rejected under 35 U.S.C. 103 as being unpatentable over Shin et al. KR 20210147391, in view of Fukushima et al. JP 61-221361 and Inazuki et al. 20180224737. Shin et al. KR 20210147391 (machine translation attached) teaches in example 1 , a MoSiN phase shift layer, which was heat treated at 350 degrees C for 20 minutes, this was then overcoated with a 46.5 nm of Cr39.4 C17.1 O20.4 N23.1 sputtered at a power or 0.75 kW and a 4.2 nm Cr44.3 C13.5 O10.4 N31.8 layer sputtered with a power of 1.40 kW and a 4.3 nm Cr41.5 C16.6 O19 N22.9 layer and then heated to 250 degrees C in a rapid thermal process and then coated with a resist [0058-0070]. Examples 2-4 are similar [0071-0090]. The blank mask 100 according to the present invention includes a phase shift film 102 , a light blocking film 103 , and a resist film 110 sequentially stacked on a transparent substrate 101 [0001]. In detail, the chromium (Cr) content of the first light blocking layer 104 and the third light blocking layer 106 is 30 to 50 at%, the oxygen (O) content is 5 to 40 at%, and the nitrogen (N) content is 0 to 50at%, the carbon (C) content is 0-50at%, the chromium (Cr) content of the second light blocking layer 105 is 50-100at%, the oxygen (O) content is 0-30at%, the nitrogen (N) content It is preferable that the silver is 0 to 50 at%, and the carbon (C) content is 0 to 40 at% [0041]. Today, in order to manufacture a photomask having high resolution and excellent quality, thinning of the resist film is required. Accordingly, in the photolithography technology, the exposure wavelength is shortened from I-Line of 365 nm to ArF of 193 nm. ), from a hardmask binary blankmask having a hardmask film and a light-shielding film to a hardmask on phase shifting blankmask in recent years [0003] Inazuki et al. 20180224737 teaches in example 1, a MoSiON film with 6% transmittance coated to a thickness of 75 nm, which is then coated with a Cr40O50N10 layer with a thickness of 44 nm. The composition of the Cr target was determined. This was inspected for defects [0092-0095]. Comparative example 1 was formed similarly and the composition of the Cr target used was determined using glow discharge mass spectrometry (GD-MS). The Cr target composition in table 1 is reproduced below. PNG media_image1.png 730 566 media_image1.png Greyscale PNG media_image2.png 404 577 media_image2.png Greyscale Also, since iron (Fe) is a metal contained in the raw material for metallic chromium, the metallic chromium target contains a certain content of iron. Although iron is not the metal impurity that positively induces migration as mentioned above, it is recommended that the iron content be so low as not to affect the optical and physical properties of a chromium-containing film to be deposited on a transparent substrate. Therefore, the iron content of the metallic chromium target is preferably up to 30 ppm, more preferably up to 20 ppm [0079]. Among metal impurities in the metallic chromium target, the contents of lead (Pb), copper (Cu), tin (Sn) and gold (Au) are preferably up to 1 ppm, more preferably up to 0.1 ppm, even more preferably up to 0.01 ppm. Lead (Pb) and tin (Sn) are metal impurities in the metallic chromium target although they are not transition metals. These four species of metals are susceptible to migration (as mentioned above) and precipitate on the silicon-containing film. For preventing these metal impurities from precipitation, it is more effective to reduce the contents of these metals in the metallic chromium target at or below the predetermined level [0078]. Fukushima et al. JP 61-221361 (cited by applicant, machine translation attached) teaches Cr sputtering targets typically contain 70-5000 ppm Fe, which reduces the adhesion of Cr films. Controlling the Fe content to be 0.5-45 ppm improves the adhesion (page 1/right column-page 2/left column). The use of the Cr thin films on plastics for vehicle handles and the like, as a mirror, or when patterned using a resist as a photomask (page 1). When the Fe content is more than 45 ppm, the adhesion is reduced, but when it is 0.5 ppm or less, the target is expensive to produce. Within the range the chromium film can be used without an undercoat, which reduces the cost (page 2/left column). In the examples, films with various Fe contents were sputtered onto different substates (5 microns on ABS plastic and 0.5 microns of glass) with different thicknesses as in table 1. . PNG media_image3.png 387 780 media_image3.png Greyscale Shin et al. KR 20210147392 does not teach the smoothness, the presence of group 7-12 metals in the sputtering target or the difference in chromium content between the lower layer and the uppermost layer. With respect to claims 1-7,9 and 20, it would have been obvious to one skilled in the art to modify the process of forming a mask of examples 1-4 by reducing the Cr content of the lower/first light shielding layer to 30-31.5 at% based upon the disclosure at [0041] and using a Cr target containing at least trace amounts of Zn, Mn, Co, Ni, Cu as is typical as evidenced in Inazuki et al. 20180224737 and 5-30 ppm of Fe as taught in Fukushima et al. JP 61-221361 and Inazuki et al. 20180224737 to form Cr layers with good adhesion without excessive expense with a reasonable expectation of forming a useful mask blank. With respect to claims 1-7,9-16 and 18-21, it would have been obvious to one skilled in the art to modify the process of forming a mask of examples 1-4 by reducing the Cr content of the lower/first light shielding layer to 30-31.5 at% based upon the disclosure at [0041] and using a Cr target containing at least trace amounts of Zn, Mn, Co, Ni, Cu as is typical as evidenced in Inazuki et al. 20180224737 and 5-30 ppm of Fe as taught in Fukushima et al. JP 61-221361 and Inazuki et al. 20180224737 to form Cr layers with good adhesion without excessive expense and to use the resist coated in the example to pattern the mask blank and use the resulting patterned mask in an exposure process with 193 nm as discussed at [0003] with a reasonable expectation of forming a useful mask blank, patterned mask and electronic device The examiner points out that the difference in the nitrogen content of the layers is at least 1%, and that the rapid thermal treatment inherently results in an amorphous layer with a surface roughness of 0.25 to 0..55 nm. Additionally, there is ample evidence that conventional target used would have trace amounts of the group 7-12 metals and that the use of Cr targets having Fe content in the 5-30 ppm range improves the adhesion of the layers. The applicant argues that the examiner has used the applicant’s specification as a roadmap. The examiner points out that as the Cr layers are formed by sputtering from a Cr target in a vacuum, there is only one likely source of any trace elements. The applicant argues that Fukushima et al. teaches a desirability of keeping the Fe content below 45 ppm. The examiner points out that the instant claims embrace amounts of less than 45 ppm and that Inazuki et al. 20180224737 teaches a variety of trace elements found in Cr sputtering targets used in forming Cr light shielding layers. The applicant has chosen to describe their invention in terms of the spectral power density, which is not commonly reported and therefore must shoulder the burden of establishing that this is not due to the presence of impurities commonly found in sputtering targets and the amorphous stature the layer. In the response of 12/24/2025, the applicant argues against the combination of Shin et al. KR 20210147391, in view of Fukushima et al. JP 61-221361 and Inazuki et al. 20180224737 by arguing the chromium difference is not taught in Inazuki et al. 20180224737. The Cr difference relied upon by the examiner is found in the 30-50 at% range taught for the first and third light shielding layers in Shin et al. KR 20210147391 at [0041]. Inazuki et al. 20180224737 is relied upon the establish the trace metal content of Cr sputtering targets. The ratio of 4/3/46.5 nm is 0.13, which is within the recited range of 0.05-0.3. The rapid thermal processing is held to result in amorphous/non-crystalline structure, the smoothness and power spectrum density. The applicant is invited to provide evidence to refute this. The rapid thermal treatment appears to be the same treatment as used in the instant application. In the response of 5/17/2026, the applicant argues that the mere possibilities of trace elements is not sufficient to meet the claims. The examiner points out that the claims 1-7,9-18 does not exclude trace amounts of these, which are evidenced as present in sputtering targets used in the formation of light shielding layers in photomasks by Inazuki et al. 20180224737 and Fukushima et al. JP 61-221361 (cited by applicant, machine translation attached) teaches Cr sputtering targets typically contain 70-5000 ppm Fe. Additionally Fukushima et al. JP 61-221361 establishes that controlling the Fe content to be 0.5-45 ppm improves the adhesion (page 1/right column-page 2/left column). The prior art Fukushima et al. JP 61-221361 and Inazuki et al. 20180224737 evidences amounts of the elements of groups 7-12 of the periodic table within the ranges bounded by claims 1-6,9-16 and 18-19. The range of 0.0001 to 0.035 wt% is 1-350 ppm (recited in claims 20 and 2) embrace the Fe content in both Fukushima et al. JP 61-221361 and Inazuki et al. 20180224737. The applicant argues the processes of the references do not result in layers having the power spectrum distribution recited in the claims. The position of the examiner is that the PSD is the result of the presence of the Fe content in the Cr sputtering target taught in Fukushima et al. JP 61-221361 and Inazuki et al. 20180224737 and the rapid thermal treatment of the layers. The position of the examiner is that the rapid thermal treatment of Shin et al. KR 20210147391 is the same thermal treatment as used in the instant specification and would therefore be expected to yield the same result. The applicant is invited to provide a declaration evidencing the differences in the heat treatment processes of Shin et al. and the instant specification. The rejection stands. Claims 1-7,8-16 and 18-21 are rejected under 35 U.S.C. 103 as being unpatentable over Shin et al. KR 20210147391, in view of Fukushima et al. JP 61-221361 and Inazuki et al. 20180224737, further in view of Nam et al. KR 20130051879. Nam et al. KR 20130051879 (machine translation attached) teaches a substrate with a Cr metal layer which is sputtered in a Ar/N2/NO atmosphere and then overcoated with a Cr metal antireflection layer sputtered in an atmosphere containing 0-30% methane (CH4) as described in table 1 to form a chromium carbide gradient within the antireflection layer [0037-0041]. Figure 2 illustrates a mask blank including a substrate (10), a phase shift layer (60), a light shielding metal film (20), a antireflection film (30) and a photoresist (50) [0029]. PNG media_image4.png 154 355 media_image4.png Greyscale In examples 8,10,12,14 and 15, a rapid heat treatment apparatus (RTP) was used to perform surface heat treatment for 20 minutes at a pressure of 10 mTorr to 2 mTorr and a temperature of 350 0 C. (examples 7,9,11,13 and 15 are comparative, not being heat treated, in table 2. The heat treated examples exhibit reduced etching due to ozone exposure (table 3, reproduced below). PNG media_image5.png 229 848 media_image5.png Greyscale In recent years, in order to solve the problem of washing I cleaning using sulfuric acid, the ozone washing process containing ozone water washing I cleaning or an ultraviolet-ray has attracted much attention. However, in the cleaning process using the ozone water, for example, when the light shielding film and the antireflection film are formed of chromium (Cr), the phenomenon that the chromium is dissolved or corroded occurs in the ozone water, which reduces the reflectivity of the metal layer/antireflective layer [0004-0006]. In addition, it can be seen that the smaller the difference in the injection ratio of the reactive gas containing carbon (C) for forming the anti-reflection film 30, the smaller the difference in thickness change after cleaning [0049-0057]. The light shielding film 20 and the antireflection film 30 include chromium (Cr), titanium (Ti),vanadium (V), cobalt (Co), nickel (Ni), zirconium (Zr), niobium (Nb), and palladium (Pd). , Zinc (Zn), chromium (Cr), aluminum (Al), manganese (Mn), cadmium (Cd), magnesium (Mg), lithium (Li), selenium (Sc), copper (Cu), molybdenum (Mo) And at least one or more transition metals of hafnium (Hf), tantalum (Ta), and tungsten (W). In addition, the light shielding film 20 and the antireflection film 30 may include at least one of silicon (Si), oxygen (O), nitrogen (N), carbon (C), hydrogen (H), and fluorine (F). It is configured to include. The light blocking film 20 and the antireflection film 30 may include, for example, chromium (Cr) in the transition metal. The light shielding film 20 and the antireflection film 30 include carbon (C), and in particular, the antireflection film essentially includes carbon (C) [0031]. The metal film formed of the light shielding film 20 and the anti-reflection film 30 may be heat treated, and the heat treatment process may include a rapid thermal process (RTP), a vacuum hot-plate bake, a plasma and Furnace can be carried out by one or more methods. The heat treatment process is preferably carried out in a vacuum of 10 .sup.-3 torr or less. The heat treatment step is preferably performed for 10 to 60 minutes at a temperature of 200 °C to 500 °C. Cooling after the heat treatment may be performed by a method using natural cooling or a rapid cooling device [0034]. A phase inversion film 60 may be further provided between the transparent substrate 10 and the metal film 40. The phase inversion film 60 includes chromium (Cr), titanium (Ti), vanadium (V), cobalt (Co), nickel (Ni), zirconium (Zr), niobium (Nb), palladium (Pd), and zinc (Zn). ), Chromium (Cr), aluminum (Al), manganese (Mn), cadmium (Cd), magnesium (Mg), lithium (Li), selenium (Se), copper (Cu), molybdenum (Mo), hafnium (Hf) ), Tantalum (Ta), tungsten (W) and silicon (Si). In addition, the phase inversion film 60 includes at least one of oxygen (O), nitrogen (N), carbon (C), hydrogen (H), and fluorine (F) in the material. The phase inversion layer 60 may be formed of a material having an etching selectivity of 10 or more with respect to the metal film 40 with respect to the etching material, and may be formed of, for example, a molybdenum silicide (MoSi) compound [0035]. In addition to the basis above, the examiner cites Nam et al. KR 20130051879 to establish that the rapid thermal treatment used in the processing of photomasks rendered obvious by the combination of Shin et al. KR 20210147391, in view of Fukushima et al. JP 61-221361 and Inazuki et al. 20180224737 includes cooling, such as the rapid cooling device disclosed at [0034] of Nam et al. KR 20130051879 and that either rapid cooling was used or it would have been obvious to do so based upon the teachings of Nam et al. KR 20130051879. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Martin J Angebranndt whose telephone number is (571)272-1378. The examiner can normally be reached 7-3:30 pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ching-Yu (Coris) Fung can be reached at 571-270-5713. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. MARTIN J. ANGEBRANNDT Primary Examiner Art Unit 1737 /MARTIN J ANGEBRANNDT/Primary Examiner, Art Unit 1737 June 8, 2026
Read full office action

Prosecution Timeline

Show 2 earlier events
Sep 15, 2025
Response Filed
Oct 07, 2025
Final Rejection mailed — §103
Nov 28, 2025
Response after Non-Final Action
Dec 24, 2025
Request for Continued Examination
Dec 30, 2025
Response after Non-Final Action
Mar 20, 2026
Non-Final Rejection mailed — §103
May 17, 2026
Response Filed
Jun 10, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12681378
MASK PROCESS CORRECTION METHODS AND METHODS OF FABRICATING LITHOGRAPHIC MASK USING THE SAME
4y 1m to grant Granted Jul 14, 2026
Patent 12681384
PHOTORESIST COMPOSITION
3y 6m to grant Granted Jul 14, 2026
Patent 12675041
Agglutinant for Pellicles, Pellicle Frame with Agglutinant Layer, Pellicle, Exposure Original Plate with Pellicle, Exposure Method, Method for Producing Semiconductor, and Method for Producing Liquid Crystal Display Board
4y 8m to grant Granted Jul 07, 2026
Patent 12675046
BOTTOM ANTIREFLECTIVE COATING MATERIALS
1y 11m to grant Granted Jul 07, 2026
Patent 12663707
PHASE SHIFT BLANKMASK AND PHOTOMASK FOR EUV LITHOGRAPHY
3y 5m to grant Granted Jun 23, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

5-6
Expected OA Rounds
55%
Grant Probability
90%
With Interview (+34.2%)
3y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1368 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month