Prosecution Insights
Last updated: October 04, 2026
Application No. 18/102,965

LAYERED STRUCTURE AND METHOD USING A POROUS LAYER HAVING DIFFERENT POROSITIES

Non-Final OA §103
Filed
Jan 30, 2023
Priority
Jan 31, 2022 — GB 2201241.3
Examiner
WINTERS, SEAN AYERS
Art Unit
2892
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Iqe PLC
OA Round
5 (Non-Final)
88%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
134 granted / 152 resolved
+20.2% vs TC avg
Strong +19% interview lift
Without
With
+19.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
40 currently pending
Career history
212
Total Applications
across all art units

Statute-Specific Performance

§103
60.2%
+20.2% vs TC avg
§102
29.4%
-10.6% vs TC avg
§112
10.1%
-29.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 152 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 07/15/2026 has been entered. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 15-20 are rejected under 35 U.S.C. 103 as being unpatentable over Moder (U.S. PG Pub No US2020/0286730A1) (of record) in view of Sakaguchi (U.S. PG Pub No US2001/0044216A1) (of record) and Cha (U.S. PG Pub No US2007/0298591A1). *Kudymov (U.S. PG Pub No US 2019/0096877A1) (of record) is provided as evidentiary support for claim 20* Regarding claim 15, Moder teaches a method [see figs. 4A-4C, 0079, 0109] of fabricating a layered structure (900) fig. 4C [0113] comprising steps to: grow an epitaxial layer (comprising 710, 720) fig. 4A [0080] (“obtained by epitaxy”) on a substrate (705 of 700) fig. 4A [0084], wherein the substrate (705) is silicon [0029, 0084], wherein the epitaxial layer (comprising 710) has a first resistivity proximal (in lower portion of 710 nearer to 705) to the substrate (705) and a second resistivity distal (in upper portion of 710 further from 705) from the substrate (705), and wherein the second resistivity is less than the first resistivity (710 could be implemented with a “non-uniform vertical dopant profile” [0084] having greater concentration of dopants in upper end than lower end, resulting in greater conductivity/lower resistivity in upper/distal portion of 710) (further, many different dopant distributions in 710, 720 may be contemplated [0053-0063, 0068, 0082-0087, 0110]); porosify [0088, 0112] the epitaxial layer (comprising 710, 720) to form a porous layer (820) fig. 4B [0088, 0107, 0112] with porosity greater than 30% proximal (in lower end of “coarse-porous” 710/821 [0088, 0107, 0112] – porosity may be 30-80% [0041-0042]) the substrate (705) and porosity less than or equal to 25% (may be 5-25% in “fine-porous” [0088, 0107, 0112] upper end of 825/720 [0041-0042]) distal from the substrate (705); and epitaxially grow [0112] a semiconductor layer (730) fig. 4C [0112] over the porous layer (820). However, Moder does not explicitly disclose wherein the substrate (705) is silicon (and) wherein the epitaxial layer (710, 720) is silicon (epitaxial layer may be GaAs [0052] instead), and wherein the first resistivity is in a range between 0.4 ohm-cm and 10 ohm-cm and the second resistivity is in a range between 0.01 ohm-cm and 0.4 ohm-cm (of n-doped epitaxial layer 710, 720). Sakaguchi teaches a method [see title, 0100] wherein the substrate (comprising 501) fig. 3B [0100]is silicon, wherein the epitaxial [0070] layer (503) fig. 3B [0100] is silicon (or GaAs) [0100, 0278]. Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified the method of Moder such that the epitaxial layer is formed of single-crystal silicon [0070, 0100, 0278] instead of epitaxially-grown, single crystal GaAs [0278] in order to enable the formation of different types of devices possibly better suited for silicon material, such as MOSFETs [0100, 0287], as well as silicon’s favorable etching characteristics [0279], as taught by Sakaguchi. However, Moder in view of Sakaguchi does not explicitly disclose wherein the first resistivity is in a range between 0.4 ohm-cm and 10 ohm-cm and the second resistivity is in a range between 0.01 ohm-cm and 0.4 ohm-cm (does not explicitly disclose resistivity of n-doped silicon epitaxial layer 710, 720). Cha teaches a method [see title, 0024] wherein the first resistivity (of 22) fig. 2 [0029] is in a range between 0.4 ohm-cm and 10 ohm-cm (1-50 ohm-cm) [0024-0025] (may have same resistivity as 20) and the second resistivity (of 24) fig. 2 [0026] is in a range between 0.01 ohm-cm and 0.4 ohm-cm (0.00001-0.1 ohm-cm [0026]) (‘epitaxial layer’ is defined as epitaxial material comprising 22 with 24, which interface and share crystalline orientation [0004-0012] so as to defined a layer of n-doped silicon material [0024-0026] having at least two portions with two distinct resistivity value(s) [0023-0027]). While Cha does not explicitly disclose the first resistivity in a range between 0.4 and 10 ohm-cm, Cha discloses that the resistivity of epitaxial layer portion 22 may be 1-50 ohm-cm [0024-0025]. Likewise, while Cha does not explicitly disclose the second resistivity in a range between 0.01 and 0.4 ohm-cm, Cha discloses that the resistivity of epitaxial layer portion 24 may be 0.00001-0.1 ohm-cm [0026]. In both cases, the values disclosed by Cha [0024-0026] overlap with the scope of the recited ranges. Therefore, in the absence of evidence of criticality for the slightly different claimed ranges, one of ordinary skill in the art would consider the resistivity ranges recited in the ranges to be sufficiently within the scope of the teachings of Cha [0024-0026]. (See MPEP 2144.05, I). Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified the epitaxial layer of silicon material in the method of Moder in view of Sakaguchi to have a high-resistivity portion in proximity to the substrate [0024-0025] and a low-resistivity portion there above [0026] in order to reduce manufacturing costs [0015-0017] and selectively control relative resistivity [0026-0027] for applications in a variety of contexts [0028], as taught by Cha. Regarding claim 16, Moder in view of Sakaguchi and Cha teaches the method [see figs. 4A-4C, 0079, 0109] of claim 15. Moder also teaches further comprising doping the epitaxial layer (comprising 710, 720) fig. 4A [0080] during the step to grow the epitaxial layer (epitaxial 710, 720 provided as doped-layers [0080-0086]). Regarding claim 17, Moder in view of Sakaguchi and Cha teaches the method [see figs. 4A-4C, 0079, 0109] of claim 16. Moder also teaches wherein the doping comprises doping the epitaxial layer (comprising 710) fig. 4A [0080] with a lower level of dopant (710 could be implemented with a “non-uniform vertical dopant profile” [0084] having greater concentration of dopants in upper end than lower end) proximal to the substrate (705) fig. 4A [0084] than adjacent to the channel layer. Regarding claim 18, Moder in view of Sakaguchi and Cha teaches the method [see figs. 4A-4C, 0079, 0109] of claim 15. Moder also teaches further comprising a step to ion implant [see figs. 4A, 0109-0110] at least part of the epitaxial layer (comprising 710, 720) fig. 4A [0080] (to form 725 regions) [fig. 4A, 0110] prior to the step to porosify [see fig. 4B, 0112] the epitaxial layer (to form 820) fig. 4B [0088-0089, 0112]. Regarding claim 19, Moder in view of Sakaguchi and Cha teaches the method [see figs. 4A-4C, 0079, 0109] of claim 15. Moder also teaches further wherein the step to porosify [see fig, 4B, 0088-0089, 0112] the epitaxial layer (comprising 710, 720) fig. 4A [0080] further comprises porosifying (base layer 705 could also be porsofied [0089]) at least an upper part of the substrate (705) fig. 4A [0084], wherein the upper part of the substrate (705) has the first resistivity (as part of 710 --- prior to porsification, 705 could have same dopant concentration as 710 [0085]). Regarding claim 20, Moder in view of Sakaguchi and Cha teaches the method [see figs. 4A-4C, 0079, 0109] of claim 15. Moder also teaches further comprising a step to provide a source, a drain, and a gate over the semiconductor layer (730) fig. 4C [0090-0091] to form a switch [0091], wherein the semiconductor layer (730) fig. 4C [0090-0091] forms a channel layer [0091]. With respect to the underlined, Moder does not explicitly depict a source, drain, gate and channel. However, [0093] of Moder indicates that epitaxial layer 730 is used to form a “power switch”, and the claimed components (i.e., a source, a drain, a gate, a channel …) are well-known for a power-switch transistor. As evidence of this, see [0019-0024] of Kudymov (U.S. PG Pub No US 2019/0096877A1) as well as exemplary embodiments such as fig. 5 of Kudymov. Response to Arguments Applicant’s arguments with respect to claim(s) 15-20 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Remaining references made available on the PTO-892 form (of record) are considered relevant to the present disclosure because they all feature semiconductor devices with porous layers. Newly-added Nakazawa (US-20110266617-A1) and Manabe (US5733796A) detail the relationship between doping concentrations and epitaxial silicon resistivity for multiple epitaxial regions. See, for example, fig. 10 of Nakazawa reproduced below. PNG media_image1.png 458 441 media_image1.png Greyscale Any inquiry concerning this communication or earlier communications from the examiner should be directed to SEAN AYERS WINTERS whose telephone number is (571)270-3308. The examiner can normally be reached Monday - Friday 10:30 am - 7:00 pm (EST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, N. Drew Richards can be reached at (571) 272-1736. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SEAN AYERS WINTERS/Examiner, Art Unit 2892 08/13/2026
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Prosecution Timeline

Show 6 earlier events
Nov 06, 2025
Response after Non-Final Action
Nov 19, 2025
Non-Final Rejection mailed — §103
Feb 17, 2026
Response Filed
May 18, 2026
Final Rejection mailed — §103
Jul 15, 2026
Response after Non-Final Action
Aug 10, 2026
Request for Continued Examination
Aug 12, 2026
Response after Non-Final Action
Aug 17, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

5-6
Expected OA Rounds
88%
Grant Probability
99%
With Interview (+19.3%)
3y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 152 resolved cases by this examiner. Grant probability derived from career allowance rate.

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