Prosecution Insights
Last updated: July 17, 2026
Application No. 18/140,284

Reflective Photomask Blank, and Method for Manufacturing Reflective Photomask

Final Rejection §103
Filed
Apr 27, 2023
Priority
May 13, 2022 — JP 2022-079563
Examiner
COSGROVE, JAYSON D
Art Unit
1737
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Shin-Etsu Chemical Co., Ltd.
OA Round
3 (Final)
52%
Grant Probability
Moderate
4-5
OA Rounds
6m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 52% of resolved cases
52%
Career Allowance Rate
63 granted / 122 resolved
-13.4% vs TC avg
Strong +33% interview lift
Without
With
+33.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
28 currently pending
Career history
160
Total Applications
across all art units

Statute-Specific Performance

§103
94.1%
+54.1% vs TC avg
§102
3.7%
-36.3% vs TC avg
§112
1.0%
-39.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 122 resolved cases

Office Action

§103
aNotice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s cancellation of claims 1-8 and addition of claims 12-19 is acknowledged. Applicant's arguments, see pages 5-7, filed 18 May 2026, with respect to the rejection(s) of claim(s) 9 under 35 U.S.C. 103 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of US 20050064299 A1 (hereby referred to as Lu). Applicant has amended independent claim 9 to define the structure of the reflective photomask blank and further specify that the patterning of the lower hard mask layer leaves the upper hard mask layer on the mask structure, and further specifies that the upper hard mask layer is removed simultaneously with the patterning of the absorber. Applicant argues that Hsieh, which was relied upon in the rejection of claim 9 for the teachings of the patterning of the photomask fails to teach the amended limitations regarding the patterning process. Particularly, Applicant argues that Hsieh doesn’t teach the steps (E) and (F) of instant claim 9, and instead patterns the mask in a different manner. Upon review of the previously cited art, the Examiner finds the Applicant’s arguments persuasive and therefore the previous rejection is withdrawn. However, a new rejection is presented in view of US 20050064299 A1 (hereby referred to as Lu), as explained below. Claim Objections Claims 9-19 are objected to because of the following informalities: Claim 9 recites “…utilizing the pattern of the first layer as an etching mask with leaving the pattern of the first layer on the pattern of the second layer” in step (E) and “…removing whole of the pattern of the first layer…” in step (F). The language utilized in steps (E) and (F) (particularly, the underlined portions above) is improper English, suggesting a potential foreign language translation mistake. Appropriate correction is required. The language used for step (E) is interpreted by the Examiner to mean that the first layer of the hard mask (the upper layer) is patterned, and the pattern is transferred to the second layer of the hard mask (the lower layer) during the patterning of step (E), such as shown in Fig, 4E of the instant application. The language used for step (F) is interpreted by the Examiner to mean that the entire patterned first hard mask layer (the upper layer) is removed during the patterning of the light-absorbing film, such as shown in Fig. 4F of the instant application. Claims 10-19 are objected to due to their dependence from independent claim 9. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 9-10, 13-16, and 18-19 are rejected under 35 U.S.C. 103 as being unpatentable over US 20210333717 A1 (hereby referred to as Hsieh) in view of US 20050064299 A1 (hereby refer to as Lu). Regarding Claim 9, Hsieh discloses an extreme ultraviolet (EUV) mask and method of manufacturing the same. Hsieh discloses an EUV photomask blank (101) that includes a middle layer (30) disposed over (in order) a hard mask layer (110), an absorber layer (120), a capping layer (130), a reflective multilayer (140), and a low thermal expansion material layer (150) (Hsieh, paragraph 0015 and Fig. 1A). The middle layer (30) has etching selectivity to the photoresist layer (20) (which is disposed over the middle layer, see Fig. 1A) and the hard mask layer (110) (Hsieh, paragraph 0020). For instance, when a silicon-based middle layer is etched with a fluorine-based etching gas, the etching rate observed is orders of magnitude greater than the etching rate of a chromium-based hard mask layer (Hsieh, paragraph 0020). The absorber layer functions to absorb EUV light from the EUV exposure source (Hsieh, paragraph 0023). The capping layer functions to protect the underlying multilayer from being etched (Hsieh, paragraph 0025). As can be seen in the patterning steps that result in the mask blank being processed into a photomask, the resist is patterned and the pattern is transferred to the middle layer, which is then further transferred to the hard mask layer and absorber layer (Hsieh, paragraph 0037-0049 and Fig. 4A-4F). Thus, it is apparent that the middle layer (30) is analogous to the first layer of the multilayer hard mask recited by instant claim 9 and the hard mask layer (110) is analogous to the second layer of the multilayer hard mask recited by instant claim 9. Similarly, the capping layer (130) is analogous to the protection film recited by instant claim 9 and the low thermal expansion material layer (150) is analogous to the substrate recited by instant claim 9. Hsieh discloses that the middle layer and the hard mask layer are etched using chlorine-based or fluorine-based etching gases, depending on the materials chosen for each (Hsieh, paragraph 0041). Hsieh discloses a method of manufacturing a reflective photomask comprising a pattern of the absorber film from the reflective mask blank (Hsieh, paragraph 0037 and Fig. 4A-4F). The method includes forming a resist layer (20) on top of the middle layer (30) (Hsieh, paragraph 0038, see Fig. 4A), patterning the resist film to form a resist pattern (Hsieh, paragraph 0038, see Fig. 4B), patterning the middle layer by dry-etching using a fluorine-based gas while utilizing the resist pattern as an etching mask (Hsieh, paragraph 0039, see Fig. 4C), stripping the resist layer (Hsieh, paragraph 0042), patterning the hard mask layer by dry-etching using a chlorine-based gas while utilizing the middle layer pattern as an etching mask (Hsieh, paragraph 0043, see Fig. 4D), patterning the absorber layer to form a pattern of the absorber layer by dry-etching using a fluorine-based gas whilst removing the middle layer by over-etching (Hsieh, paragraph 0044 and 0047, see Fig. 4E), and removing the hard mask layer by over-etching using a chlorine-based gas (Hsieh, paragraph 0047). Hsieh does not explicitly state that the middle layer is resistant to chlorine-based dry etching and the hard mask layer is resistant to fluorine-based dry etching. However, Hsieh suggests this feature in that the etching selectivity of the middle layer to the hard mask layer is about 80:1 (Hsieh, paragraph 0040). Furthermore, Hsieh discloses that the middle layer may be formed of various materials, including silicon-based materials such as silicon oxide (SiO), silicon oxynitride (SiON), silicon nitride (SiN), silicon boronitride (SiBN), silicon borocarbide (SiBC), silicon boro carbonitride (SiBCN), or polysiloxanes (Hsieh, paragraph 0018). The hard mask layer may be formed of metallic species, such as chromium-based or tantalum-based materials including chromium oxynitride (CrON), tantalum oxide (TaO), and tantalum boroxide (TaBO) (Hsieh, paragraph 0021). As the middle layer has an etch selectivity with respect to the hard mask layer of up to 80:1 (Hsieh, paragraph 0020), it is apparent that Hsieh intends for a combination of a middle layer comprising a silicon-based material and a hard mask layer comprising a chromium-based material (Hsieh, paragraph 0020, 0051, and 0057). The instant application utilizes a similar configuration (see Example 1 on pages 26-27 of the instant application’s specification, which utilizes CrN for the lower layer and SiN for the upper layer). Thus, whilst not explicitly stated by Hsieh, it would be expected that the mask blank disclosed by Hsieh possesses an upper layer (the middle layer (30)) that is removable by fluorine-based dry etching and is resistant to chlorine-based dry etching, and a lower layer (the hard mask layer (110)) that is removable by chlorine-based dry etching and is resistant to fluorine-based dry etching. This would be expected due to the mask blank of Hsieh utilizing similar or identical materials for the corresponding layers as the instant application. Similarly, Example 1 of the instant application (see pages 26-27 of the instant application’s specification) utilizes tantalum nitride having a thickness of 64 nm as the absorber film, and the thickness of the first layer is 10 nm (see Table 1 of the instant application’s specification). Hsieh discloses that the absorber comprises tantalum or a tantalum-containing material including a nitride, carbide, oxide, or boron derivative (Hsieh, paragraph 0057), and the thickness of the middle layer is preferably between 2 nm and 30 nm (Hsieh, paragraph 0051). As the middle layer of Hsieh utilizes similar or identical materials as the first layer of the instant application, it would be expected by one having ordinary skill in the art that the etching rate of the middle layer of Hsieh is comparable to the etching rate of the first layer of the instant application. Similarly, as the absorber layer of Hsieh utilizes similar or identical materials as the light-absorbing film of the instant application, it would be expected by one having ordinary skill in the art that the etching rate of the absorber layer of Hsieh is comparable to the etching rate of the light-absorbing film of the instant application. However, Hsieh fails to teach that the patterned first layer of the hard mask remains following etching the second layer of the hard mask, as well as removing the first layer of the hard mask simultaneously with the patterning of the absorber layer. Lu teaches a method for fabricating a mask. The method starts by supplying a photomask blank, wherein the photomask blank comprises a substrate, a reflective layer, an etch stop layer, a buffer layer, an absorber structure, and a bilayer hardmask (Lu, paragraph 0014 and Fig. 1). The reflective layer is a multilayer stack that reflects exposure light (Lu, paragraph 0015). The combination of the etch stop layer (ESL) and the buffer layer is considered analogous to the claimed protection film. The absorber structure is a bilayer structure that absorbs the exposure light (Lu, paragraph 0017). The bilayer hardmask comprises a first hardmask layer formed of carbon and a second hardmask layer formed of silicon, oxygen, nitrogen, or any combinations of at least two of said elements (Lu, paragraph 0018-0019). The second hardmask layer is disposed at the side remotest from the substrate (and thus is comparable to the claimed first hardmask layer) (Lu, Fig. 1). A first photoresist is formed and patterned over the mask blank (Lu, paragraph 0022 and Fig. 2). The pattern of the photoresist is transferred to the upper hardmask layer by etching using a fluorine-based gas (CHF3) (Lu, paragraph 0022 and Fig. 2). The pattern is then transferred to the lower hardmask layer by etching, wherein the upper hardmask layer remains on the mask structure (Lu, paragraph 0023 and Fig. 3). Following the transferring of the pattern to the lower hardmask layer, the pattern is transferred to the absorber structure using an etching technique, which also removes the upper hardmask layer (Lu, paragraph 0024-0025). Hsieh and Lu are analogous art because both references pertain to photomasks and their manufacture. It would have been obvious to one having ordinary skill in the art before the filing date of the instant application to keep the upper hardmask layer present following the patterning of the lower hardmask layer, and to remove the upper hardmask layer during patterning of the absorber layer, as taught by Lu, in the method disclosed by Hsieh because patterning the mask in such a way reduces the formation of veils, allows for the mask to be easily inspected for defects (and corrected, if necessary), and thus allows for sub-45 nm device fabrication (Lu, paragraph 0034). Regarding Claim 10, Hsieh discloses that the resist layer has a thickness of 2 nm to 150 nm (Hsieh, paragraph 0036). Hsieh does not disclose specific examples of the invention. However, per MPEP 2144.05 I., overlapping ranges establish a prima facie case of obviousness. Regarding Claim 13, Hsieh does not explicitly disclose the etching rate of the absorber layer with respect to the middle layer. However, Hsieh discloses that the absorber layer comprises tantalum or a tantalum derivative (such as a nitride) and the middle layer comprises a tantalum-based or silicon-based compound (such as SiN) (Hsieh, paragraph 0062). The instant application utilizes a tantalum nitride absorber layer (see page 26, lines 27-31 of the instant application’s specification) and a silicon nitride first layer (see page 27, line 4-12 of the instant application’s specification). Per Table 2 of the instant application’s specification (see page 30 of the instant application’s specification), the etching rate of the SiN layer was 0.50 nm/sec and the etching rate of the TaN layer was 0.40 nm/sec, yielding an etching rate ratio of 0.8 ( 0.4 n m s e c 0.5 n m s e c = 0.8 ) . As Hsieh utilizes similar or identical materials as Example 1 of the instant application, one having ordinary skill in the art would expect that the observed ratio of the etching rate of the absorber layer with respect to the etching rate of the middle layer in Hsieh’s invention would also be within the range of 0.4 to 2. Regarding Claim 14, Hsieh discloses that the middle layer (which corresponds to the claimed first layer) may be formed of a silicon-based material, such as SiO, SiON, SiN, SiBN, SiBC, SiBCN, or polysiloxanes (Hsieh, paragraph 0051). These materials comprise silicon and are free of chromium. Regarding Claim 15, Hsieh discloses that the hard mask layer (which corresponds to the claimed second layer) may be formed of a metallic material, such as chromium or tantalum or their alloys, such as CrON, TaB, TaO, TaBO, or TaBN (Hsieh, paragraph 0050). In the case that CrON is utilized, a material comprising chromium and free of silicon is used as the second layer. Regarding Claim 16, Hsieh discloses that the middle layer (which corresponds to the claimed first layer) has a thickness between 2 nm and 30 nm (Hsieh, paragraph 0051). Hsieh does not disclose specific examples of the invention. However, per MPEP 2144.05 I., overlapping ranges establish a prima facie case of obviousness. Regarding Claim 18, Hsieh discloses that the middle layer (which corresponds to the claimed first layer) has a thickness between 2 nm and 30 nm (Hsieh, paragraph 0051). The hard mask layer (which corresponds to the claimed second layer) has a thickness between 6 nm and 10 nm (Hsieh, paragraph 0050). Hsieh further discloses that the thickness ratio of the middle layer to the hard mask layer ranges from about 1:1 to about 25:1, wherein the ratio is chosen so that the dry etching chemistries are adjusted to have high etching selectivity without losing pattern fidelity (Hsieh, paragraph 0022). Hsieh does not disclose specific examples of the invention. However, per MPEP 2144.05 I., overlapping ranges establish a prima facie case of obviousness. Regarding Claim 19, Hsieh discloses that the absorber layer may comprise tantalum or tantalum-based compounds, such as nitrides, carbides, oxides, and/or boron derivatives (Hsieh, paragraph 0023). Claim(s) 11 is rejected under 35 U.S.C. 103 as being unpatentable over US 20210333717 A1 (hereby referred to as Hsieh) in view of US 20050064299 A1 (hereby refer to as Lu), as applied to claim 9 above, and further in view of US 20030064296 A1 (hereby referred to as Yan). Regarding Claim 11, the combination of Hsieh and Lu renders obvious a method of manufacturing a reflective photomask according to instant claim 9, as discussed above. The method yields a patterned absorber layer (see Hsieh, paragraph 0044 and 0047 and Fig. 4E). However, Hsieh and Lu are silent in regards to the patterned absorber layer’s line width. Yan teaches a photolithographic mask fabrication method. The method includes preparing a mask blank (Yan, Fig. 4A) and patterning the mask (Yan, Fig. 4B-4F) (see Yan, paragraph 0041-0048). The mask comprises an absorber layer (430 as shown in Fig. 4A) that is etched to produce a patterned absorber layer (447 as shown in Fig. 4C) (Yan, paragraph 0042-0043). The absorber may be a material comprising tantalum, such as TaN (Yan, paragraph 0031). Yan teaches that the line width of the absorber on a mask is 12 nm when TaN is used (Yan, paragraph 0063). Hsieh, Lu, and Yan are analogous art because each reference pertains to photomasks and their manufacture. It would have been obvious to one having ordinary skill in the art before the filing date of the instant application to produce an absorber pattern having a line width of 25 nm or less, as taught by Yan, in the method of manufacturing a photomask obtained by combining the teachings of Hsieh and Lu because a small line width, such as below 25 nm, allows for improved resolution and the ability to print smaller features on a semiconductor wafer (Yan, paragraph 0020). Claim(s) 12 and 17 are rejected under 35 U.S.C. 103 as being unpatentable over US 20210333717 A1 (hereby referred to as Hsieh) in view of US 20050064299 A1 (hereby refer to as Lu) as applied to claim 9 above, and further in view of US 20030082460 A1 (hereby referred to as Stivers). Regarding Claims 12 and 17, the combination of Hsieh and Lu renders obvious the method of manufacturing a photomask according to instant claim 9. Hsieh discloses that the middle layer (which corresponds to the first layer of the instant application) has a thickness between 2 nm to 30 nm (Hsieh, paragraph 0051). However, Hsieh is silent in regards to the absorber layer thickness. Lu teaches a bilayer structure for the absorber, wherein both layers are tantalum-based (Lu, paragraph 0017). Stivers teaches photolithographic mask fabrication. The mask taught by Stivers comprises a substrate, a reflective multilayer, a buffer layer, and an absorber layer (Stivers, paragraph 0020). The absorber layer may be a material such as tantalum nitride (TaN) (Stivers, paragraph 0023). When TaN is used for the absorber layer, the thickness of the absorber layer may be in the range of 50 to 100 nm (Stivers, paragraph 0023). Stivers further teaches that the thickness of the absorber is mostly determined by the radiation absorption of the material used as the absorber (Stivers, paragraph 0023). As evidenced by Table 2 of the instant application’s specification (see page 30 of the instant application’s specification), the clear time of a layer is directly proportional to the thickness of the layer. Stivers teaches photolithographic mask fabrication. The mask taught by Stivers comprises a substrate, a reflective multilayer, a buffer layer, and an absorber layer (Stivers, paragraph 0020). The absorber layer may be a material such as tantalum nitride (TaN) (Stivers, paragraph 0023). Hsieh, Lu, and Stivers are analogous art because each reference pertains to photolithographic mask manufacturing. It would have been obvious to one having ordinary skill in the art before the filing date of the instant application to have the tantalum nitride absorber layer of Hsieh have a thickness between 50 nm and 100 nm, as taught by Stivers, because the thickness of the absorber layer of a photolithographic mask is mostly determined by the material used as the absorber (Stivers, paragraph 0023), and the range taught by Stivers provides suitable absorption of radiation for TaN layers (Stivers, paragraph 0023). When the teachings of Hsieh and Stivers are combined, the photomask blank comprises a middle layer (analogous to the claimed first layer) containing SiO, SiON, or SiN and having a thickness of 2 nm to 30 nm (Hsieh, paragraph 0051) and an absorber layer containing TaN and having a thickness between 50 nm and 100 nm (Stivers, paragraph 0023). The materials of the obtained mask blank are similar or identical to those utilized by the instant application’s invention (see Examples 1-4 on pages 26-28 and Tables 1 and 2 of the instant application’s specification), suggesting that the middle layer and the absorber layer would have comparable etching rates as the first layer and light-absorbing film, respectively, of the instant application. Additionally, the thickness of the absorber layer is significantly greater than the thickness of the middle layer. Therefore, one having ordinary skill in the art would expect that the etching clear time of the absorber layer on fluorine-based dry etching under one condition would be longer than the etching clear time of the middle layer (analogous to the first layer of the hard mask film) on the fluorine-based dry etching under the same condition. Furthermore, it would have been obvious to one having ordinary skill in the art before the filing date of the instant application to provide an absorber layer having a thickness of 50 nm to 100 nm, as taught by Stivers, for the mask blank disclosed by Hsieh (and modified by the teachings of Lu) because Hsieh and Stivers both utilize tantalum-based absorbers (Hsieh, paragraph 0068; Stivers, paragraph 0023) and it is known in the art that the thickness of the absorber layer is determined by the radiation absorption of the material used as the absorber (Stivers, paragraph 0023). Thus, one having ordinary skill in the art would be motivated to routinely optimize the thickness of the absorber layer disclosed by Hsieh within the range taught by Stivers in order to obtain desirable light-absorption behavior (Stivers, paragraph 0023). Refer to MPEP 2144.05 II. The Examiner notes that when the middle layer of Hsieh (which has a thickness of 2 to 30 nm, as mentioned above) is combined with the absorber of Stivers (which has a thickness of 100 nm in some embodiments (see Stivers, paragraph 0023)), the difference between the thickness of the middle layer and the absorber layer is not less than 30 nm, per instant claim 17. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAYSON D COSGROVE whose telephone number is (571)272-2153. The examiner can normally be reached Monday-Friday 10:00-18:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan Johnson can be reached at (571) 272-1177. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JAYSON D COSGROVE/Examiner, Art Unit 1737 /JONATHAN JOHNSON/Supervisory Patent Examiner, Art Unit 1734
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Prosecution Timeline

Apr 27, 2023
Application Filed
Oct 22, 2025
Non-Final Rejection mailed — §103
Jan 13, 2026
Response Filed
Feb 18, 2026
Non-Final Rejection mailed — §103
May 18, 2026
Response Filed
Jun 10, 2026
Final Rejection mailed — §103 (current)

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