Prosecution Insights
Last updated: April 19, 2026
Application No. 18/160,274

METHODS AND APPARATUS FOR CALIBRATION OF SUBSTRATE PROCESSING CHAMBER PLACEMENT VIA IMAGING

Non-Final OA §103
Filed
Jan 26, 2023
Examiner
XING, CHRISTINA ILONA
Art Unit
2877
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Applied Materials, Inc.
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
96%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allow Rate
21 granted / 24 resolved
+19.5% vs TC avg
Moderate +8% lift
Without
With
+8.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
31 currently pending
Career history
55
Total Applications
across all art units

Statute-Specific Performance

§101
2.6%
-37.4% vs TC avg
§103
49.3%
+9.3% vs TC avg
§102
32.1%
-7.9% vs TC avg
§112
14.2%
-25.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 24 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 1-15 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 11/03/2025. Applicant’s election without traverse of claims 16-20 in the reply filed on 11/03/2025 is acknowledged. Response to Amendment The Amendment filed 11/03/2025 has been entered. Claims 16 and 20 have been amended. Claims 16-20 are still pending in the application. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 16-18 are rejected under 35 U.S.C. 103 as being unpatentable over Cho (KR 100853298 B1). Regarding claim 16, Cho teaches a processing system (discloses a substrate processing alignment system, page 2, lines 17-22) for analyzing a calibrating substrate, comprising; a substrate support (workpiece state 300, page 2, lines 18-22) disposed in the processing volume, the substrate support configured to receive a substrate(discloses receiving and holding the substrate via vacuum, page 2, lines 54-56); an imaging apparatus(110) coupled to and connected to a controller(control unit, page 3, lines 1-5), the controller comprising instructions that, when executed, cause: the imaging apparatus (110) to capture one or more images of a calibrating substrate disposed on the substrate support (discloses captures images of substrate alignment marks relative to stage marks, page 3, lines 10-15), the one or more images showing a plurality of marking features on the calibrating substrate relative to one or more predefined features on the substrate support (discloses compares multiple substrate marks to reference marks on the stage, page 2, lines 50-54), the one or more predefined features being disposed at predetermined locations on the substrate support(discloses defines the location of reference marks on the stage, “alignment marks 310, which are reference 44 points, are provided on a fixed type workpiece stage 300”, page 2, lines 43-49); and a processor (control unit) to determine a true center of the calibrating substrate and a center of the substrate support using the one or more images (computes positional offset between substrate and stage based on marks, “the control unit compares the marks 310 and 310 and aligns the entirety of the transfer robot 100 by X-axis movement, Y-axis movement, and θ-axis rotation so as to be positioned at an absolute value”, page 3, lines 12-19). Cho is silent about a process chamber having a processing volume. The examiner takes official notice that it is known to one of ordinary skill in the art before the earliest effective filing date to incorporate a process chamber with a process volume to improve image stability. Therefore, it would be obvious to one of ordinary skill in the art to include into Cho a process chamber having a processing volume, as it is well-known in the art to do, and in order to improve image stability. Regarding claim 17, Cho teaches wherein the controller (control unit) further comprises instructions that, when executed, cause the processor to determine a difference between the center of the substrate support and the true center of the calibrating substrate (teaches calculates positional offset between substrate and workpiece stage reference marks, page 2, lines 43-58) and compare the difference to a predetermined threshold limit to determine if an offset correction is needed (teaches uses absolute value tolerance for alignment correction, page 2, lines 51-58). Regarding claim 18, Cho teaches wherein the controller (control unit) further comprises instructions that, when executed, cause the processor to adjust a transfer robot based on the offset correction, if the offset correction is determined to be needed (teaches moves the robot in X/Y/θ axes to correct substrate position based on measured alignment error, page 3, lines 12-19). Claim 19 is rejected under 35 U.S.C. 103 as being unpatentable over Cho (KR 100853298 B1) in view of Wang et al. (CN 109449249 A)(hereinafter, “Wang”). Regarding claim 19, Cho teaches wherein the controller (control unit) further comprises instructions that, when executed, the one or more images are captured by the imaging apparatus (110). Cho is silent about the processor digitally implement in the one or more images the one or more predefined features on the substrate support. Wang teaches the processor digitally implement in the one or more images the one or more predefined features on the substrate support (teaches digital processor identifies laser mark positions and computes coordinates relative to wafer, page 3, lines 27-30). It would have been obvious to one of ordinary skill in the art before the earliest effective filing date to integrate a digital processor of Wang to Cho to enhance alignment accuracy through precise digital feedback (page 2, lines 45-55). Claim 20 is rejected under 35 U.S.C. 103 as being unpatentable over Cho (KR 100853298 B1) in view of Lee et al. (WO 2017082496 A1)(hereinafter, “Lee”). Regarding claim 20, Cho teaches wherein the controller (control unit) further comprises instructions that, when executed, cause: the substrate support to the calibrating substrate (discloses rotates substrate via robot rotation, page 3, lines 12-19); the imaging apparatus(110) to capture one or more images of the calibrating substrate (discloses captures substrate and workpiece stage marks during movement, page 3, lines 1-7 ); and the processor to monitor a gap offset between the calibrating substrate and the substrate support (computes positional offset between substrate and stage based on marks, “the control unit compares the marks 310 and 310 and aligns the entirety of the transfer robot 100 by X-axis movement, Y-axis movement, and θ-axis rotation so as to be positioned at an absolute value”, page 3, lines 12-19) using at least one edge marking feature on the calibrating substrate ( discloses using edge features for alignment, “the multiple focus camera 110 may be mounted on the edge of the workpiece stage 300 and the edge of the substrate 200 without the alignment marks 310”, page 3, lines 14-15) and the one or more images of the calibrating substrate by the substrate support(discloses captures images of substrate alignment marks relative to stage marks, page 3, lines 10-15). Cho is silent about the substrate support as the calibrating substrate is rotated; the imaging apparatus to capture one or more images of the calibrating substrate and the substrate support as the calibrating substrate is rotated; and the processor to monitor a gap offset between the calibrating substrate and the substrate support using at least one edge marking feature. Lee teaches the substrate support as the calibrating substrate is rotated (discloses the wafer is rotated for imaging and alignment, “after the wafer W is rotated 180 degrees with respect to the center of the stage S, a second image of the wafer W is captured (S3). The second image can be photographed by the vision camera VC”, “the wafer W moved on the x-axis of the stage S is rotated 180 degrees with respect to the center of the stage S by the center O of the wafer , And the fourth image of the wafer W is photographed (S6). The fourth image can be photographed by the vision camera VC”, page 4, lines 18-36); the imaging apparatus (VC) to capture one or more images of the calibrating substrate and the substrate support as the calibrating substrate is rotated (discloses imaging is performed during rotation, page 1, lines 37-42); and the processor (30) to monitor a gap offset between the calibrating substrate and the substrate support using at least one edge marking feature (discloses the arithmetic unit calculates wafer center and alignment error using wafer notch, page 2, lines 7-11 and page 4, lines 50-54). It would have been obvious to one of ordinary skill in the art before the earliest effective filing date to incorporate the substrate rotation of Lee to Cho to improve alignment accuracy by capturing multiple images during rotation, detecting offsets, and dynamically correcting substrate positioning for precise and reliable alignment (page 4, lines 18-58). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTINA XING whose telephone number is (571)270-7743. The examiner can normally be reached Monday - Friday 9AM - 5 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kara Geisel can be reached at 571-272-2416. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHRISTINA I XING/ Examiner, Art Unit 2877 /Kara E. Geisel/ Supervisory Patent Examiner, Art Unit 2877
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Prosecution Timeline

Jan 26, 2023
Application Filed
Nov 21, 2025
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
96%
With Interview (+8.3%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 24 resolved cases by this examiner. Grant probability derived from career allow rate.

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