DETAILED ACTION
Notice of Pre-AIA or AIA Status
The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA .
Continued Examination Under 37 CFR 1.114
A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 06/16/2026 has been entered.
Claim Rejections - 35 USC § 103
In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status.
The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action:
A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made.
Claims 1-2, and 21 are rejected under U.S.C. 103 as being unpatentable over Park et al.; US 2021/0376291 A1; 03/2021 in view of Shinomiya et al.; US 2021/0382354 A1; 01/2021
Claim 1: Park discloses a display device comprising: a substrate ( Fig. 9 #10) comprising a light emitting area ( Fig. 9 first light emitting region LA1 ) including a light emitting element ( Fig. 9 first light transmitting region TA1 ) and a non-light emitting area ( Fig. 9 non-light emitting region NLA ) including a pixel defining layer ( Fig. 9: pixel defining layer 150 ); a low refractive index layer ( Fig. 9 #70; [0069] In an embodiment, the filler #70 may include or be made of a material having a refractive index of about 1.7 or less ) disposed on the substrate ( Fig. 9 #10 ); a capping layer ( Fig. 9 #393 ) disposed on the low refractive index layer ( Fig. 9 #70 ) the capping layer comprising: a first layer ( Fig. 9 #393 ) disposed on the low refractive index layer ( Fig. 9 #70 ) and directly contacting an upper surface of the low refractive index layer ( as shown in Fig. 9 ); a second layer ( Fig. 9 #391 ) disposed on the first layer ( Fig. 9 #393 ); and a wavelength conversion layer ( Fig. 9 #330, #340 and #350 ) disposed on the second layer ( Fig. 9 #391 ) and having a refractive index higher than a refractive index of the low refractive index layer ( [0287] The first base resin #331 may include or be made of a material having a high light transmittance ), wherein a nitrogen atomic ratio of the first layer ( [0273] In one embodiment, for example, the second capping layer #391 may include silicon nitride, aluminum nitride, zirconium nitride, titanium nitride, hafnium nitride, tantalum nitride, silicon oxide, aluminum oxide, titanium oxide, tin oxide, cerium oxide, or silicon oxynitride) is different from a nitrogen atomic ratio of the second layer ( [0324] In an embodiment, the third capping layer #393 may include or be made of the same material as the second capping layer #391 or may include at least one selected from the materials mentioned in the description of the second capping layer #391; #393 could select a different compound than the first capping layer #391 which would contain a different nitrogen atomic ratio ).
Park does not appear to disclose the first layer and the second layer are in contact with each other at a portion overlapping the light emitting area and the non-light emitting area, the first layer and the second layer include a first portion overlapping the light emitting element and a second portion disposed in the non-light emitting area, the first portion and the second portion are connected, and the first portion overlaps the wavelength conversion layer in a direction perpendicular to a surface of the substrate.
Shinomiya discloses the first layer ( Fig. 3 first layer 133a ) and the second layer ( Fig. 3 second layer 133b ) are in contact with each other ( as shown in Fig. 3 ) at a portion overlapping the light emitting area ( Fig. 3 light source 120 ) and the non-light emitting area ( Fig. 3 areas outside #120), the first layer ( Fig. 3 #133a ) and the second layer ( Fig. 3 #133b ) include a first portion overlapping the light emitting element ( center portion shown in Fig. 3 ) and a second portion ( left and right side of layers shown in Fig. 3 ) disposed in the non-light emitting area ( Fig. 3 area outside #120 ), the first portion and the second portion are connected ( Fig. 3 #133a and #133b are connected ), and the first portion overlaps the wavelength conversion layer ( Fig. 5A light-transmissive member 125; [0099] The light-transmissive member 125 includes a base material made of a light-transmissive material and a plurality of wavelength conversion particles dispersed in the base material ) in a direction perpendicular to a surface of the substrate ( as shown in Fig. 5A ).
the first layer and the second layer include a first portion overlapping the light emitting element and a second portion disposed in the non-light emitting area, the first portion and the second portion are connected, and the first portion overlaps the wavelength conversion layer in a direction perpendicular to a surface of the substrate.
It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to utilize the teachings of Shinomiya with Park to implement the first layer and the second layer are in contact with each other at a portion overlapping the light emitting area and the non-light emitting area, the first portion and the second portion are connected, and the first portion overlaps the wavelength conversion layer in a direction perpendicular to a surface of the substrate because this approach can prevent detachment between layers and protect the device from external moisture while optimizing optical performance.
Claim 2: Park and Shinomiya disclose the display device of claim 1 ( as discussed above).
Park teaches an oxygen atomic ratio ( [0273] In one embodiment, for example, the second capping layer #391 may include silicon nitride, aluminum nitride, zirconium nitride, titanium nitride, hafnium nitride, tantalum nitride, silicon oxide, aluminum oxide, titanium oxide, tin oxide, cerium oxide, or silicon oxynitride ) of the second layer ( Fig. 9 #391) is different from an oxygen atomic ratio ( #393 picks a compound that has different oxygen atomic ratio from the list for #391 ) of the first layer ( Fig. 9 #393).
Claim 21: Park discloses an electronic device ( [0060] Referring to FIG. 1, an embodiment of the display device 1 may be applied to or included in various electronic devices including small and medium-sized electronic devices ) comprising: a display device ( Fig. 1 :display device 1 ) comprising: a substrate ( Fig. 1: substrate 30 ) comprising a light emitting area ( Fig. 9: light emitting regions LA1 to LA3 ) including a light emitting element ( Fig. 9: LA1 to LA3 ) and a non-light emitting area ( Fig. 9: non-light emitting NLA ) including a pixel defining layer ( Fig. 9: pixel defining layer 150 ); a low refractive index layer ( Fig. 9 #70 ) disposed on the substrate ( Fig. 9: substrate 10) ; a capping layer ( Fig. 9 #393 ) disposed on the low refractive index layer ( Fig. 9 #70 ), the capping layer comprising: a first layer ( Fig. 9 #393 ) disposed on the low refractive index layer ( Fig. 9 #70 ) and directly contacting an upper surface of the low refractive index layer ( as shown in Fig. 9 ); a second layer ( Fig. 9 #391 ) disposed on the first layer ( Fig. 9 #393 ); and a wavelength conversion layer ( Fig. 9 #330, #340, and #350 ) disposed on the second layer ( Fig. 9 #391 ) and having a refractive index higher than a refractive index of the low refractive index layer ( [0287] The first base resin #331 may include or be made of a material having a high light transmittance ),
wherein a nitrogen atomic ratio of the first layer ( [0273] In one embodiment, for example, the second capping layer #391 may include silicon nitride, aluminum nitride, zirconium nitride, titanium nitride, hafnium nitride, tantalum nitride, silicon oxide, aluminum oxide, titanium oxide, tin oxide, cerium oxide, or silicon oxynitride ) is different from a nitrogen atomic ratio of the second layer ( [0324] In an embodiment, the third capping layer #393 may include or be made of the same material as the second capping layer #391 or may include at least one selected from the materials mentioned in the description of the second capping layer #391; #393 could select a different compound than the first capping layer #391 which would contain a different nitrogen atomic ratio ).
Park does not appear to disclose the first layer and the second layer are in contact with each other at a portion overlapping the light emitting area and the non-light emitting area, the first layer and the second layer include a first portion overlapping the light emitting element and a second portion disposed in the non-light emitting area, the first portion and the second portion are connected, and the first portion overlaps the wavelength conversion layer in a direction perpendicular to a surface of the substrate.
However, Shinomiya teaches the first layer ( Fig. 3 first layer 133a ) and the second layer ( Fig. 3 second layer 133b ) are in contact with each other ( as shown in Fig. 3 ) at a portion overlapping the light emitting area ( Fig. 3 light source 120 ) and the non-light emitting area ( Fig. 3 areas outside #120), the first layer ( Fig. 3 #133a ) and the second layer ( Fig. 3 #133b ) include a first portion overlapping the light emitting element ( center portion shown in Fig. 3 ) and a second portion ( left and right side of layers shown in Fig. 3 ) disposed in the non-light emitting area ( Fig. 3 area outside #120 ), the first portion and the second portion are connected ( Fig. 3 #133a and #133b are connected ), and the first portion overlaps the wavelength conversion layer ( Fig. 5A light-transmissive member 125; [0099] The light-transmissive member 125 includes a base material made of a light-transmissive material and a plurality of wavelength conversion particles dispersed in the base material ) in a direction perpendicular to a surface of the substrate ( as shown in Fig. 5A ).
It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to utilize the teachings of Shinomiya with Park to implement the first layer and the second layer are in contact with each other at a portion overlapping the light emitting area and the non-light emitting area, the first portion and the second portion are connected, and the first portion overlaps the wavelength conversion layer in a direction perpendicular to a surface of the substrate because this prevents the layers from detaching and also blocks moisture from damaging the display device because this approach can prevent detachment between layers and protect the device from external moisture while optimizing optical performance.
Claims 3 and 4 are rejected under U.S.C. 103 as being unpatentable over Park et al.; US 2021/0376291 A1; 03/2021 in view of Shinomiya et al.; US 2021/0382354 A1; 01/2021 as it relates to claim 2 above and further in view of Lee et al.; US 12,178,071 B2; 07/2022
Claim 3: Park and Shinomiya disclose the display device of claim 2 ( as discussed above ).
Park teaches the wavelength conversion layer ( Fig. 9 #330, #340, and #350 ) comprises a bank layer ( Fig. 9 #370 ) defining a plurality of openings ( as shown in Fig. 9 ), and the bank layer ( Fig. 9 #370 ) comprises an organic insulating material ( [0281] In an embodiment, the bank pattern #370 may include an organic material having photocurability ) and directly contacts a second surface of the second layer ( Fig. 9 #393 ) facing the first surface ( as shown in Fig. 9 ) of the second layer ( Fig. 9 #393 ),
Neither Park nor Shinomiya appear to disclose the second portion overlaps the bank layer in the direction perpendicular to the surface of the substrate.
However, Lee teaches the second portion ( portion outside Fig. 2 light-emitting layer 120 ) overlaps the bank layer ( Fig. 2 bank layer 115 ) in the direction perpendicular to the surface of the substrate ( as shown in Fig. 2 ).
It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to utilize the teachings of Lee with Park and Shinomiya to implement the second portion overlaps the bank layer in the direction perpendicular to the surface of the substrate because this approach provides electrical connectivity and uniformity.
Claim 4: Park, Shinomiya, and Lee disclose the display device of claim 3 (as discussed above).
Park teaches the first layer ( Fig. 9 #391 ) and the second layer ( Fig. 9 #393 ) comprise silicon oxynitride having different element ratios ( [0273] In one embodiment, for example, the second capping layer #391 may include silicon nitride, aluminum nitride, zirconium nitride, titanium nitride, hafnium nitride, tantalum nitride, silicon oxide, aluminum oxide, titanium oxide, tin oxide, cerium oxide, or silicon oxynitride; [0324] In an embodiment, the third capping layer #393 may include or be made of the same material as the second capping layer #391 or may include at least one selected from the materials mentioned in the description of the second capping layer #391 ).
Claim 5 is rejected under U.S.C. 103 as being unpatentable over Park et al.; US 2021/0376291 A1; 03/2021 in view of Shinomiya et al.; US 2021/0382354 A1; 01/2021 and Lee et al.; US 12,178,071 B2; 07/2022 as it relates to claim 4 above and further in view of Murata et al.; US 2010/0196685 A1; 09/2008
Claim 5: Park, Shinomiya, and Lee disclose the display device of claim 4 ( as discussed above).
Neither Park nor Shinomiya nor Lee appear to disclose the nitrogen atomic ratio of the first layer is about 10 percent to about 35 percent , and the nitrogen atomic ratio of the second layer is about 0.2 percent to about 10 percent.
However, Murata teaches the nitrogen atomic ratio of the first layer ( [0122] SiON (nitrogen 33 atom %), Si.sub.3N.sub.4, Sion (nitrogen 33 atom %), Si.sub.3N.sub.4 and SiON (nitrogen 9 atom %) were laminated in this order on the sapphire glass ) is about 10 percent to about 35 percent ( [0122] using SiON having a ratio of nitrogen to (oxygen+nitrogen) in the film of 33 atom % ) , and the nitrogen atomic ratio of the second layer ( as discussed above ) is about 0.2 percent to about 10 percent ( [0122] and SiON having a ratio of nitrogen to (oxygen+nitrogen) in the film of 9 atom %).
It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to utilize the teachings of Murata with Park, Shinomiya and Lee to implement the nitrogen atomic ratio of the first layer is about 10 percent to about 35 percent , and the nitrogen atomic ratio of the second layer is about 0.2 percent to about 10 percent because a high-nitrogen layer is typically deposited on a sensitive active layer and a low-nitrogen second layer is deposited on the first to optimize the transport of charge carriers toward a different part of the device.
Claim 6 is rejected under U.S.C. 103 as being unpatentable over Park et al.; US 2021/0376291 A1; 03/2021 in view of Shinomiya et al.; US 2021/0382354 A1 and further in view of Wright et al.; US 7109101 B1; 05/2003
Claim 6: Park and Shinomiya disclose the display device of claim 1 ( as discussed above), extending from a first surface of the first layer directly contacting the upper surface of the low refractive index layer ( Fig. 9 #70) toward the second surface of the first layer facing the first surface of the first layer ( Fig. 9 #393 )
Neither Park nor Shinomiya appear to disclose the first layer comprises a plurality of pinholes, and the plurality of pinholes does not penetrate the first layer.
However, Wright teaches the first layer ( Fig. 1 #15 ) comprises a plurality of pinholes ( Col. 2 lines 12 – 15 Capping layers formed only of SiON in the PECVD plasma environment, however, have a tendency to develop pinholes ) and the plurality of pinholes does not penetrate ( Col. 2 lines 22 – 25 Another possible solution is to create a “capping stack” consisting of multiple layers of different materials including SiON, to thwart pinhole formation ) the first layer ( Fig. 1 #15).
It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to utilize the teachings of Wright with Park and Shinomiya to implement the first layer comprises a plurality of pinholes, and the plurality of pinholes does not penetrate the first layer because the introduction of these defects allows for precise, controlled electronic tunneling while maintaining the protective properties of the layer.
Claim 8 is rejected under U.S.C. 103 as being unpatentable over Park et al.; US 2021/0376291 A1; 03/2021 in view of Shinomiya et al.; US 2021/0382354 A1 and further in view of Sato et al.; US 2025/0321361 A1; 03/2022
Claim 8: Park and Shinomiya disclose the display device of claim 1 ( as discussed above).
Neither Park nor Shinomiya appear to disclose the low refractive index layer comprises a resin and a plurality of inorganic particles dispersed in the resin, and the upper surface of the low refractive index layer comprises steps due to the plurality of inorganic particles.
However, Sato teaches the low refractive index layer comprises a resin ( [0121 the first layer is usually a layer including resin, and the refractive index of general resin is approximately 1.5 ) and a plurality of inorganic particles dispersed in the resin ( [0132] The low refractive index particles may be either inorganic particles or organic particles ), and the upper surface of the low refractive index layer comprises steps due to the plurality of inorganic particles ( [0134] the low refractive index particles may be subjected to a surface treatment ).
It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to utilize the teachings of Sato with Park and Shinomiya to implement the low refractive index layer comprises a resin and a plurality of inorganic particles dispersed in the resin, and the upper surface of the low refractive index layer comprises steps due to the plurality of inorganic particles because this configuration is used to enhance light extraction or trapping.
Claims 9-11 are rejected under U.S.C. 103 as being unpatentable over Park et al.; US 2021/0376291 A1; 03/2021 in view of Shinomiya et al.; US 2021/0382354 A1 and Sato et al.; US 2025/0321361 A1; 03/2022 as it relates to claim 8 and further in view of Uchida et al; US 2023/0109576 A1; 03/2021
Claim 9: Park, Shinomiya, and Sato disclose the display device of claim 8 ( as discussed above).
Neither Park nor Shinomiya nor Sato appear to disclose pinholes of the plurality of pinholes are adjacent to the steps.
However, Uchida teaches pinholes of the plurality of pinholes ( Fig. 39 #15 ) are adjacent to the steps ( Fig. 39 #513 ).
It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to utilize the teachings of Uchida with Park, Shinomiya, and Sato to implement pinholes of the plurality of pinholes are adjacent to the steps because of poor step coverage during the deposition process.
Claim 10: Park, Shinomiya, Sato and Uchida disclose the display device of claim 9 ( as discussed above).
Neither Park nor Shinomiya nor Uchida appear to disclose the plurality of inorganic particles comprises one or more of silica, magnesium fluoride, and iron oxide.
However, Sato teaches the plurality of inorganic particles comprises one or more of silica, magnesium fluoride, and iron oxide ( [0132] the inorganic particles may include inorganic particles such as silicon dioxide (silica), magnesium fluoride, lithium fluoride, calcium fluoride and barium fluoride).
It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to utilize the teachings of Sato with Park, Shinomiya, and Uchida to implement the plurality of inorganic particles comprises one or more of silica, magnesium fluoride, and iron oxide because each of the particles help to create a low-n layer.
Claim 11: Park, Shinomiya, Sato and Uchida disclose the display device of claim 10 ( as discussed above).
Neither Park nor Shinomiya nor Uchida appear to disclose each of the plurality of inorganic particles has a hollow.
However, Sato teaches each of the plurality of inorganic particles has a hollow ( [0133] the low refractive index particles may be any one of, for example, solid particles, hollow particles, and porous particles).
It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to utilize the teachings of Sato with Park, Shinomiya, and Uchida to implement each of the plurality of inorganic particles has a hollow because the trapped air inside the hollow core has significantly lower refractive index.
Response to Amendment/Arguments
The amendment filed 05/15/2026 is objected to under 35 U.S.C. 132(a) because it introduces new matter into the disclosure. 35 U.S.C. 132(a) states that no amendment shall introduce new matter into the disclosure of the invention. The added material which is not supported by the original disclosure is as follows: In claim 3, the feature is changed from "the second layer facing the first surface of the second layer," to "the second layer opposite to a first surface of the second layer." However, this is not mentioned in the specification nor is it shown in Fig. 6. The specification clearly states in paragraph [0010] the bank layer comprises an organic insulating material and directly contacts a second surface facing the first surface of the second capping layer..
Applicant is required to cancel the new matter in the reply to this Office Action.
Applicant’s arguments, see pages 8-11 of remarks, filed 05/15/2026, with respect to the rejection(s) of claims 1 and 21 under 35 U.S.C. 103 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Shinomiya.
Allowable Subject Matter
Claim 7 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims.
Conclusion
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/K.N.F./Examiner, Art Unit 2817
/MARLON T FLETCHER/Supervisory Primary Examiner, Art Unit 2817
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