Prosecution Insights
Last updated: April 19, 2026
Application No. 18/197,528

FORMATION OF SILICON-AND-METAL-CONTAINING MATERIALS FOR HARDMASK APPLICATIONS

Final Rejection §102§103
Filed
May 15, 2023
Examiner
SLUTSKER, JULIA
Art Unit
2891
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Applied Materials, Inc.
OA Round
2 (Final)
77%
Grant Probability
Favorable
3-4
OA Rounds
2y 5m
To Grant
90%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allow Rate
808 granted / 1051 resolved
+8.9% vs TC avg
Moderate +13% lift
Without
With
+12.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
54 currently pending
Career history
1105
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
47.4%
+7.4% vs TC avg
§102
24.8%
-15.2% vs TC avg
§112
20.1%
-19.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1051 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 3-19, and 20 are rejected under 35 U.S.C. 102(a)(1)/(a)(2) as being anticipated by Ganguli (US 2012/0264291). Regarding claim 1, Ganguli discloses a semiconductor processing method comprising: providing deposition precursors ([0018]) to a processing region of a semiconductor processing chamber (Fig.3, numeral 36), wherein the deposition precursors comprise a silicon-and-halogen- containing precursor and a metal-containing precursor ([0019]; [0234]), and wherein a substrate (Fig. 25A, numeral 2500) is housed within the processing region (36) (Fig.3); generating plasma effluents of the deposition precursors ([0019]; [0021]); and forming a layer of silicon-and-metal-containing material on the substrate ([0149]). Regarding claim 3, Ganguli discloses wherein the metal- containing precursor comprises one or more of tungsten, molybdenum, cobalt, tantalum, ruthenium, titanium, rhenium, hafnium, or zirconium ([0018]). Regarding claim 4, Ganguli discloses wherein the metal- containing precursor further comprises a halogen ([0233]). Regarding claim 5, Ganguli discloses wherein the deposition precursors further comprise one or more of a boron-containing precursor, a carbon-containing precursor, or a nitrogen-containing precursor ([0232]; [0233]). Regarding claim 6, Ganguli discloses cycling a flow rate of the deposition precursors, wherein a flow rate of the metal- containing precursor is greater than a flow rate of the silicon-and-halogen-containing precursor during a first period of time (Fig.23, note: t3-t4), and wherein the flow rate of the metal-containing precursor is less than a flow rate of the silicon-and-halogen-containing precursor during a second period of time (Fig.23; [0225] ;[0234]; [0248]; [0273). cycling a flow rate of the deposition precursors, wherein a flow rate of the metal- containing precursor is greater than a flow rate of the silicon-and-hydrogen-containing precursor during a first period of time, and wherein the flow rate of the metal-containing precursor is less than a flow rate of the silicon-and-hydrogen-containing precursor during a second period of time ([0225]; [0234]; [0248]; [0273]; Fig.23). Regarding claim 7, Ganguli discloses wherein the layer of silicon-and-metal-containing material is characterized by a metal concentration of greater than or about 20 at.% ([0229], [0254]; Fig.25A). Regarding claim 8, Ganguli discloses pre-treating the substrate prior to forming the layer of silicon-and-metal- containing material ([0300]; Figs. 3, 17D, 25A, 26). Regarding claim 9, Ganguli discloses wherein pre-treating the substrate comprises: providing a nitrogen-containing precursor to the processing region of the semiconductor processing chamber; generating plasma effluents of the nitrogen-containing precursor; and contacting the substrate with the plasma effluents of the nitrogen- containing precursor ([0257]; [0284], [0300]). Regarding claim 10, Ganguli discloses comprising: subsequent pre-treating the substrate, forming a seed layer on the substrate (2500) ([0006]; [0009]; [0163]; [0257]). Regarding claim 11, Ganguli discloses wherein the seed layer comprises an amorphous boron-containing material ([0006]; [0009]; [0163]; [0257]; Figs. 17D, 25A). Regarding claim 12, Ganguli discloses a semiconductor processing method comprising: providing deposition precursors to a processing region of a semiconductor processing chamber (Fig.3, numeral 36;[0018]), wherein the deposition precursors comprise a silicon-and-halogen- containing precursor and a metal-containing precursor ([0019]; [0234]),, and wherein a substrate (Fig. 25A, numeral 2500) is housed within the processing region (36); generating plasma effluents of the deposition precursors, wherein plasma effluents of the deposition precursors are generated at a plasma power of greater than or about 200 W ([0021]; [0209]; [0225]-[0226]; [0275]); and forming a layer of silicon-and-metal-containing material on the substrate ([0149]). Regarding claim 13, Ganguli discloses wherein plasma effluents of the deposition precursors are generated at a plasma power of less than or about 2,000 W ([0021]; [0209]; [0225]- [0226]; [0275]). Regarding claim 14, Ganguli discloses wherein the layer of silicon-and-metal-containing material is free of fluorine, oxygen, or both ([0254]). Regarding claim 15, Ganguli discloses prior to providing the deposition precursors, pre-treating the substrate and forming a seed layer on the substrate ([006]; [0009[; [0163]; [0165]; [0225]; [0229]; [0257]; [0284]; Figs. 17B, 17D, 25A). Regarding claim 16, Ganguli discloses wherein a temperature within the processing region is maintained at less than or about 600 0C ([0110]; [0112]; [0211]). Regarding claim 17, Ganguli discloses wherein a pressure within the processing region is maintained at less than or about 50 Torr ([0229]- [0230]). Regarding claim 18, Ganguli discloses a semiconductor processing method comprising: providing a silicon-containing precursor and a metal-containing precursor to a processing region of a semiconductor processing chamber(Fig.3, numeral 36;[0018], wherein a substrate (2500) is housed within the processing region (36); and forming a layer of silicon-and-metal-containing material on the substrate, wherein the layer of silicon-and-metal-containing material is characterized by a metal concentration of greater than or about 20 at.% ([0149]; [0229]; [0254]; Fig.25A). Regarding claim 20, Ganguli discloses wherein the layer of silicon-and-metal-containing material is formed at a rate of greater than or about 500 A/m ([0121]; 0225]; [0234]; [0248[, [0273]; Fig. 23). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2 and 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ganguli as applied to claims 1 and 18 above, and further in view of Lu (US 2024/0371655). Regarding claim 2, Ganguli does not disclose wherein the silicon-and- halogen-containing precursor comprises silicon tetrafluoride (SiF4). Lu discloses that the silicon-and- halogen-containing precursor comprises silicon tetrafluoride (SiF4) ([0067]). It would have been therefore obvious to one of ordinary skill in the art at the time the invention was filed to modify Ganguli with Lu to have the silicon-and- halogen-containing precursor comprises silicon tetrafluoride (SiF4) because this is one of a typical silicon containing precursors used for formation silicon containing layers. Regarding claim 19, Ganguli discloses wherein the metal-containing precursor comprises tungsten hexafluoride (WF6) ([0120]). Ganguli does not disclose that the silicon- containing precursor comprises silicon tetrafluoride (SiF4). Lu discloses the silicon-and- halogen-containing precursor comprises silicon tetrafluoride (SiF4) ([0067]). It would have been therefore obvious to one of ordinary skill in the art at the time the invention was filed to modify Ganguli with Lu to have the silicon-and- halogen-containing precursor comprises silicon tetrafluoride (SiF4) because this is one of a typical silicon containing precursors used for formation silicon containing layers. Response to Arguments Applicant's arguments filed 11/18/2025 have been fully considered but they are not persuasive. Applicant’s arguments that Ganguli does not disclose generating plasma effluents of the deposition precursors are not persuasive because of the following reasons. First, Ganguli discloses that deposition precursors contain plasmas ([0019]). Second, Ganguli discloses that during deposition the substrate exposed to a hydrogen plasma ([0021]). Thus, Ganguli discloses the limitation of claims 1 and12 such as generating plasma effluents of the deposition precursors. Applicant’s arguments that Ganguli does not disclose that the plasma effluents of the deposition are generated at a plasma power of greater than or about 200 W nad the plasma effluents of deposition are generated at a plasma power of less than or about 2000 W are not persuasive because Ganguli discloses plasma effluents of the deposition precursors are generated at a plasma power of greater than or about 200 W ([0021]; [0209]; [0225]-[0226]; [0275]) and wherein plasma effluents of the deposition precursors are generated at a plasma power of less than or about 2,000 W ([0021]; [0209]; [0225]- [0226]; [0275]). Applicant’s arguments that Ganguli does not discloses silicon-and-metal-containing material is characterized by a metal concentration of greater than or about 20 at.% are not persuasive because Ganguli discloses the layer of silicon-and-metal-containing material is characterized by a metal concentration of greater than or about 20 at.% ([0149]; [0229]; [0254]; Fig.25A; note: ratio of silicon to cobalt greater than 1 in CoSix , wherein x is in a range from 0.1 to 1). Applicant’s arguments that Ganguli does not disclose wherein the layer of silicon-and-metal-containing material is formed at a rate of greater than or about 500 A/m are not persuasive because Ganguli discloses wherein the layer of silicon-and-metal-containing material is formed at a rate of greater than or about 500 A/m [0121]). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JULIA SLUTSKER whose telephone number is (571)270-3849. The examiner can normally be reached Monday-Friday, 9 am-6 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Landau can be reached at 571-272-1731. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JULIA SLUTSKER/Primary Examiner, Art Unit 2891
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Prosecution Timeline

May 15, 2023
Application Filed
Jul 22, 2025
Non-Final Rejection — §102, §103
Nov 18, 2025
Response Filed
Jan 30, 2026
Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
77%
Grant Probability
90%
With Interview (+12.6%)
2y 5m
Median Time to Grant
Moderate
PTA Risk
Based on 1051 resolved cases by this examiner. Grant probability derived from career allow rate.

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