Prosecution Insights
Last updated: April 19, 2026
Application No. 18/203,763

SEMICONDUCTOR DEVICE AND MANUFACTURING METHOD THEREOF

Non-Final OA §103
Filed
May 31, 2023
Examiner
VALENZUELA, PATRICIA D
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Nanya Technology Corporation
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
92%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
645 granted / 715 resolved
+22.2% vs TC avg
Minimal +2% lift
Without
With
+2.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
63 currently pending
Career history
778
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
60.1%
+20.1% vs TC avg
§102
19.9%
-20.1% vs TC avg
§112
8.6%
-31.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 715 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of claims 1-15 in the reply filed on 10/02/25 is acknowledged. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Yang(USPGPUB DOCUMENT: 20050016948, hereinafter Yang) in view of FAn (USPGPUB DOCUMENT: 20210028310 hereinafter Fan). Re claim 1 Yang discloses a manufacturing method of a semiconductor device, comprising: providing a semiconductor substrate(100); forming a hard mask over the semiconductor substrate(100); etching[0007] the semiconductor substrate(100) to form a first protrusion region and a plurality of second protrusion regions(protrusions between trench(103/104)es), wherein the first protrusion region is separated from a closest one of the second protrusion regions(protrusions between trench(103/104)es) by a first trench(103/104), and neighboring two of the second protrusion regions(protrusions between trench(103/104)es) are separated by a second trench(103/104); forming a first dielectric layer(105/106) lining the first trench(103/104) and the second trench(103/104); forming a second dielectric layer(105/106) in the first trench(103/104), wherein the second dielectric layer(105/106) is along the first dielectric layer(105/106) in the first trench(103/104); etching[0007] back the second dielectric layer(105/106) to form a blocking structure(109); and after etching[0007] back the second dielectric layer(105/106), filling the first trench(103/104) with a filling material(110), wherein the filling material(110) covers the blocking structure(109). Yang does not disclose etching[0007] the semiconductor substrate(100) by using the hard mask as an etch mask Fan disclose etching the semiconductor substrate by using the hard mask as an etch mask [0041] It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Fan to the teachings of Yang in order to to enhance the performance of the semiconductor devices [0003, Yang]. In doing so, etching[0007 of Yang] the semiconductor substrate by using the hard mask as an etch mask [0041 of Fan] Re claim 2 Yang and FAn disclose the manufacturing method of claim 1, further comprising: forming a sacrificial layer over the second dielectric layer(105/106) and filling the first trench(103/104) with the sacrificial layer;performing a planarization process to the second dielectric layer(105/106) and the sacrificial layer, so that an upper surface of the second dielectric layer(105/106) and an upper surface of the sacrificial layer are leveled with an upper surface of the first dielectric layer(105/106); andafter etching[0007] back the second dielectric layer(105/106), removing the sacrificial layer. Re claim 3 Yang and FAn disclose the manufacturing method of claim 2, wherein the filling material(110) and the first dielectric layer(105/106) are made of a first material, the second dielectric layer(105/106) is made of a second material, a dielectric constant of the first material is lower than a dielectric constant of the second material. Re claim 4 Yang and FAn disclose the manufacturing method of claim 3, wherein the sacrificial layer is made of a third material, and the third material is differentfrom the second material. Re claim 5 Yang and FAn disclose the manufacturing method of claim 1, wherein filling the first trench(103/104) with the filling material(110) comprises forming a filling material(110) layer over an upper surface of the first dielectric layer(105/106) and in the first trench(103/104); annealing the filling material(110) layer to cure the filling material(110) layer; and performing a chemical mechanical polish to remove a portion of the filling material(110) layer and the first dielectric layer(105/106), so that the hard mask is exposed and the filling material(110) is formed. Re claim 6 Yang and FAn disclose the manufacturing method of claim 5, wherein the blocking structure(109) expands during annealing the filling material(110) layer and the filling material(110) layer shrinks during annealing the filling material(110) layer. Re claim 7 Yang and FAn disclose the manufacturing method of claim 1, wherein etching[0007] back the blocking structure(109) is performed such that a top end of the blocking structure(109) is lower than a bottom of the hard mask and higher than upper surfaces of the second protrusion regions(protrusions between trench(103/104)es). Re claim 8 Yang and FAn disclose the manufacturing method of claim 1, further comprising: forming an oxide layer at an upper surface of the semiconductor substrate(100) before forming the hard mask over the semiconductor substrate(100),wherein etching[0007] back the blocking structure(109) is performed such that a top end of the blocking structure(109) is lower than an upper surface of the oxide layer and higher than a bottom of the oxide layer. Re claim 9 Yang and FAn disclose the manufacturing method of claim 1, wherein the first trench(103/104) is wider than the second trench(103/104). Re claim 10 Yang discloses a manufacturing method of a semiconductor device, comprising: providing a semiconductor substrate(100); forming a hard mask over the semiconductor substrate(100); etching[0007] the semiconductor substrate(100) wherein the semiconductor substrate(100) is divided into a central region and a peripheral region, and the central region and the peripheral region are separated by a first trench(103/104);forming a first dielectric layer(105/106) along a sidewall of the semiconductor substrate(100) in the first trench(103/104); forming a blocking structure(109) in the first trench(103/104), wherein the blocking structure(109) is in a U-shaped; andfilling the first trench(103/104) with a filling material(110), wherein the filling material(110) covers the blocking structure(109) and is in contact with the first dielectric layer(105/106). Yang does not disclose etching[0007] the semiconductor substrate(100) by using the hard mask as an etch mask Fan disclose etching the semiconductor substrate by using the hard mask as an etch mask [0041] It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Fan to the teachings of Yang in order to to enhance the performance of the semiconductor devices [0003, Yang]. In doing so, etching[0007 of Yang] the semiconductor substrate by using the hard mask as an etch mask [0041 of Fan] Re claim 11 Yang and FAn disclose the manufacturing method of claim 10, further comprising: forming an oxide layer at an upper surface of the semiconductor substrate(100) before forming the hard mask over the semiconductor substrate(100). Re claim 12 Yang and FAn disclose the manufacturing method of claim 11, wherein forming the blocking structure(109) in the first trench(103/104) comprises: forming a second dielectric layer(105/106) along the first dielectric layer(105/106); forming a sacrificial layer over the second dielectric layer(105/106) and filing the first trench(103/104);performing a planarization process to the second dielectric layer(105/106) and the sacrificial layer, so that an upper surface of the second dielectric layer(105/106) and anupper surface of the sacrificial layer are leveled with an upper surface of the first dielectric layer(105/106);etching[0007] the second dielectric layer(105/106), so that a top of the second dielectric layer(105/106) is lower than a bottom of the hard mask and higher than a bottom of the oxide layer, and the second dielectric layer(105/106) becomes the blocking structure(109);and removing the sacrificial layer. Re claim 13 Yang and FAn disclose the manufacturing method of claim 10, wherein a flowable chemical vapor deposition is performed to fill the first trench(103/104) with the filling material(110). Re claim 14 Yang and FAn disclose the manufacturing method of claim 13, wherein the filling material(110) and the first dielectric layer(105/106) are made of a first material, the blocking structure(109) is made of a second material, a dielectric constant of the first material is lower than a dielectric constant of the second material. Re claim 15 Yang and FAn disclose the manufacturing method of claim 10, further comprising:removing the hard mask after filling the first trench(103/104) with the filling material(110). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PATRICIA D VALENZUELA whose telephone number is (571)272-9242. The examiner can normally be reached Monday-Friday 10am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Partridge can be reached at 571-270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PATRICIA D VALENZUELA/Primary Examiner, Art Unit 2812
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Prosecution Timeline

May 31, 2023
Application Filed
Jan 10, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
92%
With Interview (+2.1%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 715 resolved cases by this examiner. Grant probability derived from career allow rate.

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