Prosecution Insights
Last updated: April 19, 2026
Application No. 18/219,259

Surface Profile Control Of Passivation Layers In Integrated Circuit Chips

Non-Final OA §103
Filed
Jul 07, 2023
Examiner
VALENZUELA, PATRICIA D
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Taiwan Semiconductor Manufacturing Co., Ltd.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
92%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
645 granted / 715 resolved
+22.2% vs TC avg
Minimal +2% lift
Without
With
+2.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
63 currently pending
Career history
778
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
60.1%
+20.1% vs TC avg
§102
19.9%
-20.1% vs TC avg
§112
8.6%
-31.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 715 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of claims 1-16, 21-24 in the reply filed on 09/17/25 is acknowledged. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-16, 21-24 is/are rejected under 35 U.S.C. 103 as being unpatentable over Duriez(USPGPUB DOCUMENT: 2019/0334027, hereinafter Duriez) in view of Huang (USPGPUB DOCUMENT: 2020/0105634, hereinafter Huang). Re claim 1 Duriez discloses a method, comprising: forming a first integrated circuit (IC) chip comprising a device region(region of fin), wherein forming the first IC chip comprises: forming a device layer(20) on a substrate[0108], depositing a first dielectric layer(50/45) on a first portion(portion of 50/45), depositing a second dielectric layer(60) on the first dielectric layer(50/45)(Fig 9A) and on a second portion(portion of 20) in the device region(region of fin), and performing a polishing process[0076] on the second dielectric layer(60) to substantially coplanarize a top surface of the second dielectric layer(60) with a top surface of the first dielectric layer(50/45); Duriez does not discloses forming a first integrated circuit (IC) chip comprising a peripheral region; forming an interconnect structure on the device layer(20), depositing a first dielectric layer(50/45) on a first portion of the interconnect structure in the peripheral region, depositing a second dielectric layer(60) on the first dielectric layer(50/45)(Fig 9A) and on a second portion(portion of 20) of the interconnect structure in the device region(region of fin); depositing a second dielectric layer(60) on the first dielectric layer(50/45)(Fig 9A) and on a second portion(portion of 20) of the interconnect structure in the device region(region of fin), and performing a bonding process on the second dielectric layer(60) to bond a second IC chip to the first IC chip. Huang discloses forming a first integrated circuit (IC) chip comprising a peripheral region(506)[0017 of Huang]; forming an interconnect structure(520 of Huang) on the device layer(510 of Huang), depositing a first dielectric layer(50/45) on a first portion of the interconnect structure(520 of Huang) in the peripheral region(506)[0017 of Huang], and performing a bonding process[0034] on the second dielectric layer[0017] to bond a second IC chip to the first IC chip(flip chip/chip to board)[0017,0034]. It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Sanders to the teachings of Sukumaran in order to minimize packaging defect, circuit failure or reliability concern [0002, Huang]. In doing so, depositing a second dielectric layer(60 of Duriez) on the first dielectric layer(50/45 of Duriez)(Fig 9A) and on a second portion(portion of 20 of Duriez) of the interconnect structure(520 of Huang) in the device region(region of fin of Duriez); depositing a second dielectric layer(60 of Duriez) on the first dielectric layer(50/45 of Duriez)(Fig 9A) and on a second portion(portion of 20 of Duriez) of the interconnect structure(520 of Huang) in the device region(region of fin of Duriez), Re claim 2 Duriez and Huang disclose the method of claim 1, further comprising masking the second portion(portion of 20) of the interconnect structure prior to depositing the first dielectric layer(50/45). Re claim 3 Duriez and Huang disclose the method of claim 1, wherein depositing the first dielectric layer(50/45) comprises depositing a nitride layer[0052]. Re claim 4 Duriez and Huang disclose the method of claim 1, wherein depositing the second dielectric layer(60) comprises depositing an oxide layer[0052]. Re claim 5 Duriez and Huang disclose the method of claim 1, wherein performing the polishing process comprises performing chemical mechanical polishing with a polishing chemical that has a higher polishing selectivity for a material of the second dielectric layer(60) than that for a material of the first dielectric layer(50/45). Re claim 6 Duriez and Huang disclose the method of claim 1, further comprising removing the first dielectric layer(50/45) prior to performing the bonding process. Re claim 7 Duriez and Huang disclose the method of claim 1, wherein depositing the first dielectric layer(50/45) comprises:depositing a first portion of the first dielectric layer(50/45) on a top surface of the interconnect structure; anddepositing a second portion(portion of 20) of the first dielectric layer(50/45) on a sidewall of the interconnect structure. Re claim 8 Duriez and Huang disclose the method of claim 1, wherein depositing the first dielectric layer(50/45) comprises depositing a portion of the first dielectric layer(50/45) on sidewalls of the interconnect structure, the device layer(20), and the substrate[0108]. Re claim 9 Duriez and Huang disclose the method of claim 1, wherein depositing the first dielectric layer(50/45) comprises depositing a nitride layer[0052] at a deposition temperature[0086] less than about 400 0C. Re claim 10 Duriez and Huang disclose the method of claim 1, further comprising depositing a third dielectric layer on a portion of the substrate[0108] in the peripheral region prior to forming the device layer(20) on the substrate[0108]. Re claim 11 Duriez discloses a method, comprising: depositing a first dielectric layer(30) on a first portion of a substrate[0108] of an integrated circuit (IC) chip; forming a fin structure(20/10) on a second portion(portion of 20/10) of the substrate[0108] in a device region(region of 20) of the IC chip; forming a trench(trench formed in Fig 2A) in the fin structure(20/10); depositing a second dielectric layer(28/41) in the trench and on top surfaces of the fin structure(20/10) and the first dielectric layer(30)(see Fig 5A); performing a polishing process[0067] on the second dielectric layer(28/41) to substantially coplanarize a top surface of the second dielectric layer(28/41) with the top surface of the first dielectric layer(30)(see Fig 11A); forming a source/drain (S/D) region on the fin structure(20/10); and depositing an interlayer dielectric (ILD(50)) layer on the S/D region[0062] and on the first dielectric layer(30). Duriez does not discloses a peripheral region Huang discloses a peripheral region(506)[0017 of Huang]; It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Sanders to the teachings of Sukumaran in order to minimize packaging defect, circuit failure or reliability concern [0002, Huang]. Re claim 12 Duriez and Huang disclose the method of claim 11, wherein depositing the first dielectric layer(30) comprises:depositing a first portion of the first dielectric layer(30) on a top surface of the substrate[0108]; anddepositing a second portion(portion of 20/10) of the first dielectric layer(30) on a sidewall of the substrate[0108]. Re claim 13 Duriez and Huang disclose the method of claim 11, wherein depositing the first dielectric layer(30) comprises depositing a nitride layer[0065]. Re claim 14 Duriez and Huang disclose the method of claim 11, wherein depositing the second dielectric layer(28/41) comprises depositing an oxide layer[0060]. Re claim 15 Duriez and Huang disclose the method of claim 11, further comprising depositing a third dielectric layer(40) on a portion of the ILD(50) layer in the peripheral region. Re claim 16 Duriez and Huang disclose the method of claim 15, further comprising forming, on the S/D region[0062], a contact structure(80) with a top surface substantially planarized with a top surface of the third dielectric layer. Re claim 21 Duriez discloses a method, comprising: forming a device layer(20) on a substrate[0108],; depositing a first dielectric layer(50/45) on a first portion; depositing a second dielectric layer(60) on the first dielectric layer(50/45) and on a second portion(portion of 20) in the device region(region of fin), and performing a polishing process[0076] on the second dielectric layer(60) to substantially coplanarize a top surface of the second dielectric layer(60) with a top surface of the first dielectric layer(50/45). Duriez does not discloses forming an interconnect structure on the device layer(20); depositing a first dielectric layer(50/45) on a first portion of the interconnect structure in the peripheral region; depositing a second dielectric layer(60) on the first dielectric layer(50/45) and on a second portion(portion of 20) of the interconnect structure in the device region(region of fin) Huang discloses forming an interconnect structure(520 of Huang) on the device layer(510); depositing a first dielectric layer(112 of Huang) on a first portion of the interconnect structure(520 of Huang) in the peripheral region(506)[0017 of Huang]; It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Sanders to the teachings of Sukumaran in order to minimize packaging defect, circuit failure or reliability concern [0002, Huang]. In doing so, depositing a second dielectric layer(118 of Huang) on the first dielectric layer(112 of Huang) and on a second portion(portion of 520) of the interconnect structure(520 of Huang) in the device region(region of fin) Re claim 22 Duriez and Huang disclose the method of claim 21, wherein depositing the first dielectric layer(50/45) comprises:depositing a first portion of a nitride layer[0052] on a top surface of the interconnect structure; and depositing a second portion(portion of 20) of the nitride layer[0052] on sidewalls of the interconnect structure, thedevice layer(20), and the substrate[0108]. Re claim 23 Duriez and Huang disclose the method of claim 21, wherein depositing the second dielectric layer(60) comprises depositing an oxide layer[0052]. Re claim 24 Duriez and Huang disclose the method of claim 21, further comprising removing the first dielectric layer(50/45) after performing the polishing process. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PATRICIA D VALENZUELA whose telephone number is (571)272-9242. The examiner can normally be reached Monday-Friday 10am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Partridge can be reached at 571-270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PATRICIA D VALENZUELA/Primary Examiner, Art Unit 2812
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Prosecution Timeline

Jul 07, 2023
Application Filed
Dec 27, 2025
Non-Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
92%
With Interview (+2.1%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 715 resolved cases by this examiner. Grant probability derived from career allow rate.

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