Prosecution Insights
Last updated: April 19, 2026
Application No. 18/232,990

SUBSTRATE PROCESSING METHOD

Non-Final OA §103
Filed
Aug 11, 2023
Examiner
CHOUDHRY, MOHAMMAD M
Art Unit
2899
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Asm Ip Holding B V
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
2y 10m
To Grant
95%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allow Rate
561 granted / 686 resolved
+13.8% vs TC avg
Moderate +13% lift
Without
With
+13.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
35 currently pending
Career history
721
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
73.7%
+33.7% vs TC avg
§102
10.7%
-29.3% vs TC avg
§112
4.8%
-35.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 686 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3 - 4, 6 - 7, 11 - 17 and 19 are rejected under 35 U.S.C. 103 as being unpatentable over Liang et al. (US 2011/0111137, hereinafter Liang) in view of Wang (CN 106601676, hereinafter Wang) and further in view of Ting et al. (US 7,064,072, hereinafter Ting). With respect to claim 1, Liang discloses a method of forming a silicon oxide film (para 0006 – method of forming silicon oxide), the method comprising: providing a substrate (Para 0023 – substrate 106) into a reaction chamber (500 of Fig. 5A); supplying a silicon precursor gas (102 of Fig.1) and a nitrogen reactant gas to the reaction chamber (104), and forming a flowable silicon and nitrogen film on the substrate (106 of Fig. 1- Para 0023; 0031; silicon and nitrogen containing film has flowable characteristics) while maintaining a plasma atmosphere inside the reaction chamber (106 of Fig. 1- para 0021-0022); converting the flowable silicon and nitrogen film into a flowable silicon oxide film (para 0006; converting silicon and nitrogen film to silicon oxide); densifying the flowable silicon oxide film to form a densified silicon oxide film (para 0032; densifying the silicon oxide layer). Liang does not explicitly disclose that the flowable silicon and nitrogen film comprises of silicon nitride. In an analogous art, Wang discloses that the flowable silicon and nitrogen film comprises of silicon nitride (page 11; last para and page 12; first para ; flow able dielectric e.g. silicon nitride). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang’s method by having Wang’s disclosure in order to improve layer deposition process with reduced unevenness. Liang/Wang does not explicitly disclose post-treating the densified silicon oxide film with an inert gas plasma to increase a density of the densified silicon oxide film. In an analogous art, Ting discloses post-treating the densified silicon oxide film with an inert gas plasma to increase a density of the densified silicon oxide film (Col. 1; lines 40-44; Col. 3; lines 4-14; high density silicon oxide film is densified under an inert environment). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang/Wang’s method by having Ting’s disclosure in order to repair damages in the silicon layer. With respect to claim 3, Liang discloses wherein in the forming a flowable silicon nitride film, a temperature of the substrate is maintained at about 0 °C to about 150 °C (Para 0025; about 150C). With respect to claim 4, Liang discloses wherein in the forming a flowable silicon nitride film, the temperature of the substrate is maintained at about 30 °C to about 70 °C (Para 0025; about 50C). With respect to claim 6, Liang discloses wherein the converting comprises converting the flowable silicon nitride film into the flowable silicon oxide film by introducing a remote oxygen plasma to the flowable silicon nitride film (Para 0021;0027; O2 plasma). With respect to claim 7, Liang discloses wherein the densifying comprises forming the densified silicon oxide film by subjecting the flowable silicon oxide film to rapid thermal processing at a pressure of about 1.0 Torr to about 20.0 Torr (para 0025; 20Torr) and at a high temperature of about 300 °C to about 550 °C (para 0025; 400C), while flowing oxygen gas at a flow rate of more than 0 sccm to about 5,000 sccm (para 0020; 200 sccm). With respect to claim 11, Liang discloses wherein the silicon precursor comprises at least one or a mixture of a silicon-containing oligomer, aminosilane, iodosilane, silicon hydrohalide, and silicon halide (Para 0020; aminosilane-(N(SiH3)3). With respect to claim 12, Liang discloses wherein the silicon precursor comprises at least one or a mixture of: TSA, (SiH3)3N; DSO, (SiH3)2; DSMA, (SiH3)2NMe; DSEA, (SiH3)2NEt; DSIPA, (SiH3)2N(iPr); DSTBA, (SiH3)2N(tBu); DEAS, SiH3NEt2; DTBAS, SiH3N(tBu)2; BDEAS, SiH2(NEt2)2; BDMAS, SiH2(NMez2)2; BTBAS, SiH2(NHtBu)2; BITS, SiH2(NHSiMes3)2; DIPAS, SiH3N(iPr)2; TEOS, Si(OEt)a; SiCl4; HCD, Si2Cle; 3DMAS, SiH(N(Me)2)3; BEMAS, SiH2[N(Et)(Me)]2; AHEAD, Si2(NHEt)6; TEAS, Si(NHEt)a; SisHs; DCS, SiH2Cl2; SiHls; SiHzl2; and dimer-trisilylamine, trimer-trisilylamine, tetramer- trisilylamine, pentamer-trisilylamine, hexamer-trisilylamine, heptamer-trisilylamine, and octamer-trisilylamine (Para 0042; TSA). With respect to claim 13, Liang discloses wherein the nitrogen reactant gas comprises at least one selected from among NH3, Nz, N20, NO2, N2H2, NoHa, and a mixture thereof (Para 0042; NO2, N2O). With respect to claim 14, Liang discloses wherein the silicon precursor gas is a carbon-free silicon precursor gas (para 0019; carbon free silicon precursor), and the nitrogen reactant gas is NH3 (Para 0042; NH3). With respect to claim 15, Liang discloses wherein the remote oxygen plasma used in the conversion is formed by having a frequency in a range of about 10 MHz to about 60 MHz (Para 0046; RF frequency of 13.56MHz). Liang does not explicitly disclose applying an RF power in a range of greater than 0 W to about 5,000 W. In an analogous art, Wang discloses applying an RF power in a range of greater than 0 W to about 5,000 W (page 15; para 02; power ranges from between 50W to about 1000W). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang’s method by having Wang’s disclosure in order to achieve optimal results by controlling the power supply to the system. With respect to claim 16, Liang discloses wherein the converting the silicon nitride film into a silicon oxide film is further facilitated through the post-treating (108 &110 of Fig. 1 – Para 0033). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang’s method by having Wang’s disclosure in order to improve layer deposition process with reduced unevenness. With respect to claim 17, Liang discloses a method of forming a silicon oxide film (para 0006 – method of forming silicon oxide), the method comprising: providing a substrate (Para 0023 – substrate 106) to a reaction chamber (500 of Fig. 5A); supplying a silicon precursor gas (102 of Fig.1) and a nitrogen reactant gas into the reaction chamber (104), and forming a flowable silicon and nitrogen film on the substrate (106 of Fig. 1- Para 0023; 0031; silicon and nitrogen containing film has flowable characteristics) while maintaining a plasma atmosphere inside the reaction chamber (106 of Fig. 1- para 0021-0022); converting the flowable silicon and nitrogen film into a flowable silicon oxide film (para 0006; converting silicon and nitrogen film to silicon oxide); densifying the flowable silicon oxide film to form a densified silicon oxide film (para 0032; densifying the silicon oxide layer); wherein the converting the silicon and nitrogen film into a silicon oxide film is further facilitated through a post-treating (108 &110 of Fig. 1). Liang does not explicitly disclose that the flowable silicon and nitrogen film comprises of silicon nitride. In an analogous art, Wang discloses that the flowable silicon and nitrogen film comprises of silicon nitride (page 11; last para and page 12; first para; flow able dielectric e.g. silicon nitride). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang’s method by having Wang’s disclosure in order to improve layer deposition process with reduced unevenness. Liang/Wang does not explicitly disclose that the post-treating the densified silicon oxide film with an inert gas plasma to increase a density of the densified silicon oxide film. In an analogous art, Ting discloses that the post-treating the densified silicon oxide film with an inert gas plasma to increase a density of the densified silicon oxide film (Col. 1; lines 40-44; Col. 3; lines 4-14; high density silicon oxide film is densified under an inert environment). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang/Wang’s method by having Ting’s disclosure in order to repair damages in the silicon layer. With respect to claim 19, Liang discloses a method of manufacturing a semiconductor device by using the method according to claim 1 (para 0006-0007). Claims 2, 8 - 9 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Liang/Wang/Ting and further in view of Li et al. (US 2017/0335449, hereinafter Li). With respect to claim 2, Liang discloses RF power having a frequency of about 10 MHz to about 60 MHz (Para 0046; RF frequency of 13.56MHz). Liang does not explicitly disclose applying the RF power in a range of greater than 0 W to about 5,000 W. In an analogous art, Wang discloses applying the RF power in a range of greater than 0 W to about 5,000 W (page 15; para 02; power ranges from between 50W to about 1000W). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang’s method by having Wang’s disclosure in order to achieve optimal results by controlling the power supply to the system. Liang/Wang/Ting does not explicitly disclose wherein the forming a flowable silicon nitride film is performed by an in-situ plasma treatment which generates a plasma directly on the substrate by applying an RF power to the reaction chamber while supplying the silicon precursor gas and the nitrogen reactant gas to the reaction chamber. In an analogous art, Li discloses wherein the forming a flowable silicon nitride film is performed by an in-situ plasma treatment which generates a plasma directly on the substrate by applying an RF power to the reaction chamber while supplying the silicon precursor gas and the nitrogen reactant gas to the reaction chamber (Para 0008; 0049; and 0090). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang/Wang/Ting’s method by having Li’s disclosure in order to expedite the processing steps. With respect to claim 8, Liang discloses RF power having a frequency of about 10 MHz to about 60 MHz (Para 0046; RF frequency of 13.56MHz). Liang does not explicitly disclose applying the RF power in a range of more than 0 W to about 1500 W. In an analogous art, Wang discloses applying the RF power in a range of more than 0 W to about 1500 W (page 15; para 02; power ranges from between 50W to about 1000W). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang’s method by having Wang’s disclosure in order to achieve optimal results by controlling the power supply to the system. Liang/Wang/Ting does not explicitly disclose wherein the post-treating is performed by an in-situ plasma treatment which generates the inert gas plasma directly on the substrate by applying an RF power to the reaction chamber while supplying argon (Ar) gas as the inert gas. In an analogous art, Li discloses wherein the post-treating is performed by an in-situ plasma treatment which generates the inert gas plasma directly on the substrate by applying an RF power to the reaction chamber while supplying argon (Ar) gas as the inert gas (Para 0008; 0049; 0073; 0082; 0090; and 0094). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang/Wang/Ting’s method by having Li’s disclosure in order to expedite the processing steps. With respect to claim 9, Liang/Wang does not explicitly disclose wherein the densifying is performed for at least 30 minutes, and the post-treating using the Ar gas plasma is performed for at least 10 minutes. In an analogous art, Ting discloses wherein the densifying is performed for at least 30 minutes (Col. 3; lines 7-10; 30 mins), and the post-treating using the Ar gas plasma is performed for at least 10 minutes (Col. 4; lines 28-30). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang/Wang’s method by having Ting’s disclosure in order to repair damages in the silicon layer. Liang/Wang/Ting does not explicitly disclose that the post-treating using the Ar gas plasma is performed for at least 10 minutes. In an analogous art, Li discloses that the post-treating using the Ar gas plasma is performed for at least 10 minutes (Para 0094). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang/Wang/Ting’s method by having Li’s disclosure in order to expedite the processing steps. With respect to claim 18, Liang/Wang does not explicitly disclose wherein the densifying is performed for at least 30 minutes, and the post-treating is performed for at least 10 minutes using an Ar gas plasma as the inert gas. In an analogous art, Ting discloses wherein the densifying is performed for at least 30 minutes (Col. 3; lines 7-10; 30 mins), and the post-treating using the Ar gas plasma is performed for at least 10 minutes (Col. 4; lines 28-30). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang/Wang’s method by having Ting’s disclosure in order to repair damages in the silicon layer. Liang/Wang/Ting does not explicitly disclose that the post-treating is performed for at least 10 minutes using an Ar gas plasma as the inert gas. In an analogous art, Li discloses that the post-treating is performed for at least 10 minutes using an Ar gas plasma as the inert gas (Para 0094). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang/Wang/Ting’s method by having Li’s disclosure in order to expedite the processing steps. Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Liang/Wang/Ting and further in view of Annunziata et al. (US 9,515,252, hereinafter Annuziata). With respect to claim 5, Liang/Wang/Ting does not explicitly disclose wherein in the forming a flowable silicon nitride film, the silicon precursor gas and the nitrogen reactant gas are supplied such that a ratio of Si atoms:N atoms in the flowable silicon nitride film is 1:1 or more (1:21). In an analogous art, Annuziata discloses wherein in the forming a flowable silicon nitride film, the silicon precursor gas and the nitrogen reactant gas are supplied such that a ratio of Si atoms: N atoms in the flowable silicon nitride film is 1:1 or more (1:>=1) (Col. 5; lines 25-35; N:Si = 0.1:1 ==[Wingdings font/0xE8] Si atoms:N atoms = 1:0.1 or 10:1). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang/Wang/Ting’s method by having Annunziata’s disclosure in order to achieve optimal results by controlling the proportions of different components. Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Liang/Wang/Ting/Li in view of Draeger et al. (US 2013/0230987, hereinafter Draeger). With respect to claim 10, Liang/Wang/Ting/Li does not explicitly disclose wherein a wet etch rate of the silicon oxide film after performing the post-treatment using the Ar gas plasma is reduced by at least 10% compared to a wet etch rate of the silicon oxide film after the densifying. In an analogous art, Draeger discloses wherein a wet etch rate of the silicon oxide film after performing the post-treatment using the Ar gas plasma is reduced by at least 10% compared to a wet etch rate of the silicon oxide film after the densifying (Para 0028-0030 and claims 11-14). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Liang/Wang/Ting/Li’s method by having Draeger’s disclosure in order to achieve optimal results by controlling the proportions of different components. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MOHAMMAD M CHOUDHRY whose telephone number is (571)270-5716. The examiner can normally be reached Monday - Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Fairbanks Brent can be reached at 408-918-7532. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MOHAMMAD M CHOUDHRY/ Primary Examiner, Art Unit 2899
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Prosecution Timeline

Aug 11, 2023
Application Filed
Feb 07, 2026
Non-Final Rejection — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
95%
With Interview (+13.3%)
2y 10m
Median Time to Grant
Low
PTA Risk
Based on 686 resolved cases by this examiner. Grant probability derived from career allow rate.

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