Prosecution Insights
Last updated: April 19, 2026
Application No. 18/236,922

SINGLE GATE THREE-DIMENSIONAL (3D) DYNAMIC RANDOM-ACCESS MEMORY (DRAM) DEVICES

Non-Final OA §103
Filed
Aug 22, 2023
Examiner
FERNANDES, ERROL V
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Applied Materials, Inc.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
2y 3m
To Grant
96%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allow Rate
667 granted / 786 resolved
+16.9% vs TC avg
Moderate +12% lift
Without
With
+11.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
28 currently pending
Career history
814
Total Applications
across all art units

Statute-Specific Performance

§103
58.7%
+18.7% vs TC avg
§102
36.7%
-3.3% vs TC avg
§112
4.0%
-36.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 786 resolved cases

Office Action

§103
DETAILED ACTION Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kang et al. US 2021/0249415 A1 in view of Schloesser et al. US 2005/0001257 A1. Regarding claims 1-6, Kang discloses: A memory cell array (Figs. 16 and 18), comprising: a plurality of memory levels stacked in a first direction (Fig. 16), each of the plurality of memory levels comprising: an active region (115); a cell transistor (120) above the active region in the first direction; and a cell capacitor (180) having a bottom electrode layer (186) that is electrically connected to the active region. Schloesser discloses a publication from a similar endeavor in which: a cell transistor (52) having a single gate above the active region (3) in the first direction (Fig. 9). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to use a single gate architecture as shown by Schloesser within the similar DRAM memory device of Kang to perform the same function of controlling the memory cell within a stacked 3D memory structure. (claim 2) Kang: para 0087; word lines at same row. (claim 3) Kang: para 0087; active regions separated by insulators. (claim 4) Kang: para 0138; polysilicon. (claim 5) Schloesser: para 0067; epitaxially grown. (claim 6) Kang: para 0086; vertical bit lines. Allowable Subject Matter Claims 7-20 are allowed. The following is an examiner’s statement of reasons for allowance: The prior art fails to teach or clearly suggest the limitations of claim 7 stating “ depositing a stacking mold comprising a plurality of unit stacks, each unit stack comprising a thicker channel layer, a thicker sacrificial layer over the thicker channel layer, a thinner channel layer over the thicker sacrificial layer, and a thinner sacrificial layer over the thinner channel layer stacked in a first direction; partially filling the first recesses and fully filling with the second recesses with a first insulator layer from the sidewalls of the transistor slit; and removing the first insulator layer on the sidewalls of the transistor slit and within the first recesses”; and of claim 13 stating “ depositing a stacking mold comprising a plurality of unit stacks, each unit stack comprising a thicker channel layer, a thicker sacrificial layer over the thicker channel layer, a thinner channel layer over the thicker sacrificial layer, and a thinner sacrificial layer over the thinner channel layer stacked in a first direction; forming first openings in the thicker sacrificial layers and second openings in thinner sacrificial layers from sidewalls of the capacitor slits; partially filling the first openings and fully filling the second openings with a spacer layer from the sidewalls of the capacitor slits; and removing the spacer layer on the sidewalls of the capacitor slits and within the first openings”. In light of these limitations, the prior art fails to anticipate or make obvious the claimed invention. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. I. Kim et al. US 2013/0099304 A1: shows sacrificial layers 22 (Figs. 2B/2C para 0044) having the same thickness between gate regions in the stacked structure. II. Yoo et al. US 2013/0234234 A1: shows sacrificial layers 14 (Figs. 6/7 para 0036) having the same thickness between gate regions in the stacked structure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERROL V FERNANDES whose telephone number is (571)270-7433. The examiner can normally be reached on 9-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Britt Hanley can be reached on 571-270-3042. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERROL V FERNANDES/Primary Examiner, AU 2893
Read full office action

Prosecution Timeline

Aug 22, 2023
Application Filed
Mar 05, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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PACKAGE STRUCTURE INCLUDING GUIDING PATTERNS
2y 5m to grant Granted Apr 14, 2026
Patent 12599043
SEMICONDUCTOR DEVICE PACKAGE AND METHOD OF MANUFACTURING THE SAME
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Patent 12593738
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Patent 12588470
GLASS CARRIER STACKED PACKAGE ASSEMBLY METHOD
2y 5m to grant Granted Mar 24, 2026
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Semiconductor Device and Method Forming Same
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
96%
With Interview (+11.6%)
2y 3m
Median Time to Grant
Low
PTA Risk
Based on 786 resolved cases by this examiner. Grant probability derived from career allow rate.

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