Prosecution Insights
Last updated: October 02, 2026
Application No. 18/268,584

GRAIN-ORIENTED ELECTRICAL STEEL SHEET, AND MANUFACTURING METHOD THEREFOR

Non-Final OA §103
Filed
Jun 20, 2023
Priority
Dec 21, 2020 — RE 10-2020-0180132 +1 more
Examiner
LUK, VANESSA TIBAY
Art Unit
1733
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Posco Co. Ltd.
OA Round
3 (Non-Final)
54%
Grant Probability
Moderate
3-4
OA Rounds
6m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 54% of resolved cases
54%
Career Allowance Rate
401 granted / 737 resolved
-10.6% vs TC avg
Strong +26% interview lift
Without
With
+26.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
29 currently pending
Career history
777
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
57.3%
+17.3% vs TC avg
§102
7.3%
-32.7% vs TC avg
§112
28.3%
-11.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 737 resolved cases

Office Action

§103
DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 07/16/2026 has been entered. Status of Claims Claims 1-12 are pending and presented for examination on the merits. Claim 1 is currently amended. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-12 are rejected under 35 U.S.C. 103 as being unpatentable over US 2020/0087746 (A1) (also WO 2018/110676 (A1)) to Omura et al. (“Omura”). US 2020/0087746 (A1) is a pre-grant publication of U.S. appl. ser. no.16/468,087, which is a 371 national stage application of PCT/JP2017/044989, published by WIPO as WO 2018/110676 (A1). The pre-grant publication will serve as an equivalent to and the translation for the WIPO publication. Regarding claim 1, Omura discloses a grain-oriented electrical steel sheet. Title; abstract; para. [0001]. The steel sheet contains Si in an amount of 2.0-8.0% by mass (para. [0103], [0104]) and Sb in an amount of 0.005-1.500% by mass (para. [0110], [0112]), each encompassing the claimed ranges. The balance of the steel is Fe and inevitable impurities. Para. [0113]. The steel sheet comprises a steel substrate (electrical steel sheet base material) and a forsterite film on the steel substrate. Para. [0074]-[0076]. A Cr-depleted layer is located between the steel substrate and the forsterite film. Para. [0077]. A tension coating (also an insulating coating) is formed on the steel comprising the steel substrate and forsterite film (insulating coating layer positioned on the electrical steel sheet base material). Para. [0084], [0085], [0135]. Omura is silent regarding pore particle size in the insulating coating layer, subgrain boundary position in the steel substrate, subgrain boundary angle, and subgrain boundary area fraction in an ND cross section. However, it is well established that when a material is produced by a process that is identical or substantially identical to that of the claims and/or possesses a structure or composition that is identical or substantially identical to that of the claims, any claimed properties or functions are presumed to be inherent. Such a finding establishes a prima facie case of anticipation or obviousness. See MPEP § 2112.01. In the instant case, Omura discloses a method of manufacture where the grain-oriented electrical steel sheet is made by the following steps: heating a slab (para. [0115], [0116]); hot rolling (para. [0117]-[0119]); hot band annealing (para. [0120], [0121]); cold rolling (para. [0122], [0123]); decarburization annealing at a temperature of 750-900oC in an oxidizing atmosphere PH2O/PH2 of 0.25-0.60 (para. [0124], [0125]); applying an annealing separator (para. [0126], [0127]); final annealing comprising secondary recrystallization (para. [0128], [0128]); and flattening treatment and insulation coating at 750-900oC (para. [0133]-[0135]). An example line tension value during coating is 0.7 kgf/mm2 (para. [0039], [0049], [0057]), which falls within the line tension value of 0.20-0.70 kgf/mm2 in the instant specification (p. 24 – line 24 to p. 25 – lines 1-24). The line tension value is the same for each passing (e.g., para. [0049]), suggesting that the line tension stays consistent throughout the process, thereby satisfying Formula (Expression) 2 of the present invention (instant spec at p. 25). The method of manufacture of the present invention includes steps of heating and hot rolling a slab (p. 21 – lines 20-24 to p. 22 – lines 1-9); annealing (p. 22 – lines 12-15); cold rolling (p. 22 – lines 16-21); carrying out primary recrystallization by decarburizing or nitriding at 800-900oC and an oxidation capacity PH2O/PH2 of 0.5-0.7 (p. 23 – lines 1-13); coating with annealing separator (p. 23 – lines 14-20); carrying out secondary recrystallization (p. 23 – lines 21-24 to p. 24 – lines 1-4); flattening annealing (p. 24 – lines 5-6); and coating with an insulating coating layer in which heat treatment is 550-1100oC (p. 24 – lines 7-16). Tension applied to the steel sheet during forming of the insulation coating layer is 0.20-0.70 kgf/mm2 (p. 24 – line 24 to p. 25 – lines 1-24). Given that the manufacturing steps of Omura are identical or substantially identical to that of the present invention, one of ordinary skill in the art would have expected the claimed attributes of pore particle size in the insulating coating layer and subgrain boundary distribution, orientation, and area fraction to also exist in the prior art steel sheet because Omura applies a method of manufacture to a material composition that matches the corresponding method of manufacture and composition of the present invention. Regarding claims 2 and 3, Omura is silent regarding the subgrain boundary ratio of crystal grain length in TD direction to crystal grain length in ND direction, Goss crystal grain location, and ratio of subgrain boundary average particle diameter to Goss crystal grain average particle diameter in the ND plane. However, such attributes are expected in Omura given that it teaches a material composition and method of manufacture that aligns with the present invention, as noted above. Regarding claims 4-6, Omura is silent regarding the formation of a fine grain interfacial layer from the surface of the steel sheet toward the inside and the average grain diameter, residual stress, and layer thickness of the fine grain interfacial layer. However, such features are expected in Omura given that it teaches a material composition and method of manufacture that aligns with the present invention, as noted above. Regarding claim 7, Omura teaches that the steel sheet comprises a steel substrate (electrical steel sheet base material), a forsterite film (base coating layer) on the steel substrate, and a Cr-depleted layer between the steel substrate and the forsterite film. Abstract; para. [0074]-[0077]. A tension coating (also an insulating coating) is formed on the steel comprising the steel substrate (electrical steel sheet base material) and forsterite film (base coating layer). Para. [0084], [0085], [0135]. Thus, the base coating layer is located between the electrical steel sheet base material and the insulating coating layer. Regarding claims 8 and 9, Omura is silent regarding the residual stress and layer thickness of the base coating layer. However, such features are expected in Omura given that it teaches a material composition and method of manufacture that aligns with the present invention, as noted above. Regarding claims 10 and 11, Omura is silent regarding the residual stress and layer thickness of the insulating coating layer. However, such features are expected in Omura given that it teaches a material composition and method of manufacture that aligns with the present invention, as noted above. Regarding claim 12, Omura is silent regarding the residual stress of the electrical steel sheet base material. However, such feature is expected in Omura given that it teaches a material composition and method of manufacture that aligns with the present invention, as noted above. Response to Arguments Applicant's arguments filed 07/16/2026 have been fully considered, but they are not persuasive. Applicant argues that the claimed invention is not obvious over Omura because the claim is directed to a different structure and different technical mechanism than Omura. Applicant states that Omura uses line tension in with respect to the continuous annealing and sheet passing and that the insulation coating is applied only after the continuous annealing step, whereas the claimed invention is made by controlling the tension during the forming of the insulation coating layer and adjusting the minimum and maximum tension values so that pore-related stress concentration limits subgrain boundary formation. In response, the line tension applied by Omura is not limited to the continuous annealing step. Omura discloses that the tension coating (insulating coating) is formed in a tension coating baking treatment. The tension coating baking treatment includes steps of applying a coating liquid, drying and baking the coating, and then performing a step of sheet passing in which a line tension is applied (para. [0049], [0057], [0058]). An example line tension in the coating baking treatment is 0.7 kg/mm2 (e.g., para. [0057], [0058]), which falls within the range disclosed in the present specification (pp. 24-25 – bridging paragraph). The tension coating baking treatment occurs after final annealing (secondary recrystallization) and is therefore separate from a continuous annealing step (e.g., para. [0056]-[0058], [0063], [0064], [0084]-[0086], [0096], [0124]-[0129], [0133]-[0135]). This is consistent with the method of the present invention in which the tension is controlled during formation of an insulation coating. Applicant argues that the Cr-based oxide film at the interface between forsterite film and steel substrate would not inherently produce pores of the claimed size in the insulating coating layer. In response, the interface region between the forsterite film and steel substrate is a Cr-depleted layer (para. [0077]). The oxide film refers to a dense oxide film at the interface between forsterite film and the steel substrate (para. [0010]). The oxide is formed during continuous annealing during which a line tension is applied, and the oxide is formed before the tension coating is formed (e.g., para. [0010], [0139]). A line tension is applied during a tension coating baking treatment step that takes place after the continuous annealing (para. [0039], [0049], [0057], [0139]), as noted above. Thus, the pores expected in Omura are not correlated to the oxide film produced during continuous annealing but are correlated to the insulating film and its method of production, which aligns with present invention. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to VANESSA T. LUK whose telephone number is (571)270-3587. The examiner can normally be reached Monday-Friday 9:30 AM - 4:30 PM ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith D. Hendricks, can be reached at 571-272-1401. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /VANESSA T. LUK/Primary Examiner, Art Unit 1733 September 03, 2026
Read full office action

Prosecution Timeline

Jun 20, 2023
Application Filed
Nov 26, 2025
Non-Final Rejection mailed — §103
Feb 24, 2026
Response Filed
Apr 16, 2026
Final Rejection mailed — §103
Jul 16, 2026
Request for Continued Examination
Jul 18, 2026
Response after Non-Final Action
Sep 09, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
54%
Grant Probability
81%
With Interview (+26.3%)
3y 10m (~6m remaining)
Median Time to Grant
High
PTA Risk
Based on 737 resolved cases by this examiner. Grant probability derived from career allowance rate.

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