Prosecution Insights
Last updated: October 02, 2026
Application No. 18/271,908

PHOTOSENSITIVE RESIN COMPOSITION, PHOTOSENSITIVE RESIN FILM, PHOTOSENSITIVE DRY FILM, AND PATTERN FORMATION METHOD

Non-Final OA §102§103§112§DOUBLEPATENT
Filed
Jul 12, 2023
Priority
Jan 21, 2021 — JP 2021-007924 +1 more
Examiner
CHU, JOHN S Y
Art Unit
1737
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Shin-Etsu Chemical Co., Ltd.
OA Round
2 (Non-Final)
77%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
753 granted / 981 resolved
+11.8% vs TC avg
Moderate +5% lift
Without
With
+5.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
57 currently pending
Career history
1044
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
55.7%
+15.7% vs TC avg
§102
20.5%
-19.5% vs TC avg
§112
14.1%
-25.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 981 resolved cases

Office Action

§102 §103 §112 §DOUBLEPATENT
DETAILED CORRESPONDENCE This Office action is in response to the amendment received July 7, 2026. The reject under 35 U.S.C. 103 as being unpatentable over NAKAJIMA et al (2018/0181000) or HAMADA et al (2006/0224009) in view of ARAYAMA et al.(20190302618) which references WO-2016/136481A (TAKADA et al ) and JP-2011-221494A (SUGIHARA et al) is withdrawn in view of the amendment to claim 1. The bold text indicates new language in the Office action. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1, and 4-15 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 3-17 of U.S. Patent No. 11,294,282 (HAYASHI et al) in view of NAKAJIMA et al (2018/0181000 A1) or HAMADA et al (2006/0224009), and ARAYAMA et al. (20190302618) which references WO-2016/136481A (TAKADA et al)) and JP-2011-221494A (SUGIHARA et al) HAYASHI et al claims a photosensitive resin composition comprising a silicone resin, a photoacid generator and a quencher as seen in claim 3. The silicone resin is claimed in claim 1 and overlaps the currently recited photosensitive resin composition as recited in claim 1. The U.S. Patent lacks the claimed carboxylic acid quaternary ammonium compound, however the references to follow disclose the equivalence of the nitrogen-containing compounds with the carboxylic acid salts as quenchers in a photosensitive composition. NAKAJIMA et al report a photosensitive resin composition comprising a silicone resin, a photoacid generator and a nitrogen-containing compound. Page 31, para. [0248] disclose the use of onium salts such as those of carboxylic acid with an ammonium salt, see below: PNG media_image1.png 202 366 media_image1.png Greyscale HAMADA et al (2006/0224009) disclose a silsesquioxane compound formulated with photoacid generators and nitrogen-containing compound (basic compounds) in para. [0152] wherein specific basic compounds include nitrogen-containing compounds having carboxylic groups, see below: PNG media_image2.png 408 378 media_image2.png Greyscale ARAYAMA et al (2019/0302618) disclose photosensitive resin composition comprising photoacid generators and polymers having acid-decomposable group. The use of basic compounds is reported on page 16, para. [0227] wherein basic compounds are disclosed to be formulated in the composition with specific compounds from WO-2016/136481A (TAKADA et al) and JP-2011-221494A (SUGIHARA et al). TAKADA et al disclose specific nitrogen-containing ammonium salts of carboxylic as seen here from page145, compound N-11: PNG media_image3.png 124 144 media_image3.png Greyscale ammonium salt of carboxylic acid and the like are disclosed in the photosensitive layer. SUGIHARA et al disclose photosensitive resin composition formulating a polymer, photoacid generator and a basic compound such as quaternary ammonium salt of carboxylic acid as a component (G), see para [0207]. It would have been prima facie obvious to one of ordinary skill in the art of photosensitive composition to use any of the quaternary ammonium carboxylic salts as a basic compound/quencher in either of NAKAJIMA et al or TAKADA et al with the reasonable expectation of having excellent resolution, and precise patterns. A grant to the current application would extent the protection of an obvious invention beyond the statutory 20 years from the patent date. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1, and 4-15 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Amended claim 1 recite a dangling/ redundant formula definition of “ [Chem. 1] [Chem. 2] [Chem. 3] [Chem. 4] [Chem. 5] [Chem. 6] and [Chem. 7]” each of which already have second label, i.e. (B) for [Chem. 1] , (a1) to (a4) and (b1) to (b4) for [Chem. 3] , (X1) for [Chem. 4], (X2) for [Chem. 5] , (X3) for [Chem. 6] and (X4) for [Chem. 7]. Correction and amendment are necessary to remove additional labels for each of the formulae for clarity. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1 and 4-15 are rejected under 35 U.S.C. 103 as being unpatentable over HAYASHI et al (2019/0064666 A1) in view of (NAKAJIMA et al (2018/0181000) or HAMADA et al (2006/0224009) in view of ARAYAMA et al. (20190302618) which references WO-2016/136481A (TAKADA et al) and JP-2011-221494A (SUGIHARA et al) The claimed invention now recites the following: PNG media_image4.png 540 674 media_image4.png Greyscale PNG media_image5.png 810 688 media_image5.png Greyscale PNG media_image6.png 862 740 media_image6.png Greyscale PNG media_image7.png 248 710 media_image7.png Greyscale HAYASHI et al discloses a photosensitive resin composition comprising a silicone resin, (see pages 3-5), a photoacid generator, (page 7) and a quencher, (see pages 10-12) . The silicone resin is disclosed in the pages above y recited photosensitive resin composition as recited in claim 1. NAKAJIMA et al report a photosensitive resin composition comprising a silicone resin, a photoacid generator and a nitrogen-containing compound. Page 31, para. [0248] disclose the use of onium salts such as those of carboxylic acid with an ammonium salt, see below: PNG media_image1.png 202 366 media_image1.png Greyscale HAMADA et al (2006/0224009) disclose a silsesquioxane compound formulated with photoacid generators and nitrogen-containing compound (basic compounds) in para. [0152] wherein specific basic compounds include nitrogen-containing compounds having carboxylic groups, see below: PNG media_image2.png 408 378 media_image2.png Greyscale ARAYAMA et al (2019/0302618) disclose photosensitive resin composition comprising photoacid generators and polymers having acid-decomposable group. The use of basic compounds is reported on page 16, para. [0227] wherein basic compounds are disclosed to be formulated in the composition with specific compounds from WO-2016/136481A (TAKADA et al) and JP-2011-221494A (SUGIHARA et al). TAKADA et al disclose specific nitrogen-containing ammonium salts of carboxylic as seen here from page 145, compound N-11: PNG media_image3.png 124 144 media_image3.png Greyscale ammonium salt of carboxylic acid and the like are disclosed in the photosensitive layer. SUGIHARA et al disclose photosensitive resin composition formulating a polymer, photoacid generator and a basic compound such as quaternary ammonium salt of carboxylic acid as a component (G), see para [0207]. Claims 2-3 are met by the silicone containing resins of the HAMADA et al and NAKAJIMA et al above. Claims 4 are met by the sulfonium photoacids in para. [0115] of HAMADA et al. Claim 5 and 6 for the crosslinker are met by NAKAJIMA et al at para. [0038] for crosslinking agents. Claim 7 recites a solvent which is taught in para. [0175] of NAKAJIMA et al. Claims 8 and 9 recite the coating composition and a support which are taught in the para. [0397] of NAKAJIMA et al. Claims 10-14 for the pattern formation method are disclosed in NAKAJIMA et al at para. [0397] for developability. Claim 15 is met by the disclosure in NAKAJIMA et al disclosed above on page 145. It would have been prima facie obvious to one of ordinary skill in the art of photosensitive composition to use any of the quaternary ammonium carboxylic salts as a basic compound/quencher in either of NAKAJIMA et al or TAKADA et al with the reasonable expectation of having excellent resolution, and precise patterns. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOHN S. CHU whose telephone number is (571)272-1329. The examiner can normally be reached on M-F, IFP-Flex. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith Hendricks, can be reached at telephone number 571-272-1401. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from Patent Center. Status information for published applications may be obtained from Patent Center. Status information for unpublished applications is available through Patent Center to authorized users only. Should you have questions about access to the USPTO patent electronic filing system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via a variety of formats. See MPEP § 713.01. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) Form at https://www.uspto.gov/InterviewPractice. /John S. Chu/ Primary Examiner, Art Unit 1737 J. Chu September 15, 2026
Read full office action

Prosecution Timeline

Jul 12, 2023
Application Filed
Mar 27, 2026
Non-Final Rejection mailed — §102, §103, §112
Apr 14, 2026
Applicant Interview (Telephonic)
Jul 07, 2026
Response Filed
Sep 17, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
77%
Grant Probability
82%
With Interview (+5.4%)
2y 11m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 981 resolved cases by this examiner. Grant probability derived from career allowance rate.

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