Prosecution Insights
Last updated: October 04, 2026
Application No. 18/326,343

INGOT PULLER APPARATUS INCLUDING AUTOMATED FEED ASSEMBLY FOR CHARGING SEMICONDUCTOR MATERIAL

Non-Final OA §112
Filed
May 31, 2023
Examiner
QI, HUA
Art Unit
1714
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Globalwafers Co., Ltd.
OA Round
3 (Non-Final)
57%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 57% of resolved cases
57%
Career Allowance Rate
313 granted / 553 resolved
-8.4% vs TC avg
Strong +23% interview lift
Without
With
+23.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
43 currently pending
Career history
588
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
45.9%
+5.9% vs TC avg
§102
7.5%
-32.5% vs TC avg
§112
36.8%
-3.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 553 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 08/18/2026 as been entered. Specification The amendment to specification filed on 08/18/2026 is accepted. Status of Claims Claims 10-17 and 24 are cancelled. Claims 1-9 and 18-23 are pending. Claims 1, 18, 19 and 22 are amended. Claims 1 and 18 are independent claims. Previously withdrawn claims 18-20 are rejoined. Claims 1-9 and 18-23 are currently examined on the merits. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 18-20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. The recited in claim 1 “…producing a single crystal semiconductor ingot from a semiconductor melt… cause a semiconductor melt… pulling a single crystal semiconductor ingot …” constitutes an indefinite subject matter. It is not clear whether “a semiconductor melt” and “a single crystal semiconductor ingot” refers to the previously recited “a semiconductor melt” and “a single crystal semiconductor ingot” or not. Therefore, the metes and bounds of claim 18 are not readily ascertainable. Clarification and/or correction are/is required. Claims 19-20 are rejected because they depend on claim 18. Allowable Claims Claims 1-9 and 21-23 are allowed. The following is an examiner' s statement of reasons for allowance: the closest prior art of record to Yu Chongjiang (CN 115961336 A, machine translation, “Yu”) teaches an ingot puller, but does not teach, disclose, anticipate or reasonably suggest that the opening pins engage the dumper when extended into the ingot receiving chamber to release the dumper sidewall from the dumper bottom as the dumper is moved towards the lowered position, wherein the opening pins are selectively positionable between a first position, in which the opening pins extend a first distance into the ingot receiving chamber, and a second position, in which the opening pins are either retracted to a position that is outside of the ingot receiving chamber or retracted to a second distance in the ingot receiving chamber that is less than the first distance, as recited in claim 1. Claims 2-9 and 21-23 are allowed because they depend on claim 1. Claims 18-20 would be also allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action. Also, to be allowable, the rejoined claims must meet all criteria for patentability including the requirements of 35 U.S.C. 101, 102, 103 and 112. No new matter should be introduced into claims. The following is an examiner’s statement of reasons for allowance: the closest prior art of record to Yu Chongjiang (CN 115961336 A, machine translation, “Yu”) teaches an ingot puller, but does not teach, disclose, anticipate or reasonably suggest that “controlling… the opening pins to extend to a first position in which the opening pins extend a first distance into the ingot receiving chamber… controlling… the opening pins to retract from the first position within the ingot receiving chamber to a second position in which the opening pins are either retracted to a position that is outside of the ingot receiving chamber or retracted to a second distance in the ingot receiving chamber that is less than the first distance” as recited in claim 18. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Hua Qi whose telephone number is (571)272-3193. The examiner can normally be reached 9am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kaj Olsen can be reached at (571) 272-1344. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HUA QI/ Primary Examiner, Art Unit 1714
Read full office action

Prosecution Timeline

Show 1 earlier event
Dec 31, 2025
Non-Final Rejection mailed — §112
Mar 30, 2026
Response Filed
May 18, 2026
Final Rejection mailed — §112
Jul 20, 2026
Response after Non-Final Action
Aug 18, 2026
Request for Continued Examination
Aug 20, 2026
Response after Non-Final Action
Sep 11, 2026
Examiner Interview (Telephonic)
Sep 15, 2026
Non-Final Rejection mailed — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12742256
MODELING THERMAL DONOR FORMATION AND TARGET RESISTIVITY FOR SINGLE CRYSTAL SILICON INGOT PRODUCTION
3y 12m to grant Granted Sep 22, 2026
Patent 12742253
DEVICE AND METHOD FOR PRODUCING A MONOCRYSTALLINE SILICON ROD IN A ZONE-MELTING PULLING SYSTEM
3y 0m to grant Granted Sep 22, 2026
Patent 12742255
Heater and Single Crystal Growing Apparatus
2y 9m to grant Granted Sep 22, 2026
Patent 12735802
QUARTZ GLASS CRUCIBLE, MANUFACTURING METHOD THEREOF, AND MANUFACTURING METHOD OF SILICON SINGLE CRYSTAL
2y 10m to grant Granted Sep 15, 2026
Patent 12735803
CHARGING METHOD FOR SILICON MATERIAL AND PREPARATION METHOD FOR SINGLE CRYSTAL
2y 11m to grant Granted Sep 15, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
57%
Grant Probability
80%
With Interview (+23.1%)
3y 3m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 553 resolved cases by this examiner. Grant probability derived from career allowance rate.

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