Prosecution Insights
Last updated: April 19, 2026
Application No. 18/338,935

BIAXIAL OXIDE DIRECTION COMPLEMENTARY FIELD EFFECT TRANSISTOR

Non-Final OA §112
Filed
Jun 21, 2023
Examiner
BOEGEL, CHEVY JACOB
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Taiwan Semiconductor Manufacturing Company Ltd.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
3y 3m
To Grant
94%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allow Rate
32 granted / 37 resolved
+18.5% vs TC avg
Moderate +8% lift
Without
With
+7.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
15 currently pending
Career history
52
Total Applications
across all art units

Statute-Specific Performance

§103
57.9%
+17.9% vs TC avg
§102
30.0%
-10.0% vs TC avg
§112
10.3%
-29.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 37 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the Claims Claims 1-15 are cancelled. Claims 21-35 are new, no new matter is present. Claims 16-35 are present for examination. Information Disclosure Statement The information disclosure statement (IDS) filed on June 21, 2023 has been considered by the examiner. Election/Restrictions Claims 1-15 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected device, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on October 16, 2025. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 16-17 and 20-21 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The following terms; “first semiconductor strips”, “second semiconductor strips” in claims 16-17 and 20 is a relative term which renders the claim indefinite. The term “strips” is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. For purposes of examination, (I) “first semiconductor strips” is being interpreted as “first semiconductor stack strips” and (II) “second semiconductor strips” is being interpreted as “second semiconductor stack strips” The following terms; “ a plurality of first strips”, “ a plurality of second strips” in claim 21 is a relative term which renders the claim indefinite. The term “strips” is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. For purposes of examination, (I) “ a plurality of first strips” is being interpreted as “a plurality of first semiconductor stack strips” and (II) “a plurality of second strips” is being interpreted as “a plurality of second semiconductor stack strips” Allowable Subject Matter Claims 26-35 are allowed. The following is an examiner’s statement of reasons for allowance: The closest prior art of record, Cheng (US 2021/0193828 A1), Wu (US 2016/0005617 A1), fails to disclose the following limitations in combination with the rest of the claim. Claim 26 (from which claims 27-35 depend), forming a first gate structure wrapping around the first semiconductor layer, wherein the first gate structure has a cross pattern when viewed from a top view; and forming a second gate structure wrapping around the second semiconductor layer, wherein the second gate structure has a cross pattern when viewed from a top view, the insulator layer is vertically between the first gate structure and the second gate structure. Wu discloses a method of forming an integrated circuit device (method 100 is used to form a device, [0013], Figs. 1 and 18a-18b), comprising: forming a first semiconductor layer (material layer 216 is a first semiconductor layer, [0016], Fig. 1), an insulator layer (second spacer layer 222 is an insulator layer, [0023], Fig. 1) and a second semiconductor layer (material layer 226 is a second semiconductor layer, [0026], Figs. 1) over a substrate in sequence (substrate 202 includes 216, 222, and 226 formed over 214 in sequence, Fig. 18b). Wu does not explicitly disclose the following limitations; forming a first gate structure wrapping around the first semiconductor layer, wherein the first gate structure has a cross pattern when viewed from a top view; and forming a second gate structure wrapping around the second semiconductor layer, wherein the second gate structure has a cross pattern when viewed from a top view, the insulator layer is vertically between the first gate structure and the second gate structure. Claims 18-20 and 22-25 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Regarding claim 16 (from which claims 17-20 depend), patterning the stack by a lithography process using a first grid-shaped mask such that the stack comprises a plurality of first semiconductor stack strips along a first direction and a plurality of second semiconductor stack strips along a second direction crossing the first direction; recessing the plurality of first semiconductor stack strips; and growing first epitaxial source/drain regions from the recessed plurality of first semiconductor strips. Cheng discloses a method of forming an integrated circuit device (semiconductor device 100 is an integrated circuit device, Figs. 1A-1E, wherein 100 is formed via method 200, [0065], Fig. 2), comprising: forming a stack on a substrate (fin structures 108 are composed of fin base portions 108A and stacked fin portions 108B wherein 108 is a stack formed on a substrate 106, [0066], Fig. 3B); and patterning the stack 108 by a lithography process (108 is patterned via a photolithography process, [0036], Fig. 1A). Regarding claim 21 (from which claims 22-25 depend), a plurality of first strips extending along a first direction; and a plurality of second strips along a second direction, and wherein the second direction crosses the first direction. Cheng discloses a method of forming an integrated circuit device (semiconductor device 100 is an integrated circuit device, Figs. 1A-1E, wherein 100 is formed via method 200, [0065], Fig. 2), comprising: forming a semiconductor nanostructure over a substrate (fin structures 108 are composed of fin base portions 108A and stacked fin portions 108B wherein 108 is a semiconductor nanostructure formed over a substrate 106, [0066], Fig. 3B), wherein the semiconductor nanostructure 108 includes: forming a gate dielectric layer (gate dielectric layer 112B, [0049], Figs. 1B and 1C) wrapping around the semiconductor nanostructure 108 (112B is formed wrapping around 108, [0049], Figs. 1A-1C); and forming a gate electrode over the gate dielectric layer (gate electrode 112C is formed over 112B, [0049], Figs. 1A-1C). Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHEVY J BOEGEL whose telephone number is (703)756-1299. The examiner can normally be reached Monday - Friday 8:00 AM - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Partridge can be reached at 571-270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHEVY J BOEGEL/Examiner, Art Unit 2812 /William B Partridge/Supervisory Patent Examiner, Art Unit 2812
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Prosecution Timeline

Jun 21, 2023
Application Filed
Jan 05, 2026
Non-Final Rejection — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
94%
With Interview (+7.7%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 37 resolved cases by this examiner. Grant probability derived from career allow rate.

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