Prosecution Insights
Last updated: April 19, 2026
Application No. 18/340,174

STRUCTURE WITH CAVITY AROUND THROUGH SEMICONDUCTOR VIA

Non-Final OA §103
Filed
Jun 23, 2023
Examiner
VALENZUELA, PATRICIA D
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Globalfoundries U S Inc.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
92%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
645 granted / 715 resolved
+22.2% vs TC avg
Minimal +2% lift
Without
With
+2.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
63 currently pending
Career history
778
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
60.1%
+20.1% vs TC avg
§102
19.9%
-20.1% vs TC avg
§112
8.6%
-31.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 715 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of claims 1-18 in the reply filed on 10/21/25 is acknowledged. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Shank(USPGPUB DOCUMENT: 2020/0161218, hereinafter Shank) in view of Sabuncuoglu Tezcan (USPGPUB DOCUMENT: 2012/0013022, hereinafter Sabuncuoglu Tezcan). Re claim 1 Shank discloses a structure, comprising: a through semiconductor via (TSV(750)) in a semiconductor substrate(100); and a cavity including: a first cavity portion(middle/bottom portion of 450/420) in the semiconductor substrate(100) and surrounding a middle section of the TSV(750), and a plurality of second cavity portions(upper portion of 450/420) in the semiconductor substrate(100) and surrounding an upper section of the TSV(750), the semiconductor substrate(100) between adjacent second cavity portions(upper portion of 450/420). Shank discloses the first cavity portion(middle/bottom portion of 450/420) in direct contact with the TSV(750), Sabuncuoglu Tezcan discloses in Fig 3a the first cavity portion(20) in direct contact with the TSV(5), It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Sabuncuoglu Tezcan to the teachings of Shank in order to reduce the capacitance [0002, Sabuncuoglu Tezcan]. Re claim 2 Shank and Sabuncuoglu Tezcan disclose the structure of claim 1, wherein the TSV(750) includes a dielectric liner(470) surrounding a conductor core and wherein the first cavity portion(middle/bottom portion of 450/420) is in direct contact with the dielectric liner(470). Re claim 3 Shank and Sabuncuoglu Tezcan disclose the structure of claim 1, wherein each of the plurality of second cavity portions(upper portion of 450/420) have an elongated, curved cross-sectional shape(see Fig 5/6 of Sabuncuoglu Tezcan). Re claim 4 Shank and Sabuncuoglu Tezcan disclose the structure of claim 1, wherein each of the plurality of second cavity portions(upper portion of 450/420) have a circular cross-sectional shape(see Fig 5/6 of Sabuncuoglu Tezcan). Re claim 5 Shank and Sabuncuoglu Tezcan disclose the structure of claim 1, wherein the first cavity portion(middle/bottom portion of 450/420) surrounds approximately 80% of a height of the TSV(750). Re claim 6 Shank and Sabuncuoglu Tezcan disclose the structure of claim 1, wherein each of the plurality of second cavity portions(upper portion of 450/420) have a width of less 200 nanometers (nm). Re claim 7 Shank and Sabuncuoglu Tezcan disclose the structure of claim 1, wherein each of the plurality of second cavity portions(upper portion of 450/420) have a passivation layer(820) on a sidewall of the semiconductor substrate(100). Re claim 8 Shank and Sabuncuoglu Tezcan disclose the structure of claim 1, wherein each of the plurality of second cavity portions(upper portion of 450/420) are separated from the TSV(750) by a portion of the semiconductor substrate(100). Re claim 9 Shank and Sabuncuoglu Tezcan disclose the structure of claim 1, wherein the plurality of second cavity portions(upper portion of 450/420) are equidistantly spaced around the TSV(750). Re claim 10 Shank and Sabuncuoglu Tezcan disclose the structure of claim 1, wherein a distance between the first cavity portion(middle/bottom portion of 450/420) and a lower surface of the semiconductor substrate(100) is in a range of 4000 to 6000 nm. Re claim 11 Shank and Sabuncuoglu Tezcan disclose the structure of claim 1, wherein a distance between the first cavity portion(middle/bottom portion of 450/420) and an upper surface of the semiconductor substrate(100) is in a range of 4000 to 6000 nm. Re claim 12 Shank discloses a structure, comprising: a through semiconductor via (TSV(750)) in a semiconductor substrate(100); and a cavity including: a first cavity portion(middle/bottom portion of 450/420) in the semiconductor substrate(100) and surrounding a middle section of the TSV(750), and a plurality of second cavity portions(upper portion of 450/420) in the semiconductor substrate(100) and in fluid communication with the first cavity portion(middle/bottom portion of 450/420), wherein the plurality of second cavity portions(upper portion of 450/420) surrounds an upper section of the TSV(750), and wherein a portion of the semiconductor substrate(100) is between adjacent second cavity portions(upper portion of 450/420) and between each of the plurality of second cavity portions(upper portion of 450/420) and the TSV(750). Shank discloses the first cavity portion(middle/bottom portion of 450/420) in direct contact with the TSV(750), Sabuncuoglu Tezcan discloses in Fig 3a the first cavity portion(20) in direct contact with the TSV(5), It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Sabuncuoglu Tezcan to the teachings of Shank in order to reduce the capacitance [0002, Sabuncuoglu Tezcan]. Re claim 13 Shank and Sabuncuoglu Tezcan disclose the structure of claim 12, wherein the TSV(750) includes a dielectric liner(470) surrounding a conductor core and wherein the first cavity portion(middle/bottom portion of 450/420) is in direct contact with the dielectric liner(470). Re claim 14 Shank and Sabuncuoglu Tezcan disclose the structure of claim 12, wherein each of the plurality of second cavity portions(upper portion of 450/420) have one of: an elongated, curved cross-sectional shape(see Fig 5/6 of Sabuncuoglu Tezcan) and a circular cross-sectional shape(see Fig 5/6 of Sabuncuoglu Tezcan). Re claim 15 Shank and Sabuncuoglu Tezcan disclose the structure of claim 12, wherein the first cavity portion(middle/bottom portion of 450/420) surrounds approximately 80% of a height of the TSV(750). Re claim 16 Shank and Sabuncuoglu Tezcan disclose the structure of claim 12, wherein each of the plurality of second cavity portions(upper portion of 450/420) have a passivation layer(820) on a sidewall of the semiconductor substrate(100). Re claim 17 Shank and Sabuncuoglu Tezcan disclose the structure of claim 12, wherein the plurality of second cavity portions(upper portion of 450/420) are equidistantly spaced around the TSV(750). Re claim 18 Shank and Sabuncuoglu Tezcan disclose the structure of claim 12, wherein a first distance between the first cavity portion(middle/bottom portion of 450/420) and a lower surface of the semiconductor substrate(100) is in a range of 4000 to 6000 nm, and a second distance between the first cavity portion(middle/bottom portion of 450/420) and an upper surface of the semiconductor substrate(100) is in a range of 4000 to 6000 nm. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PATRICIA D VALENZUELA whose telephone number is (571)272-9242. The examiner can normally be reached Monday-Friday 10am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Partridge can be reached at 571-270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PATRICIA D VALENZUELA/Primary Examiner, Art Unit 2812
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Prosecution Timeline

Jun 23, 2023
Application Filed
Jan 24, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
92%
With Interview (+2.1%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 715 resolved cases by this examiner. Grant probability derived from career allow rate.

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