Prosecution Insights
Last updated: April 19, 2026
Application No. 18/354,244

DUAL VIA STRUCTURE FOR THROUGH-CHIP CONNECTIONS

Non-Final OA §103
Filed
Jul 18, 2023
Examiner
VALENZUELA, PATRICIA D
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Taiwan Semiconductor Manufacturing Company Ltd.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
92%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
645 granted / 715 resolved
+22.2% vs TC avg
Minimal +2% lift
Without
With
+2.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
63 currently pending
Career history
778
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
60.1%
+20.1% vs TC avg
§102
19.9%
-20.1% vs TC avg
§112
8.6%
-31.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 715 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of claims 15-34 in the reply filed on 10/07/25 is acknowledged. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 15-34 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kao(USPGPUB DOCUMENT: 2021/0391237, hereinafter Kao) in view of Li (USPGPUB DOCUMENT: 2011/0139497, hereinafter Li). Re claim 15 Kao discloses a method, comprising: providing a substrate(102); forming, over a frontside surface(103a) of the substrate(102), a plurality of metal layers(106/111/110) within at least one dielectric layer(104); forming a via(TSV)(112) electrically connected to a top metal layer of the plurality of metal layers(106/111/110) and extending through the frontside surface(103a) of the substrate(102); etching[0013] a region in a backside surface[0013] of the substrate(102) opposite the frontside surface(103a), the etched region extending through the frontside surface(103a); and forming a metal structure(118) over the etched region, the metal structure(118) contacting the plurality of vias(TSV)(112). Kao does not disclose forming a plurality of vias(TSV); Li disclose forming a plurality of vias(TSV)(left/right 104); It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Li to the teachings of Kao in order to to ensure proper operation of the electrical package [0003, Li]. Re claim 16 Kao and Li disclose the method of claim 15, further comprising: forming at least one shallow trench isolation (STI) region in the substrate(102) at the frontside surface(103a) before forming the plurality of metal layers(106/111/110), wherein the metal structure(118) and the plurality of vias(TSV)(112) extend through the at least one STI region. Re claim 17 Kao and Li disclose the method of claim 15, further comprising: forming, over the etched region before forming the metal structure(118), a dielectric structure, the dielectric structure isolating the metal structure(118) from the substrate(102). Re claim 18 Kao and Li disclose the method of claim 15, further comprising: forming a plurality of doped regions within the substrate(102) among the plurality of vias(TSV)(112), wherein the plurality of doped regions are electrically isolated. Re claim 19 Kao and Li disclose the method of claim 15, further comprising:forming a plurality of metal structure(118)s within at least one of the plurality of metal layers(106/111/110) among the plurality of vias(TSV)(112), wherein the plurality of metal structure(118)s are electrically isolated. Re claim 20 Kao and Li disclose the method of claim 15, wherein: the plurality of vias(TSV)(112) are arranged in a two-dimensional array in a plan view of the substrate(102). Re claim 21 Kao discloses a method, comprising: providing a substrate(102); forming at least one dielectric layer(104) disposed over a frontside surface(103a) of the substrate(102); forming a plurality of metal layers(106/111/110) residing in the at least one dielectric layer(104); forming a first via structure(112) comprising a vias(TSV)(112), the first via structure(112) electrically connected to one of the plurality of metal layers(106/111/110) and extending through the frontside surface(103a) of the substrate(102); and forming a via structure extending from a backside surface[0013] of the substrate(102) opposite the frontside surface(103a) into the substrate(102) and contacting the first via structure(112). Kao does not disclose forming a second via structure Li disclose forming a second via structure (left/right 104); It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Li to the teachings of Kao in order to to ensure proper operation of the electrical package [0003, Li]. Re claim 22 Kao and Li disclose the method of claim 21, wherein: forming the plurality of metal layers(106/111/110) comprises forming a top metal layer and forming at least one additional metal layer positioned between the top metal layer and the substrate(102), wherein the first via structure(112) extends from, and is electrically connected to, the top metal layer. Re claim 23 Kao and Li disclose the method of claim 21, wherein: each of the plurality of vias(TSV)(112) is directly connected to the one of the plurality of metal layers(106/111/110) and extends into the substrate(102). Re claim 24 Kao and Li disclose the method of claim 23, wherein:the plurality of vias(TSV)(112) are arranged in a two-dimensional array in a plan view of the substrate(102). Re claim 25 Kao and Li disclose the method of claim 23, further comprising: forming a plurality of doped regions distributed among the plurality of vias(TSV)(112) within the substrate(102), wherein the plurality of doped regions are electrically isolated. Re claim 26 Kao and Li disclose the method of claim 23, further comprising: forming a plurality of metal structure(118)s distributed among the plurality of vias(TSV)(112) within at least one of the plurality of metal layers(106/111/110), wherein the plurality of metal structure(118)s are electrically isolated. Re claim 27 Kao and Li disclose the method of claim 21, further comprising: forming at least one shallow trench isolation (STI) region disposed in the substrate(102) at the frontside surface(103a), wherein the plurality of vias(TSV)(112) extend through the at least one STI region. Re claim 28 Kao and Li disclose the method of claim 21, wherein: the substrate(102) defines an etched region extending from the backside surface[0013] and into the substrate(102); and the second via structure covers the etched region. Re claim 29 Kao and Li disclose the method of claim 28, further comprising: forming at least one shallow trench isolation (STI) region disposed in the substrate(102) at the frontside surface(103a), wherein the second via structure contacts the at least one STI region in the etched region. Re claim 30 Kao and Li disclose the method of claim 29, wherein the second via structure extends over a portion of the backside surface[0013] of the substrate(102). Re claim 31 Kao and Li disclose the method of claim 21, further comprising:forming a dielectric structure isolating the first via structure(112) from the substrate(102). Re claim 32 Kao discloses a method, comprising: providing a substrate(102) having a frontside surface(103a) and a backside surface[0013] opposite the frontside surface(103a), the substrate(102) having an etched region in the backside surface[0013] that extends through the frontside surface(103a); forming at least one dielectric layer(104) disposed over the frontside surface(103a) of the substrate(102), the at least one dielectric layer(104) incorporating a plurality of metal layers(106/111/110); forming a vias(TSV)(112), each of the vias(TSV)(112) electrically connected to a top metal layer of the plurality of metal layers(106/111/110) and extending through a remaining one or more of the plurality of metal layers(106/111/110) and the frontside surface(103a) of the substrate(102); and forming a metal structure(118) extending from the backside surface[0013] into the substrate(102), covering the etched region, and contacting the plurality of vias(TSV)(112). Kao does not disclose forming a plurality of vias(TSV); Li disclose forming a plurality of vias(TSV)(left/right 104); It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to apply the teachings of Li to the teachings of Kao in order to to ensure proper operation of the electrical package [0003, Li]. Re claim 33 Kao and Li disclose the method of claim 32, further comprising: forming at least one shallow trench isolation (STI) region disposed in the substrate(102) at the frontside surface(103a), wherein the metal structure(118) and the plurality of vias(TSV)(112) extend through the at least one STI region. Re claim 34 Kao and Li disclose the method of claim 33, further comprising: forming a dielectric structure isolating the metal structure(118) from the substrate(102). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PATRICIA D VALENZUELA whose telephone number is (571)272-9242. The examiner can normally be reached Monday-Friday 10am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Partridge can be reached at 571-270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PATRICIA D VALENZUELA/Primary Examiner, Art Unit 2812
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Prosecution Timeline

Jul 18, 2023
Application Filed
Jan 10, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
92%
With Interview (+2.1%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 715 resolved cases by this examiner. Grant probability derived from career allow rate.

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