Prosecution Insights
Last updated: April 19, 2026
Application No. 18/354,769

FIELD EFFECT TRANSISTOR

Non-Final OA §103
Filed
Jul 19, 2023
Examiner
MULERO FLORES, ERIC MANUEL
Art Unit
2898
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
DENSO CORPORATION
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
3y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
49 granted / 58 resolved
+16.5% vs TC avg
Strong +18% interview lift
Without
With
+18.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
37 currently pending
Career history
95
Total Applications
across all art units

Statute-Specific Performance

§103
56.9%
+16.9% vs TC avg
§102
25.9%
-14.1% vs TC avg
§112
15.4%
-24.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 58 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-2 are rejected under 35 U.S.C. 103 as being unpatentable over Suzuki et al. US 20040238882 A1 (hereinafter referred to as Suzuki), in view of Mitani et al WO 2019044921 A1 (hereinafter referred to as Mitani). Regarding claim 1, Suzuki teaches A field effect transistor (“vertical type MOSFET 101r” para. 0078 FIG. 2B) comprising: a semiconductor substrate (“semiconductor substrate 1” para. 0056) having a trench (“striped trenches” para. 0071 FIG. 4B and 2B) on an upper surface; a gate insulating film (“gate oxide film 41” para. 0071) covering an inner surface of the trench; a gate electrode (“gate electrode 42” para. 0071) disposed inside the trench and being insulated from the semiconductor substrate by the gate insulating film (“gate oxide 41” insulates “gate electrode 42”), wherein the semiconductor substrate includes: a source layer (“n-conduction type regions 33 serving as sources” para. 0070 FIG. 2B and 4A) of n-type being in contact with the gate insulating film on a side surface of the trench (“n-conduction type regions 33” are shown in contact with “gate oxide 41” in FIG. 2A); a body layer (“p-conduction type layer 31 serving as body layer” para. 0069) of p-type located below the source layer and being in contact with the gate insulating film on the side surface of the trench (sides of “gate oxide 41” below “n-conduction type regions 33” are shown in contact with “p-conduction type regions 32” in FIG. 2B); a plurality of p-type deep layers (“p-conduction type regions 21” para. 0074); a plurality of n-type deep layers (“n-conduction type regions 22” para. 0074); and a drift layer (“n.sup.-conduction type layer 11r” para. 0078), each of the plurality of p-type deep layers protrudes downward from the body layer (“p-conduction type regions 21” protrude downward from “p-conduction type layer 31”), extends from the body layer to a position below a bottom surface of the trench (“p-conduction type layer 31” extend to a position lower than the bottom of the trench with “gate oxide 41”), extends along a first direction that intersects the trench when the semiconductor substrate is viewed from above (the “p-conduction type region 21” extends perpendicularly to the extension of the trench, para. 0071), is disposed to have a spacing portion therebetween in a second direction that is orthogonal to the first direction when the semiconductor substrate is viewed from above (each “p-conduction type region 21” is spaced apart from the other in a direction perpendicular to the extension of the “p-conduction type regions 21”), and is in contact with the gate insulating film on the side surface of the trench and the bottom surface of the trench located below the body layer (trenches project into the “pn column”, para. 0071, so that “p-conduction type regions 21” make contact with the bottom and side surface of “gate oxide 41”), each of the plurality of n-type deep layers is disposed in the spacing portion and is in contact with the gate insulating film on the side surface of the trench located below the body layer (“n-conduction type regions 22” are between adjacent “p-conduction type regions 21” and contact the bottom and side surface of “gate oxide 41”), the drift layer is n-type having an n-type impurity concentration lower than an n-type impurity concentration of each of the plurality of n-type deep layers (from “n.sup.--conduction type layer 11r”, “n-conduction type regions 22”, and “n.sup.+-conduction type layer 11”, n.sup--conduction is understood to correspond to a lower concentration of dopants than n-conduction or n.sup.+-conduction, para. 0078), and is in contact with a lower surface of each of the plurality of n-type deep layers (“n-conduction type regions 22” are formed on and in contact with “n.sup.--conduction type layer 11r”, para. 0078), each of the plurality of p-type deep layers has a shape in which a dimension in a thickness direction of the semiconductor substrate is larger than a dimension in the second direction (FIG. 2B-5A and “p-conduction type regions 21” and “n-conduction type regions 22” being described as having a striped pattern, the examiner understands that the “p-conduction type regions 21” have a greater thickness or height than a width), each of the plurality of n-type deep layers has a shape in which a dimension in the thickness direction of the semiconductor substrate is larger than a dimension in the second direction (FIG. 2B-5A and “p-conduction type regions 21” and “n-conduction type regions 22” being described as having a striped pattern, the examiner understands that the “n-conduction type regions 22” have a greater thickness or height than a width), and the plurality of n-type deep layers extend from a lower surface of the body layer (“n-conduction type regions 22” protrude downward from “p-conduction type layer 31”) However, Suzuki fails to teach the plurality of n-type deep layers extend to a position below a lower surface of each of the plurality of p-type deep layers. Nevertheless, Mitani teaches the plurality of n-type deep layers (“first current dispersion layer 13” between “p-type first deep layers 14”, [0022-0023] FIG. 1-3) extend to a position below a lower surface of each of the plurality of p-type deep layers (“The first deep layer 14 is formed shallower than the first current dispersion layer 13. That is, the first deep layer 14 is formed such that the bottom portion is located in the first current dispersion layer 13.” [0025]). Suzuki and Mitani teach vertical MOSFETs with superjunction structures. The “first current dispersion layer 13” is formed to extend beyond and under the “first deep layers 14” so that narrowing of the current path by the “first deep layer 14” can be suppressed, a depletion layer extending from the first deep layer 14 greatly extends to the n-type layer 12 side, and an increase in on-resistance can be suppressed [0067, 0069]. One of ordinary skill in the art before the effective filing date of the claimed invention would have recognized that a “first current dispersion layer 13” extending beyond the lower surface of “first deep layers 14” can lower the on-resistance of the transistor. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the field-effect transistor in Suzuki with the n-type deep layers and p-type deep layers as taught in Mitani. When the n-type deep layers extend to a position below a lower surface of each of the plurality of p-type deep layers, the depletion layer can extend towards the drift layer and the on-resistance can remain low. Regarding claim 2, Suzuki modified by Mitani, teaches the field effect transistor according to claim 1, wherein the plurality of n-type deep layers are connected to each other via a region located below the lower surface of each of the plurality of p-type deep layers (“the first current dispersion layer 13 is located between the bottom portion of the first deep layer 14 and the n-type layer 12” such that portions of “the first current dispersion layer 13” between “first deep layers 14” are connected under each “first deep layers 14”, [0069]). Allowable Subject Matter Claim 3 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: the most relevant prior art Takeuchi WO 2019044922 A1 teaches a “JFET portion 3” having a thickness of 1.5µm and “field block layers 4” having thicknesses of 1.4 µm ([0015-0016}). The “JFET portion 3” is 1.0714 times greater than the “field block layers 4”. Though it may be rounded down to 1.07, Takeuchi does not indicate it may be lesser than 1.07, nor does Takeuchi teach how the difference in depth affects the device performance. Therefore, claim 3 is considered to contain allowable subject matter. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC MULERO FLORES whose telephone number is (571)270-0070. The examiner can normally be reached Mon-Fri 8am-5pm (typically). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Julio Maldonado can be reached at (571)272-1864. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC MANUEL MULERO FLORES/ Examiner, Art Unit 2898 /JULIO J MALDONADO/Supervisory Patent Examiner, Art Unit 2898
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Prosecution Timeline

Jul 19, 2023
Application Filed
Jan 07, 2026
Non-Final Rejection — §103
Feb 23, 2026
Interview Requested
Mar 04, 2026
Applicant Interview (Telephonic)
Mar 04, 2026
Examiner Interview Summary

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
99%
With Interview (+18.5%)
3y 2m
Median Time to Grant
Low
PTA Risk
Based on 58 resolved cases by this examiner. Grant probability derived from career allow rate.

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