Prosecution Insights
Last updated: May 29, 2026
Application No. 18/358,522

INTEGRATED CIRCUIT DEVICE AND MANUFACTURING METHOD THEREOF

Non-Final OA §103
Filed
Jul 25, 2023
Examiner
KOO, LAMONT B
Art Unit
2813
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Taiwan Semiconductor Manufacturing Company Ltd.
OA Round
3 (Non-Final)
80%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
443 granted / 550 resolved
+12.5% vs TC avg
Minimal +5% lift
Without
With
+4.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
29 currently pending
Career history
598
Total Applications
across all art units

Statute-Specific Performance

§103
86.9%
+46.9% vs TC avg
§102
11.7%
-28.3% vs TC avg
§112
1.3%
-38.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 550 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicant's response to the Office Final Action filed on 4/8/2026 is acknowledged. Applicant amended claim 17. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 4/8/2026 has been entered. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 17-20 are rejected under 35 U.S.C. 103 as being unpatentable over Su et al. (US 2021/0376076) (hereafter Su), in view of Lin et al. (US 2021/0242093) (hereafter Lin). Regarding claim 17, Su discloses an integrated circuit device, comprising: a plurality of first channel layers (88 on the right region of 50N in Fig. 29B, paragraph 0053) vertically spaced apart from each other; a plurality of second channel layers (88 on the left region of 50N in Fig. 29B, paragraph 0053) vertically spaced apart from each other; a shallow trench isolation (STI) structure (element number is not shown in Fig. 29B but see 84C in Fig. 14, paragraph 0044) disposed at a level lower than the first channel layers (88 on the right region of 50N in Fig. 29B) and the second channel layers (88 on the left region of 50N in Fig. 29B); a first gate structure (122 and 124 of 50N in Fig. 29B, paragraph 0013) surrounding the first channel layers (88 on the right region of 50N in Fig. 29B) and the second channel layers (88 on the left region of 50N in Fig. 29B), wherein the first gate structure (122 and 124 of 50N in Fig. 29B) comprises a gate dielectric layer (122 of 50N in Fig. 29B, paragraph 0068) and a gate metal layer (124 of 50N in Fig. 29B, paragraph 0068) over the gate dielectric layer (122 of 50N in Fig. 29B); and a dielectric feature (element number is not shown in Fig. 29B but see 84A and 84B in Fig. 12, paragraph 0041) in the first gate structure (122 and 124 of 50N in Fig. 29B), wherein the dielectric feature (element number is not shown in Fig. 29B but see 84A and 84B in Fig. 12) is between the first channel layers (88 on the right region of 50N in Fig. 29B) and the second channel layers (88 on the left region of 50N in Fig. 29B), and the gate metal layer (124 of 50N in Fig. 29B) has a first portion below (see Fig. 29B, wherein a portion of 124 of 50N is located lower than the dielectric feature) the dielectric feature (element number is not shown in Fig. 29B but see 84A and 84B in Fig. 12), wherein the dielectric feature (element number is not shown in Fig. 29B but see 84A and 84B in Fig. 12) is embedded in a recessed region of the gate metal layer (124 of 50N in Fig. 29B) and has a bottom surface facing the STI structure (element number is not shown in Fig. 29B but see 84C in Fig. 14) and wrapped by the gate metal layer (124 of 50N in Fig. 29B). Su does not disclose the bottom surface of the dielectric feature is separated from the STI structure by the first portion of the gate metal layer. Lin discloses the bottom surface of the dielectric feature (34 and 38 in Fig. 28A, paragraph 0085) is separated from the STI structure 56 (Fig. 28A, paragraph 0094) by the first portion of the gate metal layer 94 (Fig. 28A, paragraph 0094). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the invention of Su to form the bottom surface of the dielectric feature is separated from the STI structure by the first portion of the gate metal layer, as taught by Lin, since the dielectric material 38 (Lin, Fig. 26A, paragraph 0076) may provide isolation between adjacent FinFETs. Regarding claim 18, Su (utilized different elements for first channel layers, second channel layers, and a first gate structure as applied in claim 17 in the above) the discloses an integrated circuit device, comprising: a plurality of first channel layers (88 on the left region of 50N in Fig. 29B, paragraph 0053) vertically spaced apart from each other; a plurality of second channel layers (88 on the right region of 50P in Fig. 29B, paragraph 0053) vertically spaced apart from each other; a shallow trench isolation (STI) structure (element number is not shown in Fig. 29B but see 84C in Fig. 14, paragraph 0044) disposed at a level lower than the first channel layers (88 on the left region of 50N in Fig. 29B) and the second channel layers (88 on the right region of 50P in Fig. 29B); a first gate structure (122 and 124 in Fig. 29B, paragraph 0013) surrounding the first channel layers (88 on the left region of 50N in Fig. 29B) and the second channel layers (88 on the right region of 50P in Fig. 29B), wherein the first gate structure (122 and 124 in Fig. 29B) comprises a gate dielectric layer 122 (Fig. 29B, paragraph 0068) and a gate metal layer 124 (Fig. 29B, paragraph 0068) over the gate dielectric layer 122 (Fig. 29B); a dielectric feature (element number is not shown in Fig. 29B but see 84A and 84B in Fig. 12, paragraph 0041) in the first gate structure (122 and 124 in Fig. 29B), wherein the dielectric feature (element number is not shown in Fig. 29B but see 84A and 84B in Fig. 12) is between the first channel layers (88 on the left region of 50N in Fig. 29B) and the second channel layers (88 on the right region of 50P in Fig. 29B), and the gate metal layer 124 (Fig. 29B) has a first portion below (see Fig. 29B, wherein a portion of 124 is located lower than the dielectric feature) the dielectric feature (element number is not shown in Fig. 29B but see 84A and 84B in Fig. 12), wherein the dielectric feature (element number is not shown in Fig. 29B but see 84A and 84B in Fig. 12) is embedded in a recessed region of the gate metal layer (122 and 124 in Fig. 29B) and has a bottom surface facing the STI structure (element number is not shown in Fig. 29B but see 84C in Fig. 14) and wrapped by the gate metal layer (122 and 124 in Fig. 29B); wherein the dielectric feature (element number is not shown in Fig. 29B but see 84A and 84B in Fig. 12) is spaced apart from the first channel layers (88 on the left region of 50N in Fig. 29B) by a second portion (portion of 124 between the dielectric feature (element number is not shown in Fig. 29B but see 84A and 84B in Fig. 12) and the first channel layers (88 on the left region of 50N in Fig. 29B)) of the gate metal layer (122 and 124 in Fig. 29B) and spaced apart from the second channel layers (88 on the right region of 50P in Fig. 29B) by a third portion (portion of 124 between the dielectric feature (element number is not shown in Fig. 29B but see 84A and 84B in Fig. 12) and the second channel layers (88 on the right region of 50P in Fig. 29B)) of the gate metal layer (122 and 124 in Fig. 29B), the second portion (portion of 124 between the dielectric feature (element number is not shown in Fig. 29B but see 84A and 84B in Fig. 12) and the first channel layers (88 on the left region of 50N in Fig. 29B)) of the gate metal layer 124 (Fig. 29B) comprises a first-type work function metal layer (see “work function tuning layers” in paragraph 0074; and see paragraph 0014, wherein “The n-type region 50N includes n-type devices, such as NMOS transistors, e.g., n-type nano-FETs” such that 124 of 50N has work n-type function tuning layers), and the third portion (portion of 124 between the dielectric feature (element number is not shown in Fig. 29B but see 84A and 84B in Fig. 12) and the second channel layers (88 on the right region of 50P in Fig. 29B)) of the gate metal layer (122 and 124 in Fig. 29B) comprises a second-type work function metal layer (see “work function tuning layers” in paragraph 0074; and see paragraph 0014, wherein “the p-type region 50P includes p-type devices, such as PMOS transistors, e.g., p-type nano-FETs” such that 124 of 50P has work p-type function tuning layers) different from the first-type work function metal layer. Su does not disclose the bottom surface of the dielectric feature is separated from the STI structure by the first portion of the gate metal layer. Lin discloses the bottom surface of the dielectric feature (34 and 38 in Fig. 28A, paragraph 0085) is separated from the STI structure 56 (Fig. 28A, paragraph 0094) by the first portion of the gate metal layer 94 (Fig. 28A, paragraph 0094). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the invention of Su to form the bottom surface of the dielectric feature is separated from the STI structure by the first portion of the gate metal layer, as taught by Lin, since the dielectric material 38 (Lin, Fig. 26A, paragraph 0076) may provide isolation between adjacent FinFETs. Regarding claim 19, Su further discloses the integrated circuit device of claim 17, further comprising: a plurality of third channel layers (88 on the right region of 50P in Fig. 29B) vertically spaced apart from each other, wherein the first channel layers (88 on the right region of 50N in Fig. 29B) is between the second channel layers (88 on the left region of 50N in Fig. 29B) and the third channel layers (88 on the right region of 50P in Fig. 29B); a second gate structure (122 and 124 of 50P in Fig. 29B, paragraph 0013) surrounding the third channel layers (88 on the right region of 50P in Fig. 29B); and a dielectric wall 68 (Fig. 29B, paragraph 0102) spacing the first gate structure (122 and 124 of 50N in Fig. 29B) apart from the second gate structure (122 and 124 of 50P in Fig. 29B). Regarding claim 20, Su further discloses the integrated circuit device of claim 19, wherein the gate dielectric layer (122 of 50N in Fig. 29B) of the first gate structure (122 and 124 of 50N in Fig. 29B, paragraph 0073, wherein “high-k dielectric material”) comprises a high-k dielectric layer, and a portion of the high-k dielectric layer (122 of 50N in Fig. 29B) is between (see Fig. 29B, wherein a portion of 122 of 50N is diagonally between 68 and 88 on the right region of 50N) the dielectric wall 68 (Fig. 29B) and the first channel layers (88 on the right region of 50N in Fig. 29B). Allowable Subject Matter Claims 1-16 are allowed. The following is an examiner’s statement of reasons for allowance: a closest prior art, You et al. (US 20220045051), discloses depositing a gate metal layer 266 (Fig. 16, paragraph 0032) over the gate dielectric layer 264 (Fig. 16); and etching (see Fig. 19 and paragraph 0036) a recess 274 (Fig. 19, paragraph 0036) in the gate metal layer 266 (Fig. 19) and between the first set (left 2080 in Fig. 19) of the second semiconductor layers and the second set (right 2080 in Fig. 19) of the second semiconductor layers but fails to disclose the gate metal layer has a first portion below the recess. Additionally, the prior art does not teach or suggest a method for manufacturing an integrated circuit device, comprising: the gate metal layer has a first portion below the recess in combination with other elements of claim 1. In addition, a closest prior art, You et al. (US 20220045051), discloses removing (see Fig. 14 and paragraph 0030) a first portion of the dummy gate electrode 230 (Fig. 13) and a first portion of the dummy gate dielectric layer 228 (Fig. 13) to expose a first side (upper side of 206 and 208 in Fig. 14) of the semiconductor fin (206 and 208 in Fig. 14); and removing (see Fig. 15 and paragraph 0031) the first semiconductor layers 206 (Fig. 14) in the semiconductor fin (206 and 208 in Fig. 14), while leaving the second semiconductor layers 2080 (Fig. 15) but fails to teach a second side of the semiconductor fin is covered by a second portion of the dummy gate dielectric layer; wherein ends of the second semiconductor layers adjoins the second portion of the dummy gate dielectric layer; and after removing the first semiconductor layers in the semiconductor fin, trimming the second portion of the dummy gate dielectric layer. Additionally, the prior art does not teach or suggest a method for manufacturing an integrated circuit device, comprising: a second side of the semiconductor fin is covered by a second portion of the dummy gate dielectric layer; wherein ends of the second semiconductor layers adjoins the second portion of the dummy gate dielectric layer; and after removing the first semiconductor layers in the semiconductor fin, trimming the second portion of the dummy gate dielectric layer in combination with other elements of claim 10. A closest prior art, You et al. (US 20220045051), discloses a method for manufacturing an integrated circuit device, comprising: depositing an epitaxial stack 204 (Fig. 2, paragraph 0015) over a semiconductor substrate 202 (Fig. 2, paragraph 0015), wherein the epitaxial stack 204 (Fig. 2) comprises a plurality of first 206 (Fig. 2, paragraph 0016) and second semiconductor layers 208 (Fig. 2, paragraph 0016) alternatively arranged over the semiconductor substrate 202 (Fig. 2); patterning (see Fig. 3 and paragraph 0018) the epitaxial stack 204 (Fig. 2) to form a first semiconductor fin (left 212 in Fig. 3, paragraph 0018) and a second semiconductor fin (right 212 in Fig. 3, paragraph 0018); removing (see Fig. 15 and paragraph 0031) the first semiconductor layers 206 (Fig. 14) in the first (left 206 and left 208 in Fig. 14) and second semiconductor fins (right 206 and right 208 in Fig. 14), while leaving a first set (left 2080 in Fig. 15, paragraph 0031) of the second semiconductor layers (left 208 in Fig. 14) in the first semiconductor fin (left 206 and left 208 in Fig. 14) and a second set (right 2080 in Fig. 15, paragraph 0031) of the second semiconductor layers (right 208 in Fig. 14) in the second semiconductor fin (right 206 and right 208 in Fig. 14); forming a gate dielectric layer 264 (Fig. 16, paragraph 0032) around the first (left 2080 in Fig. 16) and second sets (right 2080 in Fig. 16) of the second semiconductor layers; depositing a gate metal layer 266 (Fig. 16, paragraph 0032) over the gate dielectric layer 264 (Fig. 16); etching (see Fig. 19 and paragraph 0036) a recess 274 (Fig. 19, paragraph 0036) in the gate metal layer 266 (Fig. 19) and between the first set (left 2080 in Fig. 19) of the second semiconductor layers and the second set (right 2080 in Fig. 19) of the second semiconductor layers; and forming a dielectric feature 280 (Fig. 20, paragraph 0046) in the recess 274 (Fig. 19) of the gate metal layer 266 (Fig. 19) but fails to teach the gate metal layer has a first portion below the recess as the context of claim 1. The other allowed claims each depend from one of these claims, and each is allowable for the same reasons as the claim from which it depends. Claims 2-9 depend on claim 1. In addition, a closest prior art, You et al. (US 20220045051), discloses a method for manufacturing an integrated circuit device, comprising: depositing an epitaxial stack 204 (Fig. 2, paragraph 0015) over a semiconductor substrate 202 (Fig. 2, paragraph 0015), wherein the epitaxial stack 204 (Fig. 2) comprises a plurality of first 206 (Fig. 2, paragraph 0016) and second semiconductor layers 208 (Fig. 2, paragraph 0016) alternatively arranged over the semiconductor substrate 202 (Fig. 2); patterning (see Fig. 3 and paragraph 0018) the epitaxial stack 204 (Fig. 2) to form a semiconductor fin 212 (Fig. 3, paragraph 0018); forming a dummy gate structure (228 and 230 in Fig. 10, paragraph 0024) over the semiconductor fin (element number is not shown in Fig. 10 but see 212 in Fig. 5), wherein the dummy gate structure (228 and 230 in Fig. 10) comprises a dummy gate dielectric layer 228 (Fig. 10, paragraph 0024) and a dummy gate electrode 230 (Fig. 10, paragraph 0024) over the dummy gate dielectric layer 228 (Fig. 10); removing (see Fig. 14 and paragraph 0030) a first portion of the dummy gate electrode 230 (Fig. 13) and a first portion of the dummy gate dielectric layer 228 (Fig. 13) to expose a first side (upper side of 206 and 208 in Fig. 14) of the semiconductor fin (206 and 208 in Fig. 14); removing (see Fig. 15 and paragraph 0031) the first semiconductor layers 206 (Fig. 14) in the semiconductor fin (206 and 208 in Fig. 14), while leaving the second semiconductor layers 2080 (Fig. 15); and forming a high-k/metal gate structure (264 and 266 in Fig. 16, paragraph 0032) around the second semiconductor layers 2080 (Fig. 16) but fails to teach a second side of the semiconductor fin is covered by a second portion of the dummy gate dielectric layer; wherein ends of the second semiconductor layers adjoins the second portion of the dummy gate dielectric layer; and after removing the first semiconductor layers in the semiconductor fin, trimming the second portion of the dummy gate dielectric layer as the context of claim 10. The other allowed claims each depend from one of these claims, and each is allowable for the same reasons as the claim from which it depends. Claims 11-16 depend on claim 10. Response to Arguments 1. Applicant's arguments filed 4/8/2026 have been fully considered. 2. Applicant's arguments with respect to claims 17-20 have been considered but are moot in view of the new ground(s) of rejection. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAMONT B KOO whose telephone number is (571)272-0984. The examiner can normally be reached 7:00 AM - 3:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Steven Gauthier can be reached on (571)270-0373. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /L.B.K/Examiner, Art Unit 2813 /STEVEN B GAUTHIER/Supervisory Patent Examiner, Art Unit 2813
Read full office action

Prosecution Timeline

Show 1 earlier event
Sep 19, 2025
Non-Final Rejection mailed — §103
Dec 19, 2025
Response Filed
Jan 08, 2026
Final Rejection mailed — §103
Mar 05, 2026
Examiner Interview Summary
Mar 05, 2026
Applicant Interview (Telephonic)
Apr 08, 2026
Request for Continued Examination
Apr 16, 2026
Response after Non-Final Action
Apr 28, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12641837
SEMICONDUCTOR DEVICE AND METHOD OF MANUFACTURING THEREOF
3y 1m to grant Granted May 26, 2026
Patent 12635209
SEMICONDUCTOR DEVICE AND MANUFACTURING METHOD THEREOF
3y 2m to grant Granted May 19, 2026
Patent 12635486
Semiconductor device and manufacturing method thereof
3y 1m to grant Granted May 19, 2026
Patent 12628351
MEMORY CELL AND MEMORY CELL ARRAY
3y 8m to grant Granted May 12, 2026
Patent 12622240
Dielectric Gap Fill
2y 9m to grant Granted May 05, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
80%
Grant Probability
85%
With Interview (+4.9%)
2y 6m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 550 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month