Prosecution Insights
Last updated: July 17, 2026
Application No. 18/377,117

Onium Salt, Resist Composition, And Patterning Process

Non-Final OA §102§103
Filed
Oct 05, 2023
Priority
Oct 12, 2022 — JP 2022164317
Examiner
CHU, JOHN S Y
Art Unit
1737
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Shin-Etsu Chemical Co., Ltd.
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
749 granted / 971 resolved
+12.1% vs TC avg
Moderate +6% lift
Without
With
+5.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
49 currently pending
Career history
1034
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
75.6%
+35.6% vs TC avg
§102
12.8%
-27.2% vs TC avg
§112
6.3%
-33.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 971 resolved cases

Office Action

§102 §103
DETAILED CORRESPONDENCE This Office action is in response to the application received October 5, 2023. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-10 are rejected under 35 U.S.C. 102(a) (2) as being clearly anticipated by any one of NEMOTO et al (2025/20004375) or BEKKI ET AL (2024/0427242). The claimed invention recites the following: PNG media_image1.png 518 634 media_image1.png Greyscale NEMOTO et al discloses the claimed onium salt on page 37-38, compounds (C-8) and (C-13), see below: PNG media_image2.png 200 422 media_image2.png Greyscale PNG media_image3.png 228 882 media_image3.png Greyscale wherein each of those components are disclosed in Examples 10 and 15 of Table 4 on page 42, below: PNG media_image4.png 1198 718 media_image4.png Greyscale BEKKI et al discloses the claimed base resin A-5 meeting claim 11 for units (a1) and/or (a2) with onium salt disclosed on page 71, compound D-5, see below: PNG media_image5.png 208 434 media_image5.png Greyscale PNG media_image6.png 206 414 media_image6.png Greyscale Claims 1-10 are met by the components for the acid diffusion controller, an acid generator, an organic solvent, a base polymer and the repeating units (a1) and/or (a2) as seen in Claims 1-18 are rejected under 35 U.S.C. 103 as being unpatentable over HATAKEYMA et al (2021/0080828) in view of NEMOTO et al (2025/0004375) or BEKKI et al (2024/0427242). The claimed invention has been recited above and is included by reference. HATAKEYAMA report a positive photosensitive resin composition comprising a base polymer meeting the units recited in claims 11 and 15, see Polymer 3 below, a photoacid generator and an onium salt “Additive” quenchers 1, 2 and 3 below. Each of the components are in a working example, see Examples 11-13 in Table 1, page 90 wherein the polymer contains an acid generator unit meeting claim 15 in a formulation with a carboxylate salt quencher as seen below: PNG media_image7.png 282 290 media_image7.png Greyscale PNG media_image8.png 544 390 media_image8.png Greyscale HATAKEYAMA lacks the claimed carboxylate onium salt of claim 1, but teaches similar carboxylate salt quenchers. NEMOTO et al as reported above disclose carboxylate onium salt of claim 1, wherein the skilled artisan would be motivated to use any of the known carboxylate salts from NEMOTO et al as a quencher for chemically amplified resist compositions in HATAKEYAMA. BEKKI et al likewise disclose known carboxylate salt quencher for chemically amplified resist compositions as seen above. The polymer discloses the repeating units from claims 11 and 15, see below: PNG media_image9.png 622 438 media_image9.png Greyscale and any of the skilled artisans could substitute known quenchers of BEKKI et al in those of HATAKEYAMA and expect excellent pattern improvement. Claims 1-14 are met by the compositions in Examples Table 1 Claim 16 for the surfactant is found in para. [0031] of HATAKEYAMA. Claims 17-18 for the pattern forming process is found in para. [0188] of HATAKEYAMA. It would have been prima facie obvious to one of ordinary skill in the art of photosensitive composition to use any of the known carboxylate salts from NEMOTO et al such as C-8, C-13 from BEKKI et al such as D-5 as a quencher and formulate them with the chemically amplified resist compositions in HATAKEYAMA et al. and reasonably expect of same or similar results for improved sensitivity, CDU and pattern circularity. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Each of the references below are assigned to Fujifilm Corp and have a similar disclosure for the quencher being a carboxylate salt of a sulfonium onium, see below: BEKKI et al (2024/0427242) discloses the same compound above as BEKKI et al ‘331 on page 78, compound D-5 below: PNG media_image6.png 206 414 media_image6.png Greyscale HATAKEYAMA et al discloses the claimed onium salt on page 81, compounds (D-5), see below: PNG media_image6.png 206 414 media_image6.png Greyscale OKUAKI et al (likewise discloses the claimed onium salt on page 79, compounds C-5. KOJIMA et al also to Fujifilm Corp. discloses the claimed onium salt on page 87, compounds C-5. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOHN S CHU whose telephone number is (571)272-1329. The examiner can normally be reached M-F, IFP-Flex. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith Hendricks, can be reached at telephone number 571-272-1401. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://portal.uspto.gov/external/portal. Should you have questions about access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. /John S. Chu/ Primary Examiner, Art Unit 1737 J.Chu February 27, 2021
Read full office action

Prosecution Timeline

Oct 05, 2023
Application Filed
Jun 30, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12681385
PHOTOSENSITIVE RESIN COMPOSITION AND MANUFACTURING METHOD OF DISPLAY DEVICE USING THE SAME
3y 12m to grant Granted Jul 14, 2026
Patent 12663714
RESIST COMPOSITION AND PATTERN FORMING PROCESS
2y 11m to grant Granted Jun 23, 2026
Patent 12663715
PHOTOSENSITIVE RESIN FILM AND APPLICATION THEREOF
2y 3m to grant Granted Jun 23, 2026
Patent 12645142
A PHOTORESIST COMPOSITION, A METHOD FOR MANUFACTURING A PHOTORESIST COATING, ETCHED PHOTORESIST COATING, AND ETCHED SI CONTAINING LAYER(S), AND MANUFACTURING A DEVICE USING THEREOF
5y 5m to grant Granted Jun 02, 2026
Patent 12625427
NOVEL NAPHTHALIMIDE SULFONATE DERIVATIVE, AND PHOTOACID GENERATOR AND PHOTORESIST COMPOSITION EACH COMPRISING SAME
2y 10m to grant Granted May 12, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
83%
With Interview (+5.6%)
2y 11m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 971 resolved cases by this examiner. Grant probability derived from career allowance rate.

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