Prosecution Insights
Last updated: October 01, 2026
Application No. 18/379,106

EUV PHOTORESIST AND UNDERLAYER ADHESION MODULATION

Non-Final OA §102§103
Filed
Oct 11, 2023
Priority
Dec 06, 2022 — provisional 63/430,596
Examiner
CHU, JOHN S Y
Art Unit
1737
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Applied Materials Inc.
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
753 granted / 981 resolved
+11.8% vs TC avg
Moderate +5% lift
Without
With
+5.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
57 currently pending
Career history
1044
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
55.7%
+15.7% vs TC avg
§102
20.5%
-19.5% vs TC avg
§112
14.1%
-25.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 981 resolved cases

Office Action

§102 §103
DETAILED CORRESPONDENCE This Office action is in response to the election received August 29, 2018. Applicant’s election without traverse of Group II, claims 1-17 in the reply filed on June 26, 2026 is acknowledged. Claims 18-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on June 26, 2026. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-5, and 9 are rejected under 35 U.S.C. 102(a) (1) as anticipated by or, in the alternative, under 35 U.S.C. 103 as obvious over TOYOKAWA et al (2015/0185613 A1). The claimed invention recites the following: PNG media_image1.png 330 648 media_image1.png Greyscale TOYOKAWA et al report a resist underlayer and a pattern forming method, wherein Appendix 20 on page 24 report a pattern forming method wherein the underlayer is removed with a basic solution, see below: PNG media_image2.png 308 382 media_image2.png Greyscale The basic solution meets the claimed treating the underlayer has a second adhesion. Applicants are further directed to page 12, para. [0183] wherein the resist underlayer is subjected to heating or acid treatment to generate phenolic hydroxyl group which can be removed easily by a basic solution. None of the claims above are allowed. Claim(s) 12, and 14-17 is/are rejected under 35 U.S.C. 103 as being unpatentable over HUANG et al (2007/0009830 A1). The claimed invention recites the following: PNG media_image3.png 428 642 media_image3.png Greyscale HUANG et al disclose a method with a trilayer process in para. [0047] to [0052], wherein the photoresist composition is developed with a base solution which contacts the silicon containing underlayer which meet the step of modifying the second underlayer. The reactive ion etching step meets the removal of the scum over the second underlayer as claimed. Claims 15-17 are met by contact with the basic solution to and wherein a chemically amplified resist is used over the interlayer. The process steps recite comprising language which to include the steps of removal of the interlayer as disclosed in HUANG et al. It would have been prima facie obvious to one of ordinary skill in the art of photosensitive composition process to duplicate the trilayer process as disclosed in HUANG et al with the reasonable expectation of having a multilayer lithographic process wherein the composition can be used in 157 nm lithographic processes. Claims 6, 10, 11, 13 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. None of the prior art references of record disclose the recite limitations for underlayer thickness and the doped underlayers. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOHN S CHU whose telephone number is (571)272-1329. The examiner can normally be reached M-F, IFP-Flex. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith Hendricks, can be reached at telephone number 571-272-1401. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://portal.uspto.gov/external/portal. Should you have questions about access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. /John S. Chu/ Primary Examiner, Art Unit 1737 J. Chu September 4, 2026
Read full office action

Prosecution Timeline

Oct 11, 2023
Application Filed
Jul 09, 2025
Response after Non-Final Action
Sep 10, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12748350
PHOTOSENSITIVE RESIN COMPOSITION, PHOTOSENSITIVE RESIN FILM, PHOTOSENSITIVE DRY FILM, AND PATTERN FORMATION METHOD
2y 12m to grant Granted Sep 29, 2026
Patent 12736882
POLYMER CROSSLINK DE-CROSSLINK PROCESSES FOR RESIST PATTERNING
4y 4m to grant Granted Sep 15, 2026
Patent 12736876
COMPOUND, BINDER RESIN, NEGATIVE-TYPE PHOTOSENSITIVE RESIN COMPOSITION, AND DISPLAY DEVICE COMPRISING BLACK BANK FORMED USING SAME
4y 5m to grant Granted Sep 15, 2026
Patent 12730375
RESIST COMPOSITION AND METHOD FOR USING RESIST COMPOSITION
4y 0m to grant Granted Sep 08, 2026
Patent 12717229
METHODS AND MATERIALS FOR METALLIC PHOTORESIST
3y 7m to grant Granted Aug 25, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
82%
With Interview (+5.4%)
2y 11m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 981 resolved cases by this examiner. Grant probability derived from career allowance rate.

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