Prosecution Insights
Last updated: April 19, 2026
Application No. 18/381,269

SUBSTRATE STAGE, SUBSTRATE PROCESSING APPARATUS, AND TEMPERATURE CONTROL METHOD

Non-Final OA §103
Filed
Oct 18, 2023
Examiner
WOLDEGEORGIS, ERMIAS T
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Tokyo Electron Limited
OA Round
4 (Non-Final)
71%
Grant Probability
Favorable
4-5
OA Rounds
3y 0m
To Grant
83%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allow Rate
526 granted / 743 resolved
+2.8% vs TC avg
Moderate +12% lift
Without
With
+11.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
49 currently pending
Career history
792
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
68.7%
+28.7% vs TC avg
§102
26.6%
-13.4% vs TC avg
§112
3.6%
-36.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 743 resolved cases

Office Action

§103
3DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 12/05/2025 has been entered. Response to Amendment Claims 1-14, 23, 26 and 30 have been cancelled; claims 33-35 have been newly added; and claims 15-22, 24-25, 27-29 and 31-35 are currently pending. Information Disclosure Statement The information disclosure statements filed on 02/14/2025 has been acknowledged and a signed copy of the PTO-1449 is attached herein. Priority Acknowledgment is made of applicant's claim for foreign priority under 35 U.S.C. 119(a)-(d). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 15-22, 25, 27-29, and 31-35 are rejected under 35 U.S.C. 103 as being unpatentable over Matyushkin et al. (WO 2018183557 A1, hereinafter “Matyushkin”) in view of Lischer et al. (US 2009/0122458 A1, hereinafter “Lischer”) and Matyushkin et al. (US 2021/0005494 A1, hereinafter “Matyushkin’494”). In regards to claim 15, Matyushkin discloses (See, for example, Fig. 6) a substrate stage, comprising: a body (108) having a top surface; an annular partition wall (632…640) protruding from the top surface so as to divide the top surface into an outer region and an inner region (See, for example, Fig. 4); a plurality of first protrusions (632, 636) protruding from the outer and inner regions of the top surface; a sealing band (608) protruding from the top surface and extending along a circumference of the top surface; at least one outer gas channel (612/620) formed in the body and in communication with the first outer annular groove; and at least one inner gas channel (624/628) formed in the body and in communication with the first inner annular groove. Matyushkin is silent about a plurality of first protrusions protruding from the outer and inner regions of the top surface, each first protrusion having a columnar shape; a first outer annular grooves and a second outer annular groove, which are formed in the outer region of the op surface and recessed from the top surface; a first inner annular groove and a second inner annular groove which are formed in the inner region of the top surface and recessed from the top surface; and the second outer annular groove has a first blind bottom, and the second inner annular groove has a second blind bottom. Lischer while disclosing an electrostatic chuck teaches (see, for example, Figs. 3-5) an embossed electrostatic chuck having a plurality of protrusions on the clamping surface of the chuck to support a workpiece (Abstract; Figs. 3-5). Lischer explicitly discloses that these protrusions may be referred to as “pins,” “mesas,” “bumps,” or “embossments” (See, for example, Par [0003]). The protrusions are discrete, individual raised structures that project upward from the chuck surface, each having a columnar shape (pillars/column/post configuration) (Figs. 3–5; Pars [0017]-[0021]). The protrusions are distributed across the clamping surface in a patterned arrangement (e.g., hexagonal spacing) spanning both inner and outer regions of the top surface (Pars [0017]-[0019]; Figs. 3–5). Lischer teaches that supporting the workpiece on such discrete columnar protrusions is beneficial because it decreases the contact area with the backside of the workpiece compared to a non-embossed clamping surface, thereby reducing particle generation (Par [0003]). Additionally, the gaps between the protrusions facilitate the distribution of backside cooling gas (Par [0003]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin to include a plurality of first protrusions having a columnar shape protruding from the outer and inner regions of the top surface, as taught by Lischer because discrete columnar protrusions reduce particle generation by minimizing contact area with the workpiece backside and improve backside gas distribution for thermal management. Matyushkin’494 while disclosing an electrostatic huck teaches an electrostatic chuck having a top plate with multiple concentric sealed coolant gas zones separated by annular-shaped seals that protrude upward from the top plate (Pars [0048]-[0051]; Figs. 3-4). Within each sealed zone, Matyushkin’494 discloses multiple coolant gas groove sets formed in the top plate surface. Each coolant gas groove set is tree-patterned and includes a radially extending groove and multiple pairs of annularly extending grooves (referred to as “branch pairs”) (Pars [0043] and [0051]). The annularly extending grooves are concentric with respect to the top plate and are recessed from the top surface thereof. Critically, the coolant gas grooves of Matyushkin’494 are channels formed into (but not through) the top plate body. Gas is supplied to each groove through discrete gas supply holes that penetrate from below the top plate (Pars [0050], [0053], [0061]-[0065], [0067]-[0068], See also Fig. 8). The grooves themselves terminate at a defined depth within the plate body, and therefore each groove inherently has a closed, sealed bottom surface, and that reads on a blind bottom limitation. Since Matyushkin’494’s ESC includes multiple annularly extending grooves organized in both inner and outer concentric zones (Pars [0049]-[0051]; Figs. 3-4), the individual annular grooves within the inner zone(s) each have their own respective blind bottom, as do the annular grooves within the outer zone(s). This maps to the claimed “first blind bottom” of the second outer annular groove and “second blind bottom” of the second inner annular groove. Matyushkin’494 further teaches that none of the coolant gas grooves extend from one sealed zone to another, which aids in maintaining independently controlled pressures and temperatures for each zone (Par [0028], [0048], and [0056]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin, as already modified by Lischer, to incorporate first and second outer annular grooves and first and second inner annular grooves recessed from the top surface and each having a respective blind bottom, as taught by Matyushkin’494 because arranging multiple concentric annular grooves within distinct inner and outer zones, each groove having a blind bottom and being supplied with gas through discrete supply holes, provides aid in uniformly distributing coolant gas to prevent the temperature non-uniformities. In regards to claim 16, Matyushkin discloses (See, for example, Fig. 6) a substrate stage, comprising: a body (108) having a top surface; an annular partition wall (632…640) protruding from the top surface so as to divide the top surface into an outer region and an inner region (See, for example, Fig. 4); a plurality of first protrusions (632, 636) protruding from the outer and inner regions of the top surface; a sealing band (608) protruding from the top surface and extending along a circumference of the top surface; at least one outer gas channel (612/620) formed in the body and in communication with the first outer annular groove; and at least one inner gas channel (624/628) formed in the body and in communication with the first inner annular groove. Matyushkin is silent about a plurality of first protrusions protruding from the outer and inner regions of the top surface, each first protrusion having a columnar shape; a first outer annular grooves and a second outer annular groove, which are formed in the outer region of the op surface and recessed from the top surface; a first inner annular groove and a second inner annular groove which are formed in the inner region of the top surface and recessed from the top surface; and the second outer annular groove has a first blind bottom, and the second inner annular groove has a second blind bottom. Lischer while disclosing an electrostatic chuck teaches (see, for example, Figs. 3-5) an embossed electrostatic chuck having a plurality of protrusions on the clamping surface of the chuck to support a workpiece (Abstract; Figs. 3-5). Lischer explicitly discloses that these protrusions may be referred to as “pins,” “mesas,” “bumps,” or “embossments” (See, for example, Par [0003]). The protrusions are discrete, individual raised structures that project upward from the chuck surface, each having a columnar shape (pillars/column/post configuration) (Figs. 3–5; Pars [0017]-[0021]). The protrusions are distributed across the clamping surface in a patterned arrangement (e.g., hexagonal spacing) spanning both inner and outer regions of the top surface (Pars [0017]-[0019]; Figs. 3–5). Lischer teaches that supporting the workpiece on such discrete columnar protrusions is beneficial because it decreases the contact area with the backside of the workpiece compared to a non-embossed clamping surface, thereby reducing particle generation (Par [0003]). Additionally, the gaps between the protrusions facilitate the distribution of backside cooling gas (Par [0003]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin to include a plurality of first protrusions having a columnar shape protruding from the outer and inner regions of the top surface, as taught by Lischer because discrete columnar protrusions reduce particle generation by minimizing contact area with the workpiece backside and improve backside gas distribution for thermal management. Matyushkin’494 while disclosing an electrostatic huck teaches an electrostatic chuck having a top plate with multiple concentric sealed coolant gas zones separated by annular-shaped seals that protrude upward from the top plate (Pars [0048]-[0051]; Figs. 3-4). Within each sealed zone, Matyushkin’494 discloses multiple coolant gas groove sets formed in the top plate surface. Each coolant gas groove set is tree-patterned and includes a radially extending groove and multiple pairs of annularly extending grooves (referred to as “branch pairs”) (Pars [0043] and [0051]). The annularly extending grooves are concentric with respect to the top plate and are recessed from the top surface thereof. Critically, the coolant gas grooves of Matyushkin’494 are channels formed into (but not through) the top plate body. Gas is supplied to each groove through discrete gas supply holes that penetrate from below the top plate (Pars [0050], [0053], [0061]-[0065], [0067]-[0068], See also Fig. 8). The grooves themselves terminate at a defined depth within the plate body, and therefore each groove inherently has a closed, sealed bottom surface, and that reads on a blind bottom limitation. Since Matyushkin’494’s ESC includes multiple annularly extending grooves organized in both inner and outer concentric zones (Pars [0049]-[0051]; Figs. 3-4), the individual annular grooves within the inner zone(s) each have their own respective blind bottom, as do the annular grooves within the outer zone(s). This maps to the claimed “first blind bottom” of the second outer annular groove and “second blind bottom” of the second inner annular groove. Matyushkin’494 further teaches that none of the coolant gas grooves extend from one sealed zone to another, which aids in maintaining independently controlled pressures and temperatures for each zone (Par [0028], [0048], and [0056]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin, as already modified by Lischer, to incorporate first and second outer annular grooves and first and second inner annular grooves recessed from the top surface and each having a respective blind bottom, as taught by Matyushkin’494 because arranging multiple concentric annular grooves within distinct inner and outer zones, each groove having a blind bottom and being supplied with gas through discrete supply holes, provides aid in uniformly distributing coolant gas to prevent the temperature non-uniformities. In regards to claim 17, Matyushkin discloses (See, for example, Fig. 6) a substrate stage, comprising: a body (108) having a top surface; an annular partition wall (632…640) protruding from the top surface so as to divide the top surface into an outer region and an inner region (See, for example, Fig. 4); a plurality of first protrusions (632, 636) protruding from the outer and inner regions of the top surface; a sealing band (608) protruding from the top surface and extending along a circumference of the top surface; at least one outer gas channel (612/620) formed in the body and in communication with the first outer annular groove; and at least one inner gas channel (624/628) formed in the body and in communication with the first inner annular groove. Matyushkin is silent about a plurality of first protrusions protruding from the outer and inner regions of the top surface, each first protrusion having a columnar shape; a first outer annular grooves and a second outer annular groove, which are formed in the outer region of the op surface and recessed from the top surface; a first inner annular groove and a second inner annular groove which are formed in the inner region of the top surface and recessed from the top surface; and the second outer annular groove has a first blind bottom, and the second inner annular groove has a second blind bottom. Lischer while disclosing an electrostatic chuck teaches (see, for example, Figs. 3-5) an embossed electrostatic chuck having a plurality of protrusions on the clamping surface of the chuck to support a workpiece (Abstract; Figs. 3-5). Lischer explicitly discloses that these protrusions may be referred to as “pins,” “mesas,” “bumps,” or “embossments” (See, for example, Par [0003]). The protrusions are discrete, individual raised structures that project upward from the chuck surface, each having a columnar shape (pillars/column/post configuration) (Figs. 3–5; Pars [0017]-[0021]). The protrusions are distributed across the clamping surface in a patterned arrangement (e.g., hexagonal spacing) spanning both inner and outer regions of the top surface (Pars [0017]-[0019]; Figs. 3–5). Lischer teaches that supporting the workpiece on such discrete columnar protrusions is beneficial because it decreases the contact area with the backside of the workpiece compared to a non-embossed clamping surface, thereby reducing particle generation (Par [0003]). Additionally, the gaps between the protrusions facilitate the distribution of backside cooling gas (Par [0003]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin to include a plurality of first protrusions having a columnar shape protruding from the outer and inner regions of the top surface, as taught by Lischer because discrete columnar protrusions reduce particle generation by minimizing contact area with the workpiece backside and improve backside gas distribution for thermal management. Matyushkin’494 while disclosing an electrostatic huck teaches an electrostatic chuck having a top plate with multiple concentric sealed coolant gas zones separated by annular-shaped seals that protrude upward from the top plate (Pars [0048]-[0051]; Figs. 3-4). Within each sealed zone, Matyushkin’494 discloses multiple coolant gas groove sets formed in the top plate surface. Each coolant gas groove set is tree-patterned and includes a radially extending groove and multiple pairs of annularly extending grooves (referred to as “branch pairs”) (Pars [0043] and [0051]). The annularly extending grooves are concentric with respect to the top plate and are recessed from the top surface thereof. Critically, the coolant gas grooves of Matyushkin’494 are channels formed into (but not through) the top plate body. Gas is supplied to each groove through discrete gas supply holes that penetrate from below the top plate (Pars [0050], [0053], [0061]-[0065], [0067]-[0068], See also Fig. 8). The grooves themselves terminate at a defined depth within the plate body, and therefore each groove inherently has a closed, sealed bottom surface, and that reads on a blind bottom limitation. Since Matyushkin’494’s ESC includes multiple annularly extending grooves organized in both inner and outer concentric zones (Pars [0049]-[0051]; Figs. 3-4), the individual annular grooves within the inner zone(s) each have their own respective blind bottom, as do the annular grooves within the outer zone(s). This maps to the claimed “first blind bottom” of the second outer annular groove and “second blind bottom” of the second inner annular groove. Matyushkin’494 further teaches that none of the coolant gas grooves extend from one sealed zone to another, which aids in maintaining independently controlled pressures and temperatures for each zone (Par [0028], [0048], and [0056]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin, as already modified by Lischer, to incorporate first and second outer annular grooves and first and second inner annular grooves recessed from the top surface and each having a respective blind bottom, as taught by Matyushkin’494 because arranging multiple concentric annular grooves within distinct inner and outer zones, each groove having a blind bottom and being supplied with gas through discrete supply holes, provides aid in uniformly distributing coolant gas to prevent the temperature non-uniformities. In regards to claim 25, Matyushkin discloses (See, for example, Fig. 6) a substrate stage, comprising: a body (108) having a top surface; an annular partition wall (632…640) protruding from the top surface so as to divide the top surface into an outer region and an inner region; a plurality of first protrusions (632…640) protruding from the outer and inner regions of the top surface; a sealing band (608) protruding from the top surface and extending along a circumference of the top surface; at least one outer gas channel (the channel formed between protruding structures 608 and 632, 632 and 636) formed in the body and in communication with the first outer annular groove (formed between protruding structures between 608 and 632, 632 and 636). Matyushkin is silent about a plurality of first protrusions protruding from the outer and inner regions of the top surface, each first protrusion having a columnar shape; a first outer annular grooves and a second outer annular groove, which are formed in the outer region of the op surface and recessed from the top surface; a first inner annular groove and a second inner annular groove which are formed in the inner region of the top surface and recessed from the top surface; and the second outer annular groove has a first blind bottom, and the second inner annular groove has a second blind bottom. Lischer while disclosing an electrostatic chuck teaches (see, for example, Figs. 3-5) an embossed electrostatic chuck having a plurality of protrusions on the clamping surface of the chuck to support a workpiece (Abstract; Figs. 3-5). Lischer explicitly discloses that these protrusions may be referred to as “pins,” “mesas,” “bumps,” or “embossments” (See, for example, Par [0003]). The protrusions are discrete, individual raised structures that project upward from the chuck surface, each having a columnar shape (pillars/column/post configuration) (Figs. 3–5; Pars [0017]-[0021]). The protrusions are distributed across the clamping surface in a patterned arrangement (e.g., hexagonal spacing) spanning both inner and outer regions of the top surface (Pars [0017]-[0019]; Figs. 3–5). Lischer teaches that supporting the workpiece on such discrete columnar protrusions is beneficial because it decreases the contact area with the backside of the workpiece compared to a non-embossed clamping surface, thereby reducing particle generation (Par [0003]). Additionally, the gaps between the protrusions facilitate the distribution of backside cooling gas (Par [0003]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin to include a plurality of first protrusions having a columnar shape protruding from the outer and inner regions of the top surface, as taught by Lischer because discrete columnar protrusions reduce particle generation by minimizing contact area with the workpiece backside and improve backside gas distribution for thermal management. Matyushkin’494 while disclosing an electrostatic huck teaches an electrostatic chuck having a top plate with multiple concentric sealed coolant gas zones separated by annular-shaped seals that protrude upward from the top plate (Pars [0048]-[0051]; Figs. 3-4). Within each sealed zone, Matyushkin’494 discloses multiple coolant gas groove sets formed in the top plate surface. Each coolant gas groove set is tree-patterned and includes a radially extending groove and multiple pairs of annularly extending grooves (referred to as “branch pairs”) (Pars [0043] and [0051]). The annularly extending grooves are concentric with respect to the top plate and are recessed from the top surface thereof. Critically, the coolant gas grooves of Matyushkin’494 are channels formed into (but not through) the top plate body. Gas is supplied to each groove through discrete gas supply holes that penetrate from below the top plate (Pars [0050], [0053], [0061]-[0065], [0067]-[0068], See also Fig. 8). The grooves themselves terminate at a defined depth within the plate body, and therefore each groove inherently has a closed, sealed bottom surface, and that reads on a blind bottom limitation. Since Matyushkin’494’s ESC includes multiple annularly extending grooves organized in both inner and outer concentric zones (Pars [0049]-[0051]; Figs. 3-4), the individual annular grooves within the inner zone(s) each have their own respective blind bottom, as do the annular grooves within the outer zone(s). This maps to the claimed “first blind bottom” of the second outer annular groove and “second blind bottom” of the second inner annular groove. Matyushkin’494 further teaches that none of the coolant gas grooves extend from one sealed zone to another, which aids in maintaining independently controlled pressures and temperatures for each zone (Par [0028], [0048], and [0056]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin, as already modified by Lischer, to incorporate first and second outer annular grooves and first and second inner annular grooves recessed from the top surface and each having a respective blind bottom, as taught by Matyushkin’494 because arranging multiple concentric annular grooves within distinct inner and outer zones, each groove having a blind bottom and being supplied with gas through discrete supply holes, provides aid in uniformly distributing coolant gas to prevent the temperature non-uniformities. In regards to claim 29, Matyushkin discloses (See, for example, Fig. 6) a substrate stage, comprising: a body (108) having a top surface; an annular partition wall (632…640) protruding from the top surface so as to divide the top surface into an outer region and an inner region; a plurality of first protrusions (632…640) protruding from the outer and inner regions of the top surface; a sealing band (608) protruding from the top surface and extending along a circumference of the top surface; at least one inner gas channel (628/624) formed in the body and in communication with the first inner annular groove (grooves formed between protrusions 636&640). Matyushkin is silent about a plurality of first protrusions protruding from the outer and inner regions of the top surface, each first protrusion having a columnar shape; a first outer annular grooves and a second outer annular groove, which are formed in the outer region of the op surface and recessed from the top surface; a first inner annular groove and a second inner annular groove which are formed in the inner region of the top surface and recessed from the top surface; and the second outer annular groove has a first blind bottom, and the second inner annular groove has a second blind bottom. Lischer while disclosing an electrostatic chuck teaches (see, for example, Figs. 3-5) an embossed electrostatic chuck having a plurality of protrusions on the clamping surface of the chuck to support a workpiece (Abstract; Figs. 3-5). Lischer explicitly discloses that these protrusions may be referred to as “pins,” “mesas,” “bumps,” or “embossments” (See, for example, Par [0003]). The protrusions are discrete, individual raised structures that project upward from the chuck surface, each having a columnar shape (pillars/column/post configuration) (Figs. 3–5; Pars [0017]-[0021]). The protrusions are distributed across the clamping surface in a patterned arrangement (e.g., hexagonal spacing) spanning both inner and outer regions of the top surface (Pars [0017]-[0019]; Figs. 3–5). Lischer teaches that supporting the workpiece on such discrete columnar protrusions is beneficial because it decreases the contact area with the backside of the workpiece compared to a non-embossed clamping surface, thereby reducing particle generation (Par [0003]). Additionally, the gaps between the protrusions facilitate the distribution of backside cooling gas (Par [0003]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin to include a plurality of first protrusions having a columnar shape protruding from the outer and inner regions of the top surface, as taught by Lischer because discrete columnar protrusions reduce particle generation by minimizing contact area with the workpiece backside and improve backside gas distribution for thermal management. Matyushkin’494 while disclosing an electrostatic huck teaches an electrostatic chuck having a top plate with multiple concentric sealed coolant gas zones separated by annular-shaped seals that protrude upward from the top plate (Pars [0048]-[0051]; Figs. 3-4). Within each sealed zone, Matyushkin’494 discloses multiple coolant gas groove sets formed in the top plate surface. Each coolant gas groove set is tree-patterned and includes a radially extending groove and multiple pairs of annularly extending grooves (referred to as “branch pairs”) (Pars [0043] and [0051]). The annularly extending grooves are concentric with respect to the top plate and are recessed from the top surface thereof. Critically, the coolant gas grooves of Matyushkin’494 are channels formed into (but not through) the top plate body. Gas is supplied to each groove through discrete gas supply holes that penetrate from below the top plate (Pars [0050], [0053], [0061]-[0065], [0067]-[0068], See also Fig. 8). The grooves themselves terminate at a defined depth within the plate body, and therefore each groove inherently has a closed, sealed bottom surface, and that reads on a blind bottom limitation. Since Matyushkin’494’s ESC includes multiple annularly extending grooves organized in both inner and outer concentric zones (Pars [0049]-[0051]; Figs. 3-4), the individual annular grooves within the inner zone(s) each have their own respective blind bottom, as do the annular grooves within the outer zone(s). This maps to the claimed “first blind bottom” of the second outer annular groove and “second blind bottom” of the second inner annular groove. Matyushkin’494 further teaches that none of the coolant gas grooves extend from one sealed zone to another, which aids in maintaining independently controlled pressures and temperatures for each zone (Par [0028], [0048], and [0056]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin, as already modified by Lischer, to incorporate first and second outer annular grooves and first and second inner annular grooves recessed from the top surface and each having a respective blind bottom, as taught by Matyushkin’494 because arranging multiple concentric annular grooves within distinct inner and outer zones, each groove having a blind bottom and being supplied with gas through discrete supply holes, provides aid in uniformly distributing coolant gas to prevent the temperature non-uniformities. In regards to claim 33, Matyushkin discloses (See, for example, Fig. 6) a substrate stage, comprising: a body (108) having a top surface; an annular partition wall (632…640) protruding from the top surface so as to divide the top surface into an outer region and an inner region (See, for example, Fig. 4); a plurality of first protrusions (632, 636) protruding from the outer and inner regions of the top surface; a sealing band (608) protruding from the top surface and extending along a circumference of the top surface; at least one outer gas channel (612/620) formed in the body and in communication with the first outer annular groove; and at least one inner gas channel (624/628) formed in the body and in communication with the first inner annular groove. Matyushkin is silent about a plurality of first protrusions protruding from the outer and inner regions of the top surface, each first protrusion having a columnar shape; first and second outer annular grooves formed in the outer region of the top surface; first and second inner annular grooves formed in the inner region of the top surface; Lischer while disclosing an electrostatic chuck teaches (see, for example, Figs. 3-5) an embossed electrostatic chuck having a plurality of protrusions on the clamping surface of the chuck to support a workpiece (Abstract; Figs. 3-5). Lischer explicitly discloses that these protrusions may be referred to as “pins,” “mesas,” “bumps,” or “embossments” (See, for example, Par [0003]). The protrusions are discrete, individual raised structures that project upward from the chuck surface, each having a columnar shape (pillars/column/post configuration) (Figs. 3–5; Pars [0017]-[0021]). The protrusions are distributed across the clamping surface in a patterned arrangement (e.g., hexagonal spacing) spanning both inner and outer regions of the top surface (Pars [0017]-[0019]; Figs. 3–5). Lischer teaches that supporting the workpiece on such discrete columnar protrusions is beneficial because it decreases the contact area with the backside of the workpiece compared to a non-embossed clamping surface, thereby reducing particle generation (Par [0003]). Additionally, the gaps between the protrusions facilitate the distribution of backside cooling gas (Par [0003]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin to include a plurality of first protrusions having a columnar shape protruding from the outer and inner regions of the top surface, as taught by Lischer because discrete columnar protrusions reduce particle generation by minimizing contact area with the workpiece backside and improve backside gas distribution for thermal management. Matyushkin’494 while disclosing an electrostatic huck teaches an electrostatic chuck having a top plate with multiple concentric sealed coolant gas zones separated by annular-shaped seals that protrude upward from the top plate (Pars [0048]-[0051]; Figs. 3-4). Within each sealed zone, Matyushkin’494 discloses multiple coolant gas groove sets formed in the top plate surface. Each coolant gas groove set is tree-patterned and includes a radially extending groove and multiple pairs of annularly extending grooves (referred to as “branch pairs”) (Pars [0043] and [0051]). The annularly extending grooves are concentric with respect to the top plate and are recessed from the top surface thereof. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin, as already modified by Lischer, to incorporate first and second outer annular grooves and first and second inner annular grooves recessed from the top surface and each having a respective blind bottom, as taught by Matyushkin’494 because arranging multiple concentric annular grooves within distinct inner and outer zones, each groove having a blind bottom and being supplied with gas through discrete supply holes, provides aid in uniformly distributing coolant gas to prevent the temperature non-uniformities. In regards to claim 34, Matyushkin discloses (See, for example, Fig. 6) a substrate stage, comprising: a body (108) having a top surface; an annular partition wall (632…640) protruding from the top surface so as to divide the top surface into an outer region and an inner region (See, for example, Fig. 4); a plurality of first protrusions (632, 636) protruding from the outer and inner regions of the top surface; a sealing band (608) protruding from the top surface and extending along a circumference of the top surface; and at least one outer gas channel (612/620) formed in the body and in communication with the first outer annular groove. Matyushkin is silent about a plurality of first protrusions protruding from the outer and inner regions of the top surface, each first protrusion having a columnar shape; and first and second outer annular grooves formed in the outer region of the top surface. Lischer while disclosing an electrostatic chuck teaches (see, for example, Figs. 3-5) an embossed electrostatic chuck having a plurality of protrusions on the clamping surface of the chuck to support a workpiece (Abstract; Figs. 3-5). Lischer explicitly discloses that these protrusions may be referred to as “pins,” “mesas,” “bumps,” or “embossments” (See, for example, Par [0003]). The protrusions are discrete, individual raised structures that project upward from the chuck surface, each having a columnar shape (pillars/column/post configuration) (Figs. 3–5; Pars [0017]-[0021]). The protrusions are distributed across the clamping surface in a patterned arrangement (e.g., hexagonal spacing) spanning both inner and outer regions of the top surface (Pars [0017]-[0019]; Figs. 3–5). Lischer teaches that supporting the workpiece on such discrete columnar protrusions is beneficial because it decreases the contact area with the backside of the workpiece compared to a non-embossed clamping surface, thereby reducing particle generation (Par [0003]). Additionally, the gaps between the protrusions facilitate the distribution of backside cooling gas (Par [0003]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin to include a plurality of first protrusions having a columnar shape protruding from the outer and inner regions of the top surface, as taught by Lischer because discrete columnar protrusions reduce particle generation by minimizing contact area with the workpiece backside and improve backside gas distribution for thermal management. Matyushkin’494 while disclosing an electrostatic huck teaches an electrostatic chuck having a top plate with multiple concentric sealed coolant gas zones separated by annular-shaped seals that protrude upward from the top plate (Pars [0048]-[0051]; Figs. 3-4). Within each sealed zone, Matyushkin’494 discloses multiple coolant gas groove sets formed in the top plate surface. Each coolant gas groove set is tree-patterned and includes a radially extending groove and multiple pairs of annularly extending grooves (referred to as “branch pairs”) (Pars [0043] and [0051]). The annularly extending grooves are concentric with respect to the top plate and are recessed from the top surface thereof. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin, as already modified by Lischer, to incorporate first and second outer annular grooves and first and second inner annular grooves recessed from the top surface and each having a respective blind bottom, as taught by Matyushkin’494 because arranging multiple concentric annular grooves within distinct inner and outer zones, each groove having a blind bottom and being supplied with gas through discrete supply holes, provides aid in uniformly distributing coolant gas to prevent the temperature non-uniformities. In regards to claim 35, Matyushkin discloses (See, for example, Fig. 6) a substrate stage, comprising: a body (108) having a top surface; an annular partition wall (632…640) protruding from the top surface so as to divide the top surface into an outer region and an inner region (See, for example, Fig. 4); a plurality of first protrusions (632, 636) protruding from the outer and inner regions of the top surface; a sealing band (608) protruding from the top surface and extending along a circumference of the top surface; and at least one inner gas channel (624/628) formed in the body and in communication with the first inner annular groove. Matyushkin is silent about a plurality of first protrusions protruding from the outer and inner regions of the top surface, each first protrusion having a columnar shape; and first and second inner annular grooves formed in the inner region of the top surface; Lischer while disclosing an electrostatic chuck teaches (see, for example, Figs. 3-5) an embossed electrostatic chuck having a plurality of protrusions on the clamping surface of the chuck to support a workpiece (Abstract; Figs. 3-5). Lischer explicitly discloses that these protrusions may be referred to as “pins,” “mesas,” “bumps,” or “embossments” (See, for example, Par [0003]). The protrusions are discrete, individual raised structures that project upward from the chuck surface, each having a columnar shape (pillars/column/post configuration) (Figs. 3–5; Pars [0017]-[0021]). The protrusions are distributed across the clamping surface in a patterned arrangement (e.g., hexagonal spacing) spanning both inner and outer regions of the top surface (Pars [0017]-[0019]; Figs. 3–5). Lischer teaches that supporting the workpiece on such discrete columnar protrusions is beneficial because it decreases the contact area with the backside of the workpiece compared to a non-embossed clamping surface, thereby reducing particle generation (Par [0003]). Additionally, the gaps between the protrusions facilitate the distribution of backside cooling gas (Par [0003]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin to include a plurality of first protrusions having a columnar shape protruding from the outer and inner regions of the top surface, as taught by Lischer because discrete columnar protrusions reduce particle generation by minimizing contact area with the workpiece backside and improve backside gas distribution for thermal management. Matyushkin’494 while disclosing an electrostatic huck teaches an electrostatic chuck having a top plate with multiple concentric sealed coolant gas zones separated by annular-shaped seals that protrude upward from the top plate (Pars [0048]-[0051]; Figs. 3-4). Within each sealed zone, Matyushkin’494 discloses multiple coolant gas groove sets formed in the top plate surface. Each coolant gas groove set is tree-patterned and includes a radially extending groove and multiple pairs of annularly extending grooves (referred to as “branch pairs”) (Pars [0043] and [0051]). The annularly extending grooves are concentric with respect to the top plate and are recessed from the top surface thereof. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin, as already modified by Lischer, to incorporate first and second outer annular grooves and first and second inner annular grooves recessed from the top surface and each having a respective blind bottom, as taught by Matyushkin’494 because arranging multiple concentric annular grooves within distinct inner and outer zones, each groove having a blind bottom and being supplied with gas through discrete supply holes, provides aid in uniformly distributing coolant gas to prevent the temperature non-uniformities. In regards to claim 18, Matyushkin discloses (See, for example, Figs. 4 and 6) the at least one outer gas channel (612/620) includes a plurality of outer gas channels arranged in a circumferential direction (See, Fig. 4 for details of the top view shows the plurality of the outer gas channels). In regards to claims 19 and 27, Matyushkin discloses (See, for example, Figs. 4 and 6) the first outer annular groove (grooves formed between protrusions 632&608) surrounds the second outer annular groove (grooves formed between protrusions 632&636). In regards to claim 20, Matyushkin discloses (See, for example, Figs. 4 and 6) the second inner annular groove (grooves formed between protrusions 636&640) surrounds the first inner annular groove (grooves formed by 640s in opposite sides of the center point 616). In regards to claims 21 and 31, Matyushkin discloses (See, for example, Figs. 4 and 6) the second inner annular groove (grooves formed between protrusions 636&640) surrounds the first inner annular groove (grooves formed by 640s in opposite sides of the center point 616). In regards to claim 22, Matyushkin discloses (See, for example, Figs. 4 and 6) the at least one inner gas channel (628/624) includes a plurality of inner gas channels arranged in a circumferential direction (See, Fig. 4 for details of the top view shows the plurality of the inner gas channels). In regards to claim 28 and 32, Matyushkin discloses (See, for example, Fig. 6) a height of the annular partition wall (632…640) is lower than a height of the sealing band (608). Claim 24 is rejected under 35 U.S.C. 103 as being unpatentable over Matyushkin in view of Lischer, Matyushkin’494, and Sasaki (US 2014/0076515, hereinafter “Sasaki”). In regards to claim 24, Matyushkin discloses (See, for example, Fig. 6) a substrate stage, comprising: a body (108) having a top surface; an annular partition wall (632…640) protruding from the top surface so as to divide the top surface into an outer region and an inner region (See, for example, Fig. 4); a plurality of first protrusions (632, 636) protruding from the outer and inner regions of the top surface; a sealing band (608) protruding from the top surface and extending along a circumference of the top surface; at least one outer gas channel (612/620) formed in the body and in communication with the first outer annular groove; and at least one inner gas channel (624/628) formed in the body and in communication with the first inner annular groove. Matyushkin is silent about a plurality of first protrusions protruding from the outer and inner regions of the top surface, each first protrusion having a columnar shape; a first outer annular grooves and a second outer annular groove, which are formed in the outer region of the op surface and recessed from the top surface; a first inner annular groove and a second inner annular groove which are formed in the inner region of the top surface and recessed from the top surface; and the second outer annular groove has a first blind bottom, and the second inner annular groove has a second blind bottom. Lischer while disclosing an electrostatic chuck teaches (see, for example, Figs. 3-5) an embossed electrostatic chuck having a plurality of protrusions on the clamping surface of the chuck to support a workpiece (Abstract; Figs. 3-5). Lischer explicitly discloses that these protrusions may be referred to as “pins,” “mesas,” “bumps,” or “embossments” (See, for example, Par [0003]). The protrusions are discrete, individual raised structures that project upward from the chuck surface, each having a columnar shape (pillars/column/post configuration) (Figs. 3–5; Pars [0017]-[0021]). The protrusions are distributed across the clamping surface in a patterned arrangement (e.g., hexagonal spacing) spanning both inner and outer regions of the top surface (Pars [0017]-[0019]; Figs. 3–5). Lischer teaches that supporting the workpiece on such discrete columnar protrusions is beneficial because it decreases the contact area with the backside of the workpiece compared to a non-embossed clamping surface, thereby reducing particle generation (Par [0003]). Additionally, the gaps between the protrusions facilitate the distribution of backside cooling gas (Par [0003]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin to include a plurality of first protrusions having a columnar shape protruding from the outer and inner regions of the top surface, as taught by Lischer because discrete columnar protrusions reduce particle generation by minimizing contact area with the workpiece backside and improve backside gas distribution for thermal management. Matyushkin’494 while disclosing an electrostatic huck teaches an electrostatic chuck having a top plate with multiple concentric sealed coolant gas zones separated by annular-shaped seals that protrude upward from the top plate (Pars [0048]-[0051]; Figs. 3-4). Within each sealed zone, Matyushkin’494 discloses multiple coolant gas groove sets formed in the top plate surface. Each coolant gas groove set is tree-patterned and includes a radially extending groove and multiple pairs of annularly extending grooves (referred to as “branch pairs”) (Pars [0043] and [0051]). The annularly extending grooves are concentric with respect to the top plate and are recessed from the top surface thereof. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the ESC of Matyushkin, as already modified by Lischer, to incorporate first and second outer annular grooves and first and second inner annular grooves recessed from the top surface and each having a respective blind bottom, as taught by Matyushkin’494 because arranging multiple concentric annular grooves within distinct inner and outer zones, each groove having a blind bottom and being supplied with gas through discrete supply holes, provides aid in uniformly distributing coolant gas to prevent the temperature non-uniformities. Matyushkin is silent about that a plurality of second protruding from the annular partition wall, wherein a height of the annular partition wall is lower than a height of the sealing band. Sasaki while disclosing a substrate processing apparatus teaches (See, for example, Fig. 3) a plurality of second protruding from the annular partition wall (19), wherein a height of the annular partition wall (19) is lower than a height of the sealing band (4). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the invention to modify Matyushkin by Sasaki because this would help efficiently perform the temperature control process of the substate and that would help control the whole mounting base to a uniform and desired temperature without any local change in the amount of heating in the mounting base. Furthermore, this would provide easier control to the flow of gas, conductance, and pressure difference values can be set appropriately. Correspondence Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERMIAS T WOLDEGEORGIS whose telephone number is (571)270-5350. The examiner can normally be reached on Monday-Friday 8 am - 5 pm E.S.T.. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Britt Hanley can be reached on 571-270-3042. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERMIAS T WOLDEGEORGIS/Primary Examiner, Art Unit 2893
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Prosecution Timeline

Oct 18, 2023
Application Filed
Jul 11, 2024
Non-Final Rejection — §103
Oct 16, 2024
Response Filed
Dec 31, 2024
Non-Final Rejection — §103
Feb 07, 2025
Examiner Interview (Telephonic)
Feb 07, 2025
Examiner Interview Summary
Apr 22, 2025
Applicant Interview (Telephonic)
Apr 22, 2025
Examiner Interview Summary
May 06, 2025
Response Filed
Sep 03, 2025
Final Rejection — §103
Dec 05, 2025
Request for Continued Examination
Feb 13, 2026
Response after Non-Final Action
Mar 04, 2026
Non-Final Rejection — §103 (current)

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4-5
Expected OA Rounds
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83%
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3y 0m
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