Prosecution Insights
Last updated: April 18, 2026
Application No. 18/381,555

SEMICONDUCTOR DEVICE AND MANUFACTURING METHOD THEREOF

Non-Final OA §102
Filed
Oct 18, 2023
Examiner
REIDA, MOLLY KAY
Art Unit
2899
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Taiwan Semiconductor Manufacturing Company Ltd.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
2y 3m
To Grant
86%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
348 granted / 417 resolved
+15.5% vs TC avg
Minimal +2% lift
Without
With
+2.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
31 currently pending
Career history
448
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
46.3%
+6.3% vs TC avg
§102
34.4%
-5.6% vs TC avg
§112
16.0%
-24.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 417 resolved cases

Office Action

§102
DETAILED ACTION Election/Restrictions Applicant’s election without traverse of Group II, Species B2 (claims 15-19 and 21-35) in the reply filed on 01/29/2026 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 15-18, 21-24, 26, 30-33, and 35 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lee (US Pat. 6,090,698). Regarding independent claim 15, Lee teaches a manufacturing method for a semiconductor device (Figs. 1A-1E; Col. 3 lines 9+), comprising: forming a MEOL structure (104, 106) (Col. 3 lines14-33); and forming a BEOL structure over the MEOL structure (Figs. 1A-1E; Col. 3 lines 9+), comprising: forming a first dielectric layer (110) having a lateral surface and a recess (132), wherein the recess is recessed with respect to the lateral surface (Fig. 1C; Col. 4 lines 6+); forming a spacer (134) on the lateral surface, wherein the spacer covers an opening of the recess (Fig. 1D; Col. 4 lines 28+); and forming a conductive portion (136, 138) adjacent to the spacer (Fig. 1E; Col. 4 lines 65+). Re claim 16, Lee teaches wherein forming the first dielectric layer having the lateral surface and the recess comprises: forming a plurality of first sub-dielectric layers (112, 116, 120, 124) and a second sub-dielectric layer (114, 118, 122), wherein the second sub-dielectric layer is formed between adjacent two of the first sub-dielectric layers (Fig. 1; Col. 3 lines 34+); and removing a portion of the second sub-dielectric layer to form the recess, wherein the recess extends from the lateral surfaces of adjacent two of the first sub-dielectric layers to the second sub- dielectric layer (Fig. 1C; Col. 4 lines 6+). Re claim 17, Lee teaches wherein in forming the plurality of first sub-dielectric layers and the second sub-dielectric layer, each first sub-dielectric layer is formed from a material different from that of the second sub-dielectric layer (Col. 3 lines 34-63). Re claim 18, Lee teaches wherein forming the first dielectric layer having the lateral surface and the recess further comprises: forming a trench (130) to pass through the first dielectric layer (Fig. 1B; Col. 3 lines 64+); and forming the recess in the first dielectric layer through the trench (Fig. 1C; Col. 4 lines 6+). Re claim 21, Lee teaches wherein each of the first sub-dielectric layers has a first width, the second sub-dielectric layer has a second width, and each of the first widths is greater than the second width (Figs. 1C-1E). Regarding independent claim 22, Lee teaches a manufacturing method for a semiconductor device (Figs. 1A-1E; Col. 3 lines 9+), comprising: forming a MEOL structure (104, 106) (Col. 3 lines14-33); and forming a BEOL structure over the MEOL structure (Figs. 1A-1E; Col. 3 lines 9+), comprising: forming a first dielectric layer (110) having a lateral surface and a recess (132), wherein the recess is recessed with respect to the lateral surface (Fig. 1C; Col. 4 lines 6+); forming a spacer (134) on the lateral surface, wherein the spacer covers an opening of the recess (Fig. 1D; Col. 4 lines 28+); and forming a conductive portion (136, 138) adjacent to the spacer (Fig. 1E; Col. 4 lines 65+); wherein forming the first dielectric layer having the lateral surface and the recess further comprises: forming a trench (130) to pass through the first dielectric layer (Fig. 1B; Col. 3 lines 64+); forming the recess in the first dielectric layer through the trench (Fig. 1C; Col. 4 lines 6+); wherein forming the spacer on the lateral surface comprises: forming a spacer material in the trench (Col. 4 lines 36-39); and removing a portion of the spacer material to form the spacer (Col. 4 lines 44-46). Re claim 23, Lee teaches wherein forming the first dielectric layer having the lateral surface and the recess comprises: forming a plurality of first sub-dielectric layers (112, 116, 120, 124) and a second sub-dielectric layer (114, 118, 122), wherein the second sub-dielectric layer is formed between adjacent two of the first sub-dielectric layers (Fig. 1; Col. 3 lines 34+); and removing a portion of the second sub-dielectric layer to form the recess, wherein the recess extends from the lateral surfaces of adjacent two of the first sub-dielectric layers to the second sub- dielectric layer (Fig. 1C; Col. 4 lines 6+). Re claim 24, Lee teaches wherein in forming the plurality of first sub-dielectric layers and the second sub-dielectric layer, each first sub-dielectric layer is formed from a material different from that of the second sub-dielectric layer (Col. 3 lines 34-63). Re claim 26, Lee teaches wherein each of the first sub-dielectric layers has a first width, the second sub-dielectric layer has a second width, and each of the first widths is greater than the second width (Figs. 1C-1E). Regarding independent claim 30, Lee teaches a manufacturing method for a semiconductor device (Figs. 1A-1E; Col. 3 lines 9+), comprising: forming a MEOL structure (104, 106) (Col. 3 lines14-33); and forming a BEOL structure over the MEOL structure (Figs. 1A-1E; Col. 3 lines 9+), comprising: forming a first dielectric layer (110) having a lateral surface and a recess (132), wherein the recess is recessed with respect to the lateral surface (Fig. 1C; Col. 4 lines 6+); forming a spacer (134) on the lateral surface, wherein the spacer covers an opening of the recess (Fig. 1D; Col. 4 lines 28+); and forming a barrier (136) over the spacer (Fig. 1E; Col. 4 lines 65+); and forming a conductive portion (138) over the barrier and adjacent to the spacer (Fig. 1E; Col. 4 lines 65+). Re claim 31, Lee teaches wherein forming the first dielectric layer having the lateral surface and the recess comprises: forming a plurality of first sub-dielectric layers (112, 116, 120, 124) and a second sub-dielectric layer (114, 118, 122), wherein the second sub-dielectric layer is formed between adjacent two of the first sub-dielectric layers (Fig. 1; Col. 3 lines 34+); and removing a portion of the second sub-dielectric layer to form the recess, wherein the recess extends from the lateral surfaces of adjacent two of the first sub-dielectric layers to the second sub- dielectric layer (Fig. 1C; Col. 4 lines 6+). Re claim 32, Lee teaches wherein in forming the plurality of first sub-dielectric layers and the second sub-dielectric layer, each first sub-dielectric layer is formed from a material different from that of the second sub-dielectric layer (Col. 3 lines 34-63). Re claim 33, Lee teaches wherein forming the first dielectric layer having the lateral surface and the recess further comprises: forming a trench (130) to pass through the first dielectric layer (Fig. 1B; Col. 3 lines 64+); and forming the recess in the first dielectric layer through the trench (Fig. 1C; Col. 4 lines 6+). Re claim 35, Lee teaches wherein each of the first sub-dielectric layers has a first width, the second sub-dielectric layer has a second width, and each of the first widths is greater than the second width (Figs. 1C-1E). Allowable Subject Matter Claims 19, 25, 27-29, and 34 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: there is no teaching, suggestion, or motivation from the prior art of record, nor does the prior art of record otherwise make obvious the limitations of… Re claims 19, 25, and 34, “…removing a portion of the first etching stop layer to expose the MEOL structure…” Re claims 27-29, “…the second covering portion is formed within the recess and covers an inner sidewall of the recess…”, in combination with the other limitations. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MOLLY KAY REIDA whose telephone number is (571)272-4237. The examiner can normally be reached M-F 8:30-5:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Brent Fairbanks can be reached at (408)918-7532. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MOLLY K REIDA/Examiner, Art Unit 2899
Read full office action

Prosecution Timeline

Oct 18, 2023
Application Filed
Apr 01, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604647
DISPLAY PANEL AND DISPLAY APPARATUS
2y 5m to grant Granted Apr 14, 2026
Patent 12598736
SEMICONDUCTOR STRUCTURE AND MANUFACTURING METHOD THEREOF
2y 5m to grant Granted Apr 07, 2026
Patent 12593438
SEMICONDUCTOR MEMORY DEVICES
2y 5m to grant Granted Mar 31, 2026
Patent 12593543
DISPLAY MODULE MANUFACTURING METHOD AND DISPLAY SCREEN
2y 5m to grant Granted Mar 31, 2026
Patent 12593558
DISPLAY DEVICE AND METHOD OF MANUFACTURING THE SAME
2y 5m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
86%
With Interview (+2.4%)
2y 3m
Median Time to Grant
Low
PTA Risk
Based on 417 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month