Prosecution Insights
Last updated: July 17, 2026
Application No. 18/383,733

GROUP III-NITRIDE HIGH-ELECTRON MOBILITY TRANSISTORS CONFIGURED WITH A LOW RESISTANCE CONTACT LAYER FOR SOURCE AND/OR DRAIN CONTACTS AND PROCESS FOR IMPLEMENTING THE SAME

Non-Final OA §102§103
Filed
Oct 25, 2023
Examiner
MENZ, DOUGLAS M
Art Unit
2897
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Wolfspeed Inc.
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
686 granted / 776 resolved
+20.4% vs TC avg
Minimal +5% lift
Without
With
+4.6%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
32 currently pending
Career history
807
Total Applications
across all art units

Statute-Specific Performance

§101
1.9%
-38.1% vs TC avg
§103
52.1%
+12.1% vs TC avg
§102
36.2%
-3.8% vs TC avg
§112
0.6%
-39.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 776 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election with traverse of Species I of Group I, claims 1-6, 11, 16, 17 and 21 in the reply filed on 2/11/26 is acknowledged. The traversal is on the ground(s) that the product as claimed cannot be made by another and materially different process and that no serious burden would be placed on the examiner to examine all claims to all inventions. This is not found persuasive because it has been shown that the product as claimed can be made by another and materially different process, see paper dated 12/22/25. Furthermore, as noted previously, should the product be deemed allowable, the process of making said product would be rejoined if the allowable subject matter is contained therein. As for the serious burden, the multitude of limitations pertaining to a plurality of inventions would absolutely burden the examiner. The requirement is still deemed proper and is therefore made FINAL. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-4, 6, 16, 17 and 21 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Sriram et al. (US 2019/0333767). Regarding claim 1, Sriram discloses a transistor comprising: a group III-Nitride channel layer (104, fig. 5 and paragraph 0072); a group III-Nitride barrier layer on the group III-Nitride channel layer, the group III-Nitride barrier layer comprising a higher bandgap than a bandgap of the group III- Nitride channel layer (106, fig. 5 and paragraph 0072); a low resistance contact layer on the group III-Nitride barrier layer and/or on the group III-Nitride channel layer (150, fig. 5 and paragraph 0075); a source electrically coupled to the group III-Nitride barrier layer (110, fig. 5 and paragraph 0073); a drain electrically coupled to the group III-Nitride barrier layer (114, fig. 5 and paragraph 0073); and a gate on the group III-Nitride barrier layer (112, fig. 5 and paragraph 0074), wherein at least one of the drain and the source are arranged on the low resistance contact layer (110 on 150, fig. 5). Regarding claim 2, Sriram further discloses wherein the low resistance contact layer comprises GaN (150, fig. 5 and paragraph 0076). Regarding claim 3, Sriram further discloses wherein the low resistance contact layer comprises n-type GaN (paragraph 0076). Regarding claim 4, Sriram further discloses wherein the low resistance contact layer (150, fig. 5) comprises a sputtered layer, a physical vapor deposited layer, a doped GaN film layer, and/or a n-type sputtered GaN layer (paragraph 0076). Regarding claim 6, Sriram further discloses wherein the low resistance contact layer (150, fig. 5) comprises a sputtered layer, a layer formed by sputtering, a physical vapor deposited layer, a layer formed by physical vapor deposition, a doped GaN film layer, a n-type sputtered GaN layer, and/or a layer formed by sputtering n-type GaN (paragraphs 0072-0076). Regarding claim 16, Sriram further discloses wherein the low resistance contact layer is configured to improve a performance of the transistor (paragraph 0067). Regarding claim 17, Sriram further discloses wherein the low resistance contact layer is configured to improve a radiofrequency performance of the transistor (paragraph 0067). Regarding claim 21, Sriram further discloses comprising a field plate (paragraph 0130). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 5, 9 and 11 are rejected under 35 U.S.C. 103 as being unpatentable over Sriram et al. (US 2019/0333767). Regarding claim 5, Sriram discloses the transistor of claim 1, as mentioned above. Sriram does not explicitly disclose wherein the low resistance contact layer comprises a n-type sputtered GaN layer. Sriram discloses layer 150 formed from an implantation process (paragraphs 0075-0077). However, a n-type sputtered GaN layer would be deemed as a known functional equivalent in the art of semiconductor manufacturing and would therefore be deemed obvious to one of ordinary skill in the art at the time of filing. Regarding claims 9 and 11, Sriram discloses the transistor of claim 1, as mentioned above. Sriram further discloses wherein the drain and/or source is arranged on the low resistance contact layer (paragraph 0077). Sriram does not explicitly disclose wherein there is one or more intervening layers therebetween. However, the use of an intervening layer would be deemed obvious to one of ordinary skill in the art at the time of filing since such was widely practiced at the time and the Examiner take official notice of such practice. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US Patent Application Publication US 2015/0295051 discloses a relevant hemt structure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DOUGLAS M MENZ whose telephone number is (571)272-1877. The examiner can normally be reached Monday-Friday 8:00am-5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jacob Choi can be reached at 469-295-9060. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DOUGLAS M MENZ/ Primary Examiner, Art Unit 2897 5/16/26
Read full office action

Prosecution Timeline

Oct 25, 2023
Application Filed
May 20, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12677534
DISPLAY APPARATUS AND METHOD OF MANUFACTURING THE SAME
3y 5m to grant Granted Jul 07, 2026
Patent 12666821
Display Substrate and Display Apparatus
3y 2m to grant Granted Jun 23, 2026
Patent 12666602
SEMICONDUCTOR MEMORY DEVICE
2y 10m to grant Granted Jun 23, 2026
Patent 12666676
METHOD OF MANUFACTURING SEMICONDUCTOR DEVICE
2y 7m to grant Granted Jun 23, 2026
Patent 12652910
DISPLAY APPARATUS AND METHOD OF MANUFACTURING THE SAME
3y 7m to grant Granted Jun 09, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
93%
With Interview (+4.6%)
2y 1m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 776 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month