Prosecution Insights
Last updated: August 13, 2026
Application No. 18/393,633

CHIP PACKAGE WITH HEAT DISSIPATION AND ELECTROMAGNETIC PROTECTION

Final Rejection §103
Filed
Dec 21, 2023
Priority
Jan 17, 2023 — TW 112101997
Examiner
SANDVIK, BENJAMIN P
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Walton Advanced Engineering Inc.
OA Round
2 (Final)
77%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
890 granted / 1161 resolved
+8.7% vs TC avg
Moderate +6% lift
Without
With
+6.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
28 currently pending
Career history
1183
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
64.5%
+24.5% vs TC avg
§102
22.7%
-17.3% vs TC avg
§112
6.2%
-33.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1161 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's amendments and arguments filed 6/30/2026 have been fully considered but they are not persuasive. Regarding argument 2-1 the applicant argues that the “half saw process” disclosed by Lee would harm the product; it is noted that any difference between the claims and the reference must be recited in the claim, not merely noted as an alleged deficiency of the reference. Arguments 3-3-3, 3-4-3, and 3-4-6 (and others) are similar to argument 2-1, the arguments note how the reference as a whole is allegedly deficient for achieving a certain technical advantage, but the argument does not specifically state how the reference does not disclose the claimed limitation for which it is relied upon. In response to applicant's argument that the references fail to show certain features of the invention, it is noted that the alleged deficiencies of the references are not addressed by definite structural limitations recited in the rejected claim(s). Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). Regarding argument IV: in response to applicant's argument that the examiner's conclusion of obviousness is based upon improper hindsight reasoning, it must be recognized that any judgment on obviousness is in a sense necessarily a reconstruction based upon hindsight reasoning. But so long as it takes into account only knowledge which was within the level of ordinary skill at the time the claimed invention was made, and does not include knowledge gleaned only from the applicant's disclosure, such a reconstruction is proper. See In re McLaughlin, 443 F.2d 1392, 170 USPQ 209 (CCPA 1971). Regarding argument V: see MPEP 2145 section VIII ““The mere age of the references is not persuasive of the unobviousness of the combination of their teachings.” In re Wright, 569 F.2d 1124, 1127, 193 USPQ 332, 335 (CCPA 1977) (100 year old patent was properly relied upon in a rejection based on a combination of references.). See also Ex parte Meyer, 6 USPQ2d 1966 (Bd. Pat. App. & Inter. 1988) (length of time between the issuance of prior art patents relied upon (1920 and 1976) was not persuasive of nonobviousness). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 6 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al (U.S. Pub #2019/0139902), in view of Mallik et al (U.S. Pub #2020/0273811), in view of Jusket et al (U.S. Patent #9269887), in view of Chen et al (U.S. Pub #2014/0061903). With respect to claim 1, Lee teaches a chip package with heat dissipation and electromagnetic protection comprising: a package unit (Fig. 1, 10) which includes a substrate (Fig. 1, 200), at least one first circuit layer (Fig. 1, 202 and Paragraph 38), at least one second circuit layer (Fig. 1, 201), at least one die (Fig. 1, 100b), and an insulating layer (Fig. 1, insulating layer of substrate 200; Paragraph 39; or Fig 1, 300b and Paragraph 40); wherein the substrate is provided with a first surface (Fig. 1, top surface of 200) and a second surface (Fig. 1, bottom surface of 200) opposite to the first surface; wherein the first circuit layer is disposed on the first surface of the substrate and provided with a first surface; wherein the second circuit layer is arranged at the second surface of the substrate and electrically connected with the first circuit layer; wherein the die is mounted on the first surface of the first circuit layer by flip chip and composed of a front surface electrically connected with the first circuit layer correspondingly and a back surface opposite to the front surface; wherein the insulating layer is disposed on the substrate and covering the die while the back surface of the die is exposed; wherein a top portion of the package unit is formed by grinding an original top of the package unit with grinding technique and a level of the back surface of the die is the same with a level of the top portion of the package unit after the grinding (Fig. 4 and Paragraph 47); and a heat dissipation shielding layer (Fig. 1, 301a and Paragraphs 41-42) which is completely covering the top portion of the package unit for providing functions of electromagnetic protection and heat dissipation to the package unit specifically; wherein a method of manufacturing the chip package includes the following steps: Step S1: (Fig. 2-3) providing a support board with a plurality of package units each of which includes a substrate, at least one first circuit layer, at least one second circuit layer, at least one die, and an insulating layer; wherein the substrate consists of a first surface and a second surface opposite to each other; wherein the first circuit layer is disposed on the first surface of the substrate and provided with a first surface; wherein the second circuit layer is arranged at the second surface of the substrate and electrically connected with the first circuit layer; wherein the die is mounted on the first surface of the first circuit layer by flip chip and provided with a front surface electrically connected with the first circuit layer; wherein the insulating layer is disposed on the substrate and covering the die while a top of the insulating layer forms an original top of the package unit; Step S2: using grinding technique to grind the original top of the package unit until a back surface of the die is exposed and forming a top portion of the package unit at a level lower than the original top after the grinding; wherein a level of the back surface of the die is the same with the level of the top portion of the package unit (Fig. 4 and Paragraph 47); wherein the step S2 further comprises: grinding the original top surface (Fig. 3, 100a) of each said package unit by using a grinding technique until an original back surface of each said die is exposed; and subsequently grinding the original back surface of each said die by using the grinding technique until the back surface of each said die is exposed, such that the level of the back surface of each said die is lower than the level of the original back surface (Fig. 4, 100b); Step S3: covering the top portion of the package unit with a heat dissipation shielding layer completely (Fig. 6); and Step S4: dividing the respective chip packages from the support board to get individual chip packages (Fig. 7 and Paragraph 50). Lee does not teach that a thickness of the die is equal or close to 20 micrometer (um). Mallik teaches a thickness of a die that equal or close to 20 micrometer (um) (Fig. 1A, 110, T1; Paragraph 30). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to form the die of Lee to have a thickness of equal or close to 20 um as taught by Mallik in order to achieve the predictable result of providing a flip chip device package. Lee does not teach that the first surface of the substrate is further provided with at least one blind hole and the first circuit layer disposed on the first surface of the substrate is extending to a surface of an inner wall of the blind hole of the substrate; thereby the first circuit layer is electrically connected with the second circuit layer due to extension of the first circuit layer on the blind hole of the substrate. Chen teaches a first surface of the substrate is further provided with at least one blind hole (Fig. 4, 218 and Paragraph 29) and the first circuit layer (Fig. 4, 212) disposed on the first surface of the substrate is extending to a surface of an inner wall of the blind hole of the substrate; thereby the first circuit layer is electrically connected with the second circuit layer (Fig. 4, 213) due to extension of the first circuit layer on the blind hole of the substrate. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to form the substrate of Lee to comprise at least one blind hold as taught by Chen in order to achieve the predictable result of making an electrical connection between the first circuit layer and second circuit layer. Lee does not teach that a thickness of the package unit is 0.4 mm - 1.0 mm and the thickness of the package unit is further reduced to 0.15 mm - 0.3 mm after the grinding. Juskey teaches a thickness of the package unit is further reduced to 0.15 mm - 0.3 mm (Col 7 Ln 31-36). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to form the chip and substrate of Lee such that the package thickness is 0.15-0.3 mm as taught by Juskey in order to produce a thin package (Col 1 Ln 31-35). Regarding the set of limitations indented under ‘wherein a method of manufacturing the chip package includes the following steps:” and including steps S1-S4 it noted that the claim has been drafted statutorily as a device claim; note that a "product by process" claim is directed to the product per se, no matter how actually made, In re Hirao, 190 USPQ 15 at 17 (footnote 3). See also In re Brown, 173 USPQ 685; In re Luck, 177 USPQ 523; In re Wertheim, 191 USPQ 90 (209 USPQ 554 does not deal with this issue); In re Fitzgerald, 205 USPQ 594, 596 (CCPA); In re Marosi et al., 218 USPQ 289 (CAFC); and most recently, In re Thorpe et al., 227 USPQ 964 (CAFC, 1985) all of which make it clear that it is the final product per se which must be determined in a "product by process" claim, and not the patentability of the process, and that, as here, an old or obvious product produced by a new method is not patentable as a product, whether claimed in "product by process" claims or not. Note that Applicant has burden of proof in such cases as the above case law makes clear. As to the grounds of rejection, see MPEP § 2113 section 1. With respect to claim 6, Lee teaches that the heat dissipation shielding layer is formed by silver adhesive coating or graphene coating (Paragraph 41). Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Lee, in view of DiManno Jr. et al (U.S. Pub #2019/0051614). With respect to claim 5, Lee does not teach that the heat dissipation shielding layer is formed by copper electroplating or nickel gold electroplating. DiManno teaches a heat dissipation shielding layer is formed by copper electroplating or nickel gold electroplating (Paragraph 57). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the shielding layer of Lee by copper electroplating or nickel gold electroplating as taught by DiManno in order to achieve the predictable result of provide the shielding layer over the chip and encapsulation materials. Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Lee, in view of Scanlan (U.S. Pub #2017/0084596). With respect to claim 7, Lee does not teach that the heat dissipation shielding layer is formed by direct adhesion of a heat sink. Scanlan teaches a heat dissipation shielding layer is formed by direct adhesion of a heat sink (Fig. 3K, 226; or Fig. 4, 242). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide a heat sink by direct adhesion as the heat dissipation shielding layer of Lee as taught by Scanlan in order to improve the thermal performance of the structure (Paragraph 74). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BENJAMIN P SANDVIK whose telephone number is (571)272-8446. The examiner can normally be reached M-F: 10-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Davienne Monbleau can be reached at (571)-272-1945. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BENJAMIN P SANDVIK/Primary Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Dec 21, 2023
Application Filed
Apr 01, 2026
Non-Final Rejection mailed — §103
Jun 30, 2026
Response Filed
Jul 21, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12707744
PHOTOELECTRIC CONVERSION ELEMENT AND PHOTOELECTRIC CONVERSION DEVICE
2y 11m to grant Granted Aug 11, 2026
Patent 12701807
SOLID-STATE IMAGING DEVICE
3y 1m to grant Granted Aug 04, 2026
Patent 12702001
DEVICES HAVING AND METHODS OF FORMING THERMALLY CONDUCTIVE SUBSTRATES
3y 1m to grant Granted Aug 04, 2026
Patent 12696822
POWER CONVERSION DEVICE AND MANUFACTURING METHOD THEREFOR
2y 9m to grant Granted Jul 28, 2026
Patent 12686783
An Ink Composition for OLED Packaging and An Application thereof
2y 4m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
77%
Grant Probability
83%
With Interview (+6.2%)
2y 8m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1161 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month