Prosecution Insights
Last updated: May 29, 2026
Application No. 18/397,847

HIGH DNAMIC RANGE OPTICAL SENSOR USING TRENCH CAPACITORS WITH SIDEWALL STRUCTURES

Non-Final OA §102§103
Filed
Dec 27, 2023
Examiner
ASSOUMAN, HERVE-LOUIS Y
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Semiconductor Components Industries LLC
OA Round
1 (Non-Final)
91%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allowance Rate
607 granted / 666 resolved
+23.1% vs TC avg
Minimal +4% lift
Without
With
+4.2%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
25 currently pending
Career history
697
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
83.1%
+43.1% vs TC avg
§102
5.6%
-34.4% vs TC avg
§112
0.7%
-39.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 666 resolved cases

Office Action

§102 §103
Notice of AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Claim Rejections - 35 USC § 102 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 11-14, 16-17 and 19 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US 20180190691 A1). Regarding independent claim 11: Lee teaches (e.g., Figs. 2-4) an optical sensor including an array of pixel circuits ([0033]-[0037]), each pixel circuit comprising: a microlens ([0041]: ML); a color filter ([0040]: CF) disposed adjacent the microlens; an epitaxial substrate layer ([0040]: 100; semiconductor substrate 100; photodiode and photoelectric conversion [0031], inherently comprises an epitaxial semiconductor layer) disposed adjacent the color filter (CF) opposite the microlens (ML); and an isolation trench ([0025]-[0026]: isolation structure 110 including trench DTI) formed in the epitaxial substrate layer (100) and having sidewalls with sidewall recesses (Fig. 2; [0025]) formed therein, the sidewall recesses having insulating material ([0030]: IL) disposed thereon and the isolation trench (isolation structure 110 including trench DTI) having a conductive material ([0030]: CL) disposed therein. Regarding claim 12: Lee teaches the claim limitation of the optical sensor of claim 11, on which this claim depends, wherein the isolation trench (isolation structure 110 including trench DTI) extends only partially through the epitaxial substrate layer (100) in a direction perpendicular to the color filter (CF). Regarding claim 13: Lee teaches the claim limitation of the optical sensor of claim 11, on which this claim depends, wherein the isolation trench (isolation structure 110 including trench DTI) extends along two sidewalls of the epitaxial substrate layer (100). Regarding claim 14: Lee teaches the claim limitation of the optical sensor of claim 11, on which this claim depends, wherein the isolation trench is a first isolation trench ([0025]-[0026]: right side isolation structure 110 including trench DTI) and is formed along a first sidewall of the epitaxial substrate layer (100), and the optical sensor further comprises: a second isolation trench ([0025]-[0026]: second isolation trench isolation structure 110 including trench DTI on left side and adjacent the first isolation trench) formed along a second sidewall of the epitaxial substrate layer (100). Regarding claim 16: Lee teaches the claim limitation of the optical sensor of claim 11, on which this claim depends, wherein the isolation trench is a first isolation trench ([0025]-[0026]:right side isolation structure 110 including trench DTI) and is formed along a sidewall of the epitaxial substrate layer (100), and the optical sensor further comprises: a second isolation trench ([0025]-[0026]: second isolation trench isolation structure 110 including trench DTI on left side and adjacent the first isolation trench) formed along the sidewall of the epitaxial substrate layer (100). Regarding independent claim 17: Lee teaches (e.g., Figs. 2-4) a method of making a pixel circuit of an optical sensor, comprising: forming a trench ([0025]-[0026]: T) in an epitaxial substrate layer ([0040]: 100; semiconductor substrate 100; photodiode and photoelectric conversion [0031], inherently comprises an epitaxial semiconductor layer), the trench having sidewall recesses ([0025]-[0026]: sidewall recesses in trench T); providing an insulating material ([0025]-[0026]: IL) in the sidewall recesses; providing a conductive material ([0027] and [0034]: CL) in the trench adjacent to the insulating material; providing a color filter ([0040]: CF) adjacent to a surface (100b) of the epitaxial substrate layer (100); and forming a microlens ([0041]: ML) adjacent to the color filter. Regarding claim 19: Lee teaches the claim limitation of the method of claim 17, on which this claim depends, further comprising: forming the trench ([0028]: T) along a first sidewall of the epitaxial substrate layer ([0028]: 100); and forming a second trench ([0028]: second trench T left side of first trench T) along a second sidewall of the epitaxial substrate layer (100). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-2, 5-7 and 9 are rejected under 35 U.S.C. 103 as being unpatentable over Yonemoto (US 2021/0185251 A1) in view of Shibata (US 2021/0305360 A1). Regarding independent claim 1: Yonemoto teaches (e.g., Fig. 3) a semiconductor device, comprising: a microlens ([0081]: 53); a color filter ([0081]: 52) disposed adjacent the microlens; an epitaxial substrate layer ([0081] and [0085]-[0089]: semiconductor substrate 12; photodiode and photoelectric conversion, [0106]: inherently use an epitaxial semiconductor layer) disposed adjacent the color filter opposite the microlens; and a trench capacitor ([0106]: C1) formed in the epitaxial substrate layer and having sidewall. Yonemoto does not expressly teach sidewall recesses. Shibata teaches (e.g., Figs. 1A-1B and Fig, 2) a semiconductor device comprising a trench capacitor ([0031]-[0032]: TC); Shibata further teaches that the trench capacitor comprises sidewall recesses ([0031]-[0032] and [0042]: TC). It would have been obvious to a person of ordinary skill in the art at the time of the effective filing date to include in the device of Yonemoto, the trench capacitor comprises sidewall recesses, as taught by Shibata, for the benefits of increasing the device capacitance, and thus improving the data retention of the device, Regarding claim 2: Yonemoto and Shibata teach the claim limitation of the semiconductor device of claim 1, on which this claim depends, wherein the trench capacitor (Yonemoto: Fig. 3, element C1) extends an entire distance of the epitaxial substrate layer (Yonemoto: Fig. 3, element 12). Regarding claim 5: Yonemoto and Shibata teach the claim limitation of the semiconductor device of claim 1, on which this claim depends, wherein the trench capacitor (Yonemoto: C1) extends along two sidewalls of the epitaxial substrate layer (Yonemoto: Fig. 3; element 12). Regarding claim 6: Yonemoto and Shibata teach the claim limitation of the semiconductor device of claim 1, on which this claim depends, wherein the trench capacitor (Yonemoto: C1) is a first trench capacitor (Yonemoto: right side capacitor C1) and is formed along a first sidewall of the epitaxial substrate layer (Yonemoto: right sidewall of substrate 12), and the semiconductor device further comprises: a second trench capacitor (Yonemoto: [0071] and [0093]: second capacitor C1 adjacent left side of first trench capacitor C1) formed along a second sidewall of the epitaxial substrate layer (Yonemoto: 12). Regarding claim 7: Yonemoto and Shibata teach the claim limitation of the semiconductor device of claim 6, on which this claim depends, Yonemoto as modified by Shibata teaches that the sidewall recesses of the first trench capacitor (Yonemoto: [0071] and [0093]: first trench capacitor C1) are first sidewall recesses (Shibata: [0031]-[0032] and [0042]: TC), and the second trench capacitor (Yonemoto: [0071] and [0093]: a second trench capacitor C1 adjacent left side of first trench capacitor C1) includes a second sidewall recesses in the second sidewall (Shibata: [0031]-[0032] and [0042]: TC). Regarding claim 9: Yonemoto and Shibata teach the claim limitation of the semiconductor device of claim 1, on which this claim depends, wherein the trench capacitor is a first trench capacitor (Yonemoto: [0071] and [0093]: first trench capacitor C1) and is formed along a sidewall of the epitaxial substrate layer (Yonemoto: 12), and the semiconductor device further comprises: a second trench capacitor (Yonemoto: [0071] and [0093]: second trench capacitor C1 adjacent left side of first trench capacitor C1) formed along the sidewall of the epitaxial substrate layer (Yonemoto: 12). Claims 3-4 are rejected under 35 U.S.C. 103 as being unpatentable over Yonemoto (US 2021/0185251 A1) in view of Shibata (US 2021/0305360 A1) as applied above and further in view of Takizawa et al. (US 2019/0019820 A1). Regarding claim 3: Yonemoto and Shibata teach the claim limitation of the semiconductor device of claim 1, on which this claim depends, the trench capacitor (Yonemoto: Fig. 3, element C1) extends from a surface of the epitaxial substrate layer (Yonemoto: Fig. 3, element 12) that is opposite the color filter (Yonemoto: Fig. 3, element 52) and only partially through the epitaxial substrate layer (Yonemoto: Fig. 3, element 12). Yonemoto does not expressly teach that the trench capacitor extends from a surface of the epitaxial substrate layer only partially through the epitaxial substrate layer. Takizawa teaches (e.g., Figs.5A-5C) a semiconductor device, comprising a substrate ([0125]: 70) and a trench capacitor ([0110], [0115] and [0123]: 56); Takizawa further teaches that the trench capacitor ([0110], [0115] and [0123]: 56) extends from a surface of the epitaxial substrate layer ([0125]: 70) and only partially through the epitaxial substrate layer (70). It would have been obvious to a person of ordinary skill in the art at the time of the effective filing date to include in the device of Yonemoto as modified by Shibata, the trench capacitor extending from a surface of the epitaxial substrate layer and only partially through the epitaxial substrate layer, as taught by Takizawa, for the benefits of optimizing the isolation structure length and depth to only include the required depth for storing the image data and at the same time reducing manufacturing material needed. Regarding claim 4: Yonemoto and Shibata teach the claim limitation of the semiconductor device of claim 1, on which this claim depends, wherein the trench capacitor (Yonemoto: Fig. 3, element C1) extends from a surface of the epitaxial substrate layer (Yonemoto: Fig. 3, element 12) that is adjacent to the color filter (Yonemoto: Fig. 3, element 52) and through the epitaxial substrate layer (Yonemoto: Fig. 3, element 12). Yonemoto does not expressly teach that the trench capacitor extends from a surface of the epitaxial substrate layer only partially through the epitaxial substrate layer. Takizawa teaches (e.g., Figs.5A-5C) a semiconductor device, comprising a substrate ([0125]: 70) and a trench capacitor ([0110], [0115] and [0123]: 56); Takizawa further teaches that the trench capacitor ([0110], [0115] and [0123]: 56) extends from a surface of the epitaxial substrate layer ([0125]: 70) and only partially through the epitaxial substrate layer (70). It would have been obvious to a person of ordinary skill in the art at the time of the effective filing date to include in the device of Yonemoto as modified by Shibata, the trench capacitor extending from a surface of the epitaxial substrate layer and only partially through the epitaxial substrate layer, as taught by Takizawa, for the benefits of optimizing the isolation structure length and depth to only include the required depth for storing the image data and at the same time reducing manufacturing material needed. Claims 8 and 10 are rejected under 35 U.S.C. 103 as being unpatentable over Yonemoto (US 2021/0185251 A1) in view of Shibata (US 2021/0305360 A1) as applied above and further in view of Park et al. (US 2015/0028450 A1). Regarding claim 8: Yonemoto and Shibata teach the claim limitation of the semiconductor device of claim 6, on which this claim depends, the first trench capacitor is formed to a first depth (Yonemoto: [0071] and [0093]: first trench capacitor C1 formed to a first depth) within the epitaxial substrate layer (Yonemoto: 12). Yonemoto as modified by Shibata does not expressly teach that the second trench capacitor is formed to a second depth within the epitaxial substrate layer that is different from the first depth. Park teaches (e.g., Fig. 3) a device comprising a first trench capacitor ([0097]-[0098]: 70QB) formed to a first depth within a substrate layer (20); Parker further teaches that a second trench capacitor ([0097]-[0098]: 70QA) is formed to a second depth (Fig. 3; [0097]-[0098]) within the epitaxial substrate layer ([0097]: 20) that is different from the first depth ([0098]). It would have been obvious to a person of ordinary skill in the art at the time of the effective filing date to include in the device of Yonemoto as modified by Shibata, the second trench capacitor being formed to a second depth within the epitaxial substrate layer that is different from the first depth, as taught by Park, for the benefits of increasing versatility of data storage based on desired data storage device capacity. Regarding claim 10: Yonemoto and Shibata teach the claim limitation of the semiconductor device of claim 9, on which this claim depends, wherein the trench capacitor is formed to a first depth (Yonemoto: [0071] and [0093]: first trench capacitor C1 formed to a first depth) within the epitaxial substrate layer (Yonemoto: 12). Yonemoto as modified by Shibata does not expressly teach that the second trench capacitor is formed to a second depth within the epitaxial substrate layer that is different from the first depth. Park teaches (e.g., Fig. 3) a device comprising a first trench capacitor ([0097]-[0098]: 70QB) formed to a first depth within a substrate layer ([0097]: 20); Parker further teaches that a second trench capacitor ([0097]-[0098]: 70QA) is formed to a second depth (Fig. 2-3B; [0097]-[0098]) within the epitaxial substrate layer ([0097]: 20) that is different from the first depth ([0098]). It would have been obvious to a person of ordinary skill in the art at the time of the effective filing date to include in the device of Yonemoto as modified by Shibata, the second trench capacitor being formed to a second depth within the epitaxial substrate layer that is different from the first depth, as taught by Park, for the benefits of increasing versatility of data storage based on desired data storage device capacity. Claims 15 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US 20180190691 A1) in view of Park et al. (US 20150028450 A1). Regarding claim 15: Lee teaches the claim limitation of the optical sensor of claim 14, on which this claim depends, wherein the first isolation trench (110) is formed to a first depth within the epitaxial substrate layer (100). Lee does not expressly teach that the second isolation trench is formed to a second depth within the epitaxial substrate layer that is different from the first depth. Parker further teaches that a second trench capacitor ([0097]-[0098]: 70QA) is formed to a second depth (Fig. 3; [0097]-[0098]) within a substrate layer ([0097]: 20) that is different from the first depth ([0098]). It would have been obvious to a person of ordinary skill in the art at the time of the effective filing date to include in the device of Lee, the second trench capacitor being formed to a second depth within the substrate layer that is different from the first depth, as taught by Park, for the benefits of increasing versatility of data storage based on desired data storage device capacity. Regarding claim 20: Lee teaches the claim limitation of the method of claim 19, on which this claim depends, further comprising: forming the trench ([0028]: T) to a first depth (Fig. 2) within the epitaxial substrate layer (100); Lee does not expressly teach forming the second trench to a second depth within the epitaxial substrate layer that is different from the first depth. Park teaches (e.g., Figs. 2-3) a method comprising forming a first trench capacitor ([0097]-[0098]: 70QB) to a first depth within a substrate layer ([0097]: 20); Parker further teaches forming a second trench capacitor ([0097]-[0098]: 70QA) to a second depth (Fig. 3; [0097]-[0098]) within a substrate layer ([0097]: 20) that is different from the first depth ([0098]). It would have been obvious to a person of ordinary skill in the art at the time of the effective filing date to include in the device of Lee, the second trench capacitor being formed to a second depth within the epitaxial substrate layer that is different from the first depth, as taught by Park, for the benefits of increasing versatility of data storage based on desired data storage device capacity. Claim 18 is rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US 20180190691 A1) in view of Shibata (US 2021/0305360 A1) Regarding claim 18: Lee teaches the claim limitation of the method of claim 17, on which this claim depends, Lee does not expressly teach that the method further comprises forming the trench using a Bosch etching process. Shibata teaches (e.g., Figs. 1A-1B and Fig, 2) a method comprising forming a trench capacitor ([0031]-[0032]: TC); Shibata further teaches that the method further teaches forming the trench using a Bosch etching process ([0041], [0045] and [0048]). It would have been obvious to a person of ordinary skill in the art at the time of the effective filing date to include in the method of Lee, the method of forming the trench using a Bosch etching process, as taught by Shibata, for the benefits of increasing the surface area of the trench and the depth of the trench and thus increasing the capacitance of the device. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Liao (Liao et al. (US 2007/0045699 A1)) teaches (e.g., Figs. 4-11) a semiconductor device comprising a trench capacitor ([0058]-[0059]: 30); Liao further teaches that the trench capacitor comprises sidewall recesses ([0058]-[0059]: 30). Any inquiry concerning this communication or earlier communications from the examiner should be directed to HERVE-LOUIS Y ASSOUMAN whose telephone number is (571)272-2606. The examiner can normally be reached M-F: 08:30 AM-5:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, DAVIENNE MONBLEAU can be reached at 571-272-1945. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HERVE-LOUIS Y ASSOUMAN/Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Dec 27, 2023
Application Filed
Feb 27, 2026
Non-Final Rejection mailed — §102, §103
May 21, 2026
Applicant Interview (Telephonic)
May 22, 2026
Examiner Interview Summary

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Prosecution Projections

1-2
Expected OA Rounds
91%
Grant Probability
95%
With Interview (+4.2%)
2y 1m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 666 resolved cases by this examiner. Grant probability derived from career allowance rate.

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