Prosecution Insights
Last updated: May 29, 2026
Application No. 18/400,339

DISPLAY APPARATUS

Non-Final OA §102§112
Filed
Dec 29, 2023
Priority
Dec 30, 2022 — RE 10-2022-0191036
Examiner
YEMELYANOV, DMITRIY
Art Unit
2891
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Display Co., Ltd.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
401 granted / 546 resolved
+5.4% vs TC avg
Strong +19% interview lift
Without
With
+18.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
35 currently pending
Career history
593
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
88.7%
+48.7% vs TC avg
§102
8.4%
-31.6% vs TC avg
§112
2.5%
-37.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 546 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 1-20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites “the third electrode comprises a first opening, and a portion of the first connection electrode and a portion of the second connection electrode are adjacent to each other, are spaced apart from each other, and overlap the first opening.” It is not clear what overlaps the first opening. Is it a portion of the first connection electrode or a portion of the second connection electrode or both. Can only one of the portion overlap and while both are adjacent and spaced apart? Can collectively associated portions overlap without requiring each individually to overlap? For the purposes as long as a portion of the first connection electrode or a portion of the second connection electrode overlaps the first opening the limitation considered to be met. Claims 2-12 are rejected as being dependent on Claim 1. Claim 13 recites “a portion of the first connection electrode and a portion of the second connection electrode are adjacent to each other, are spaced apart from each other, and overlaps the first opening. (See Fig. 1)” It is not clear what overlaps the first opening. Is it a portion of the first connection electrode or a portion of the second connection electrode or both. Can only one of the portion overlap and while both are adjacent and spaced apart? Can collectively associated portions overlap without requiring each individually to overlap? For the purposes as long as a portion of the first connection electrode or a portion of the second connection electrode overlaps the first opening the limitation considered to be met. Claims 14-20 are rejected as being dependent on Claim 1. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-7, 13, 14, 16 and 17 is/are rejected under 35 U.S.C. 102(A1) as being anticipated by Kim (US 2014/0299843 A1). Regarding Claim 1, Kim (Fig. 11) discloses a display apparatus comprising: a substrate (101); a first transistor comprising a first semiconductor layer (A1) on the substrate (101) and a first electrode (114-1) overlapping the first semiconductor layer (A1); a first capacitor (Cst1) comprising the first electrode (114-1) and a second electrode (117), the second electrode overlapping the first electrode (Fig. 11); a second capacitor (Cst2) comprising the second electrode (117) and a third electrode (118-1), the third electrode overlapping the second electrode (Fig. 11); a first connection electrode (130) and a second connection electrode (120) disposed on the third electrode (118-1), wherein the third electrode (118-1) comprises a first opening (opening in 118-1), and a portion of the first connection electrode (130) and a portion of the second connection electrode (120) are adjacent to each other (Fig. 11), are spaced apart from each other, and overlap the first opening. (See Fig. 11) Regarding Claim 2, Kim (Fig. 11) discloses the display apparatus of claim 1, wherein the first connection electrode (120) is electrically connected to the first electrode (114-1), and the second connection electrode (120) is electrically connected to the second electrode. (117) Regarding Claim 3, Kim (Fig. 11) discloses the display apparatus of claim 1, wherein the second electrode (117) comprises a second opening (115) overlapping the first opening in a direction perpendicular to an upper surface of the substrate (101), and a portion of the first connection electrode (130) overlaps the second opening. (See Fig. 11) Regarding Claim 4, Kim (Fig. 11) discloses the display apparatus of claim 3, wherein a size of the first opening is greater than a size of the second opening. (See Fig. 11) The Examiner notes that opening have tapered edges and as long as the first opening is greater than a size of the second opening at any point the limitation is considered to be met. Regarding Claim 5, Kim (Fig. 11) discloses the display apparatus of claim 3, wherein a size of the first opening is substantially equal to or greater than twice a size of the second opening. (See Fig. 11) Regarding Claim 6, Kim (Fig. 11) discloses the display apparatus of claim 1, wherein the second electrode (117) is disposed above the first electrode (114-1), the third electrode (118-1) is disposed above the second electrode (117), and the first connection electrode (130) and the second connection electrode (120) are disposed above the third electrode (118-1). Regarding Claim 7, Kim (Fig. 11) discloses the display apparatus of claim 1, wherein the first connection electrode (130) and the second connection electrode (120)) are disposed on a same layer. (Fig. 11) Regarding Claim 13, Kim (Fig. 11) discloses a display apparatus comprising: a substrate (101); a first semiconductor layer (A1) disposed above the substrate (101); a first gate layer (GL1) disposed above the first semiconductor layer (A1), the first gate layer (GL1) comprising a first electrode (GL1); a second gate layer (GL2) disposed above the first gate layer (GL2), the second gate layer comprising a second electrode (GL2) overlapping the first electrode (GL1) in a direction toward an upper surface of the substrate; (Fig. 11) a connection conductive layer (GL3) disposed above the second gate layer (GL2), the connection conductive layer comprising a third electrode (GL3) overlapping the second electrode (GL2) and having a first opening; (Fig. 11) and a connection electrode layer (130, 120) disposed above the connection conductive layer (GL3), the connection electrode layer comprising a first connection electrode (130) and a second connection electrode (120), wherein a portion of the first connection electrode (130) and a portion of the second connection electrode (120) are adjacent to each other, are spaced apart from each other, and overlaps the first opening. (See Fig. 1) Regarding Claim 14, Kim (Fig. 11) discloses the display apparatus of claim 13, wherein the second electrode (GL2) comprises a second opening overlapping (115) the first opening in a direction perpendicular to the upper surface of the substrate (101), and a portion of the first connection electrode (130) overlaps the second opening. (See Fig. 11) Regarding Claim 16, Kim (Fig. 11) discloses the display apparatus of claim 14, wherein a size of the first opening is greater than a size of the second opening. (Fig. 11) The Examiner notes that opening have tapered edges and as long as the first opening is greater than a size of the second opening at any point the limitation is considered to be met. Regarding Claim 17, Kim (Fig. 11) discloses the display apparatus of claim 14, wherein a size of the first opening is substantially equal to or greater than twice a size of the second opening. (Fig. 11) Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DMITRIY YEMELYANOV whose telephone number is (571)270-7920. The examiner can normally be reached M-F 9a.m.-6p.m. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Landau can be reached at (571) 272-1731. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DMITRIY YEMELYANOV/Examiner, Art Unit 2891
Read full office action

Prosecution Timeline

Dec 29, 2023
Application Filed
Apr 10, 2026
Non-Final Rejection mailed — §102, §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
92%
With Interview (+18.6%)
2y 7m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 546 resolved cases by this examiner. Grant probability derived from career allowance rate.

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