Prosecution Insights
Last updated: July 05, 2026
Application No. 18/401,846

PACKAGES WITH DTCS ON OTHER DEVICE DIES AND METHODS OF FORMING THE SAME

Non-Final OA §102§103
Filed
Jan 02, 2024
Priority
Sep 11, 2023 — provisional 63/581,817
Examiner
SPRENGER, JAIME LYNN
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Taiwan Semiconductor Manufacturing Company, Ltd.
OA Round
1 (Non-Final)
100%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 100% — above average
100%
Career Allowance Rate
1 granted / 1 resolved
+32.0% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
20 currently pending
Career history
19
Total Applications
across all art units

Statute-Specific Performance

§103
86.7%
+46.7% vs TC avg
§102
8.9%
-31.1% vs TC avg
§112
2.2%
-37.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim 18 rejected under 35 U.S.C. 102(a)(1) based upon a public use or sale or other public availability of the invention. Claim 18 is unpatentable over Hsiao-Yun Chen et al. (US 20230260977 A1) herein after referred to as “Chen”, Regarding claim 18 Chen teaches A structure (Fig 11) comprising: a first device die (104A) comprising: a semiconductor substrate (124) ; first integrated circuits (126) close to a bottom surface of the semiconductor substrate (124); and a trench capacitor (128) , wherein a first portion of the first integrated circuits (bottom portion) and a first portion of the trench capacitor (top portion) are on opposing sides of the semiconductor substrate (are on opposite sides of 124), and wherein a second portion of the first integrated circuits and a second portion of the trench capacitor are in the semiconductor substrate(both 126 and 128 are in the substrate Fig 11); and a second device die (102A) over and bonding to the first device die, wherein the second device die comprises second integrated circuits (Para. [0032] refers to 102A as an active IC die) electrically coupling to the trench capacitor. (Para. [0048] says trench capacitors can reduce power supply noise to its active dies). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-5, 9-13, 16, 17, 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Chen, and further in view of Paul S. Andry et al. (US 20080284037 A1) herein after referred to as “Andry”. Regarding claim 1, Chen teaches A method comprising: forming first integrated circuits (Fig 11 elements126) on a front side (Para. [0037])of a semiconductor substrate(124) of a first device die (104A); forming a trench capacitor(128) extending from a backside of the semiconductor substrate into the semiconductor substrate (Para. [0037]); forming a first through-via and a second through-via (136) penetrating through the semiconductor substrate (Fig 11), wherein the trench capacitor is electrically coupled between the first through-via and the second through-via (para [0038], [0037]); and bonding a second device die (102A) to the first device die, wherein the second device die comprises second integrated circuits (Para. [0032]). Chen does not explicitly teach wherein power nodes of the second integrated circuits are electrically coupled to the first through-via and the second through-via. Andry teaches a microelectronic packaging of semiconductor chips wherein power nodes (Fig 4 elements 44a and 44b) of the second integrated circuits (41) are electrically coupled to the first through-via and the second through-via.(42c) It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to modify the device of Chen such that the power nodes of the second integrated circuits are electrically coupled to the first through-via and the second through-via, as described in Andry because the modification allows for increased space utilization efficiency by having the nodes be a high density array of micro C4 power nodes (Andry Para [0034]). Regarding claim 2, Chen in view of Andry teaches The method of claim 1, Chen further teaches wherein the second device die is free from decoupling capacitors used for regulating power. (102A does not touch 128) Regarding claim 3, Chen in view of Andry teaches The method of claim 1, Chen further teaches wherein the second device die(Fig 11 elements 102A) is bonded over the first device die (104A), and wherein the trench capacitor(128) overlaps a part of the first integrated circuits.(126) Regarding claim 4, Chen in view of Andry teaches The method of claim 1, Chen does not describe wherein the first through-via is electrically connected to electrical ground, and the second through-via is electrically connected to VDD. Andry further teaches wherein the first through-via (Fig 4 elements 42c on the left ) is electrically connected to electrical ground (45a GND), and the second through-via (42c on the right) is electrically connected to VDD (45b). It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to modify the device of Chen such that the first through-via is electrically connected to electrical ground, and the second through-via is electrically connected to VDD, as described in Andry because the modification allows for the efficient power redistribution. (Andry Para. [0035]) Regarding claim 5, Chen in view of Andry teaches The method of claim 1 Chen further teaches further comprising: placing the first device die over a carrier (Fig. 11 elements 1024), wherein the front side of the semiconductor substrate faces the carrier (Para. [0037] Fig. 11); forming gap-filling regions (104C) around the first device die (104A); and performing a thinning process to thin the semiconductor substrate (Para. [0053]). Regarding claim 9, Chen in view of Andry teaches The method of claim 1 Chen further teaches further comprising bonding a package component (Fig 1A elements106) to the first device die(104A), wherein the package component is free from decoupling capacitors therein. (106 does not touch 128) Regarding claim 10, Chen in view of Andry teaches The method of claim 1, Chen further teaches wherein the first integrated circuits(126) in the first device die(104A) are configured to use a power that is regulated by the trench capacitor (128).(Para. [0039] ) Regarding claim 11, Chen teaches A structure comprising: a first device die(Fig 11 elements104A) comprising: a semiconductor substrate(124); first integrated circuits(126) at a bottom surface of the semiconductor substrate(126 is on the lower most surface of 124); a first through-via and a second through-via (136)penetrating through the semiconductor substrate(fig 11); and a trench capacitor (128)extending from a top surface(fig 11) of the semiconductor substrate into the semiconductor substrate, wherein the trench capacitor is electrically coupled to the first through-via and the second through-via(para [0037],[0038]); and a second device die(102A) over and bonding to the first device die, wherein the second device die comprises second integrated circuits(Para. [0032] refers to 102A as an active IC die), Chen does not describe and a power node of the second integrated circuit is connected to at least one of the first through-via and the second through-via. Andry Teaches and a power node (Fig. 4 elements 44a or 44b) of the second integrated circuit(41) is connected to at least one of the first through-via and the second through-via(42c). It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to modify the device of Chen such that power node of the second integrated circuit is connected to at least one of the first through-via and the second through-via, as described in Andry because the modification allows for increased space utilization efficiency by having the nodes be a high density array of micro C4 power nodes (Andry (Para [0034]). Regarding claim 12, Chen in view of Andry teaches The structure of claim 11, Chen does not describe wherein the power node comprises a VDD node and a VSS node. Andry further teaches wherein the power node comprises a VDD node (Fig. 4 elements 45b and 44b) and a VSS node(45a and 44a). It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to modify the device of Chen such that the power node comprises a VDD node and a VSS node, as described in Andry because the modification allows for the redistribution of lower pitch voltage and lower pitch ground. (Andry Para [0035]) Regarding claim 13, Chen in view of Andry teaches The structure of claim 11, Chen further teaches wherein the second device die(102A) is free from decoupling capacitor(128) for regulating power therein.(102A does not touch 128) Regarding claim 16, Chen in view of Andry teaches The structure of claim 11, Chen does not describe wherein two power nodes of the second integrated circuits are connected to the first through-via and the second through-via Andry further teaches wherein two power nodes (Fig 4 elements 44a and 44b) of the second integrated circuits(41) are connected to the first through-via and the second through-via (42c). It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to modify the device of Chen such that the two power nodes of the second integrated circuits are connected to the first through-via and the second through-via, as described in Andry because the modification allows for the allows for increased space utilization efficiency by having the nodes be a high density array of micro C4 power nodes (Andry Para [0034]). Regarding claim 17, Chen in view of Andry teaches The structure of claim 16, Chen further teaches wherein the portion (bottom) of the first integrated circuits (fig. 11 elements 126) comprises a part in a lower part of a portion of the semiconductor substrate(124), and the trench capacitor (128) occupies an upper part of the portion of the semiconductor substrate(124).(Fig. 11) Regarding claim 19, Chen teaches The structure of claim 18, wherein the trench capacitor(128) is a decoupling capacitor (Para. [0039] Chen does not explicitly describe electrically coupled to a power node of the second integrated circuits. Andry teaches wherein the trench capacitor(Fig 4 elements 48) is a decoupling capacitor (Para. [0036]) electrically coupled to a power node of the second integrated circuits.(para [0036] and fig 4). It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to modify the device of Chen such that the trench capacitor is a decoupling capacitor electrically coupled to a power node of the second integrated circuits., as described in Andry because the modification allows for the modification allows for the redistribution of lower pitch voltage and lower pitch ground. (Andry Para [0035]) Claim(s) 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Chen as applied to claim 18 above, and further in view of Chia-Ming Hung et al. (US 20230282726 A1) herein after referred to as Hung. Regarding claim 20, Chen teaches The structure of claim 18 further comprising a first through-via and a second through-via (136) penetrating through the semiconductor substrate(Fig 11), Chen does not describe wherein a first capacitor electrode and a second capacitor electrode of the trench capacitor are connected to the first through-via and the second through-via, respectively. Hung teaches a semiconductor device of integrated circuits wherein a first capacitor electrode(152) and a second capacitor electrode (153)of the trench capacitor(150) are connected to the first through-via(143 connected to 152) and the second through-via (144 connected to 153), respectively.(Para [0038],[0039]) It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to modify the device of Chen such that a first capacitor electrode and a second capacitor electrode of the trench capacitor are connected to the first through-via and the second through-via, respectively, as described in Hung because the modification allows for the electrodes to be electrically connected to at least the second IC circuit (Hung Para [0038],[0039]) Claim(s)14 and 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Chen in view of Andry as applied to claim 11 above, and further in view of Archanna Srinivasan et al. (US 20210313991 A1) herein after referred to as “Sri” Regarding claim 14 Chen in view of Andry teaches The structure of claim 11, Chen does not describe wherein all of integrated circuits in the first device die are electrically decoupled from the trench capacitor. Sri teaches wherein all of integrated circuits (circuits of both base IC dies 312-314) in the first device die are electrically decoupled from the trench capacitor (721-723 a decoupling capacitor has been shown to be a trench capacitor above).( Para [0049] fig 7) It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to modify the device of Chen in view of Andry such that the all of integrated circuits in the first device die are electrically decoupled from the trench capacitor, as described in Sri because the modification allows for the reduction of supply voltage droops and spikes in the active IC die. (Para. [0049]) Regarding Claim 15 Chen in view of Andry teaches The structure of claim 11, Chen does not describe wherein the first integrated circuits are electrically decoupled from the trench capacitor. Sri teaches wherein the first integrated circuits (circuits of both base IC dies 312-314) are electrically decoupled from the trench capacitor. (721-723 a decoupling capacitor has been shown to be a trench capacitor above).( Para [0049] fig 7) It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to modify the device of Chen in view of Andry such that the first integrated circuits are electrically decoupled from the trench capacitor, as described in Sri because the modification allows for the reduction of supply voltage droops and spikes in the active IC die. (Para. [0049]) Claim(s) 6, 7, 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Chen in view of Andry as applied to claim 5 above, and further in view of Changyok Park et al. (US 20210375551 A1) herein after referred to as “Park”. Regarding Claim 6 Chen in view of Andry teaches The method of claim 5, Chen further teaches further comprising, after the thinning process (Para. [0053])., creating the semiconductor substrate from the backside of the semiconductor substrate to form deep trenches (Para. [0037]), wherein the trench capacitor extends into the deep trenches.(Fig. 11) Chen does not explicitly mention etching being the process of creating the deep trenches Park teaches etching the semiconductor substrate to form deep trenches (Para [0038] process 102 fig. 2A) It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to modify the device of Chen such that the process of creating deep trenches is etching, as described in Park because the modification allows for the precision etching is known for and to remove some or all of the dielectric material. (Para [0038]) Regarding Claim 7 Chen in view of Andry teaches The method of claim 5, Chen further teaches wherein the first through-via and the second through-via (Fig 8 element136) are formed before the first device die is placed over the carrier (fig 8 and 10 para [0053], Chen does teach the thinning of the substrate but not after the formation of the through vias. Park teaches and the thinning process (process 120 Fig 1 and 2j) is performed until the first through-via and the second through-via are exposed. It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to modify the device of Chen in view of Andry such that the thinning process is performed until the first through-via and the second through-via are exposed, as described in Park because the modification allows for the TSVs to extend between front and back sides so that an they may be electrically connected (Fig 1 Para [0046]) Regarding Claim 8 Chen in view of Andry teaches The method of claim 5, Chen further teaches further comprising: after the thinning process (Para. [0053]), forming the first through-via and the second through-via penetrating through the semiconductor substrate (Fig 8 Para [0053]) Chen does not explicitly teach the etching of the through openings. Park teaches further etching (process 102) the semiconductor substrate to form through-openings (fig 2A elements 222-1 and 222-2) penetrating through the semiconductor substrate (202), wherein the first through-via and the second through-via are formed in the through-openings.(para [0032]) It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to modify the device of Chen in view of Andry such that after the thinning process, further etching the semiconductor substrate to form through-openings penetrating through the semiconductor substrate, wherein the first through-via and the second through-via are formed in the through-openings, as described in view of Park because the modification allows for the for the precision etching is known for and to remove some or all of the unwanted material. (Para [0032]) Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Liu; Xi et al. (US 20230343729 A1), WAN; ALBERT et al. (US 20180148317 A1) JEON; Hyung Jun et al. (US 20240186247 A1) Chudzik, Michael Patrick et al. (US 20040108587 A1) Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAIME LYNN SPRENGER whose telephone number is (571)272-8444. The examiner can normally be reached Monday - Thursday, 7:30a.m. - 5:00p.m. ET.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sue Purvis can be reached at 571-272-1236. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JAIME LYNN SPRENGER/Examiner, Art Unit 2893 /J.L.S./Examiner, Art Unit 2893 /SUE A PURVIS/Supervisory Patent Examiner, Art Unit 2893
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Prosecution Timeline

Jan 02, 2024
Application Filed
Oct 08, 2025
Response after Non-Final Action
Apr 01, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
100%
Grant Probability
99%
With Interview (+0.0%)
2y 7m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1 resolved cases by this examiner. Grant probability derived from career allowance rate.

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