Prosecution Insights
Last updated: July 17, 2026
Application No. 18/439,469

IN-SITU METAL DEPOSITION FOR REDUCED CHARGING DURING DIELECTRIC ETCH

Non-Final OA §102§103
Filed
Feb 12, 2024
Examiner
TRAN, BINH X
Art Unit
1713
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Tokyo Electron Limited
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
750 granted / 921 resolved
+16.4% vs TC avg
Moderate +12% lift
Without
With
+12.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
31 currently pending
Career history
954
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
65.7%
+25.7% vs TC avg
§102
9.8%
-30.2% vs TC avg
§112
19.8%
-20.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 921 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions 2. Applicant’s election without traverse of Group I (claims 1-15) in the reply filed on 01/12/2026 is acknowledged. 3. Claims 16-20 are cancelled by applicant’s in the response filed 01/12/2026. Claim Objections 4. Claims 3, 11 are objected to because of the following informalities: Claim 3 recites the limitation "the oxidation state" in line 2. There is insufficient antecedent basis for this limitation in the claim. Claim 11 recites the limitation "the oxidation state" in line 2. There is insufficient antecedent basis for this limitation in the claim. Appropriate correction is required. Claim Rejections - 35 USC § 102 5. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. 6. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. 7. Claims 1-3, 6-9, 11 are rejected under 35 U.S.C. 102(a)(1) and/or 102(a)(2) as being anticipated by Kumakura et al. (US 2022/0399212 A1). As to claim 1, Kumakura discloses a method of etching a dielectric material, the method comprising cyclically performing a cycle comprising the following steps in situ within an etching chamber: performing an etch step comprising etching the dielectric material (102 or 102B) through openings of a mask (120 or MA, 120B) using plasma generated from an etch precursor gas to form recesses in the dielectric material (102 or 102B) (See paragraph 0037; 0039, 0055, 0071-0072, 0140; Fig 1, Fig 2A; Fig 19A-19B); and performing a deposition step comprising depositing a conductive coating (301 or PF) comprising a metal on both the mask and the dielectric material including sidewalls of the recesses using a deposition gas comprising the metal (paragraph 0039-0040, 0072, Fig 7A; Fig 14-15). As to claim 2, Kumakura discloses the cycle further comprises performing a modification step comprising forming an intermediate layer (300) at a sidewalls of the recess after the etching step (S100) and before the deposition step (i.e. first cycle of forming protective film), the deposition step (second or next cycle after the first cycle) comprising depositing the conductive coating (301) on the intermediate layer (300) (See Fig 1, Fig 2A-2D, Fig 15; paragraph 0072-0076, 0100). As to claim 3, Kumakura discloses wherein depositing of conductive coating (301) during the deposition step comprises a reduction reaction (using reducing gas) that reduces the oxidation state of the metal in the deposition gas (WF6) to deposit the conductive coating (See paragraph 0072, 0074; Note: WF6 is reduced to tungsten (W) using reducing gas; or TiCl4 is reduced to titanium using reducing gas). As to claim 6, Kumakura discloses wherein depositing the conductive coating during the deposition step comprises depositing the conductive coating on sidewalls of the mask and the sidewalls of the recesses so that the conductive coating extends from a top surface of the mask substantially to bottom surfaces of the recesses (paragraph 0039, Fig 2A-2D). As to claim 7, Kumakura discloses the mask (120) is a conductive (e.g. metal; See paragraph 0130). As to claim 8, Kumakura discloses a method of high aspect ratio contact (HARC) etching a wafer within a plasma etching chamber using chemical vapor deposition (CVD) and reactive-ion etching (RIE), the method comprising: performing a CVD step on the wafer in situ within the plasma etching chamber, the CVD step comprising conformally depositing a conductive coating (301 or 304) in openings of a hardmask overlying a dielectric material (102) using a deposition gas comprising a metal, the conductive coating comprising the metal (paragraph 039, 0071-0072, 0074; 0079, 0092, 0098, 0115, Fig 7A; and performing an RIE step on the wafer in situ within the plasma etching chamber, the RIE step comprising etching the dielectric material through the openings of the hardmask using plasma generated from an etch precursor gas comprising an etchant species to extend recesses into the dielectric material, the plasma comprising reactive ions of the etchant species (paragraph 0162-0164, Fig 15). As to claim 9, Kumakura discloses the dielectric material is an ONO stack comprising a plurality of oxide layers separated by nitride layer (paragraph 0073, silicon oxide/silicon nitride stack). As to claim 11, Kumakura discloses wherein depositing of conducive coating (301) during the deposition step comprises a reduction reaction (using reducing gas) that reduces the oxidation state of the metal in the deposition gas (WF6) to deposit the conductive coating (See paragraph 0072, 0074; Note: WF6 is reduced to tungsten (W) using reducing gas ). 8. Claim(s) 1-3, 6 are rejected under 35 U.S.C. 102(a)(1) and/or 102(a)(2) as being anticipated by Cheng et al. (US 10,170322 B1). As to claim 1, Cheng discloses a method of etching a dielectric material (30), the method comprising cyclically performing a cycle comprising the following steps in situ within an etching chamber: performing an etch step comprising etching the dielectric material (30) through openings of a mask (32) using plasma generated from an etch precursor gas to form recesses in the dielectric material (paragraph col. 7 lines 19 to col. 9 lines 20, Fig 1C); and performing a deposition step comprising depositing a conductive coating (72) comprising a metal on both the mask (32) and the dielectric material (30) including sidewalls of the recesses using a deposition gas comprising the metal (Fig 1E, col. 11 lines 23 to col. 12 line 45). As to claim 2, Cheng discloses the cycle further comprises performing a modification step comprising forming an intermediate layer (40S’-44S’) at a sidewalls of the recess after the etching step and before the deposition step, the deposition step comprising depositing the conductive coating (72) on the intermediate layer (40S, 44S’) (See 1D-1E; col. 9 lines 22 to col. 11 lines 22). As to claim 6, Cheng discloses wherein depositing the conductive coating during the deposition step comprises depositing the conductive coating (72) on sidewalls of the mask (32) and the sidewalls of the recesses (40, 44) so that the conductive coating extends from a top surface of the mask substantially to bottom surfaces of the recesses (Fig 1E, , col. 11 lines 23 to line 67)). Claim Rejections - 35 USC § 103 9. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 10. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. 11. Claims 4-5 are rejected under 35 U.S.C. 103 as being unpatentable over Kumakura (US 2022/0399212 A1) as applied to claim 8 above, and further in view of Reinmuth et al. (US 2022/0328258 A1). As to claim 4, Kumakura fails to disclose depositing the conductive coating during the deposition step comprises a replacement reaction between a seed material at the sidewalls of the recesses and the metal of the deposition gas. However, Kumakura clearly teaches to deposit tungsten into a recess using WF6 (paragraph 0074). Reinmuth teaches to deposit tungsten into the recess by using a process comprises a replacement reaction between a seed material such as silicon at the sidewalls of the recesses and the metal of the deposition gas comprises WF6 in order to enhance the metal deposition into a narrow trench (paragraph 0017, 0040). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Kumakura in view of Reinmuth by depositing a conductive coating comprises a replacement reaction between a seed material at the sidewalls of the recesses and the metal of the deposition gas because the seed layer helps to enhance metal deposition into a narrow trench (paragraph 0017). As to claim 5, Kumakura fails to disclose the seed material comprises silicon. However, Kumakura clearly teaches the metal is tungsten (paragraph 00074). Reinmuth teaches to use a seed layer comprises silicon in order to enhance tungsten deposition process into a narrow trench (paragraph 0017). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Kumakura in view of Reinmuth by using a seed material comprises silicon because it helps to enhance tungsten deposition process into a narrow trench 12. Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Kumakura (US 2022/0399212 A1) as applied to claim 8 above, and further in view of Li et al. (US 2023/0397510 A1). As to claim 10, Kamakura fails to disclose performing a preliminary RIE step in situ within the plasma etching chamber before the CVD step, the preliminary RIE step comprising etching the dielectric material through the openings of the hardmask using plasma generated from the etch precursor gas to extend the recesses into the dielectric material. However, Kamakura clearly teaches to use plasma etching to create recesses (paragraph 0034, 0151). Li teaches performing a preliminary RIE step in situ within the plasma etching chamber before the CVD step, the preliminary RIE step comprising etching the dielectric material through the openings of the hardmask using plasma generated from the etch precursor gas to extend the recesses into the dielectric material (paraph 0034, 0049). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Kamakura in view of Li by having a preliminary RIE step comprising etching the dielectric material through the openings of the hardmask using plasma generated from the etch precursor gas to extend the recesses into the dielectric material because equivalent and substitution of one for the other would produce an expected result (See MPEP 2143(I)(B)). 13. Claims 12-13 are rejected under 35 U.S.C. 103 as being unpatentable over Kumakura (US 2022/0399212 A1) as applied to claim 8 above, and further in view of Cen et al. (US 2022/0359279 A1). As to claim 12, Kumakura fails to disclose performing a nitrogen treatment step comprising forming a conformal intermediate layer comprising nitrogen in the openings of the hardmask, wherein the CVD step comprises conformally depositing the conductive coating on the conformal intermediate layer, the conductive coating being a tungsten coating. However, Kumakura clearly disclose deposit a tungsten into the opening of the hardmask. Cen teaches performing a nitrogen treatment step comprising forming a conformal intermediate layer (505) comprising nitrogen (TiN) in the openings of the hardmask (501), wherein the CVD step comprises conformally depositing the conductive coating (506) on the conformal intermediate layer (505), the conductive coating being a tungsten coating (paragraph 0035-0040). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Kumakura in view of Cen by performing a nitrogen treatment step comprising forming a conformal intermediate layer comprising nitrogen in the openings of the hardmask, wherein the CVD step comprises conformally depositing the conductive coating on the conformal intermediate layer, the conductive coating being a tungsten coating because the intermediate layer (505) act as a diffusion barrier for subsequent tungsten deposition (See paragraph 0039). As to claim 13, Kumakura fails to disclose wherein the conductive coating comprises tungsten nitride, and wherein the reduction reaction comprises using a nitrogen-containing gas to reduce the tungsten and deposit the tungsten nitride. However, Kumakura clearly teaches the coating comprises tungsten (paragraph 0072, 0074). Cen teaches the conductive coating comprises tungsten nitride, and wherein the reduction reaction comprises using a nitrogen-containing gas to reduce the tungsten and deposit the tungsten nitride (paragraph 0044, 0047-0048). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Kumakura in view of Cen by having wherein the conductive coating comprises tungsten nitride, and wherein the reduction reaction comprises using a nitrogen-containing gas to reduce the tungsten and deposit the tungsten nitride because it helps to create a nucleation layer to provide a bottom up tungsten bulk fill to avoid the formation of seam or voids (abstract, paragraph 0045). 14. Claim 14 is rejected under 35 U.S.C. 103 as being unpatentable over Kumakura (US 2022/0399212 A1) as applied to claim 8 above, and further in view of Humayun (US 8,053,365 B2). As to claim 14, Kumakura fails to disclose the conductive coating comprises tungsten carbide and the reduction reaction comprises using a carbon-containing gas to reduce the tungsten and deposit the tungsten carbide. However, Kumakura clearly teaches to deposit conductive coating comprises tungsten, wherein the deposition step comprises a reduction reaction that reduces the oxidation state of the tungsten in the deposition gas (paragraph 0074). Humayun teaches to form a film stack comprises a mixed tungsten and tungsten carbide wherein tungsten carbide is formed through a reaction comprises using a carbon-containing gas to reduce the tungsten and deposit the tungsten carbide (col. 4 lines 42 to col. 5 line 67; Humayun’s claims 1, 3, 27). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify Kumakura in view of Humayun by having the conductive coating comprises tungsten carbide and the reduction reaction comprises using a carbon-containing gas to reduce the tungsten and deposit the tungsten carbide because tungsten carbide provides excellent adhesion and a good base for subsequent tungsten deposition (See abstract). Allowable Subject Matter 15. Claim 15 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. 16. The following is a statement of reasons for the indication of allowable subject matter: The cited prior arts fail to disclose or suggest performing a modification step comprising a silane treatment to incorporate silicon at sidewalls of the recesses extending into the dielectric material, wherein conformally depositing the conductive coating during the CVD step comprises a replacement reaction replacing the silicon at the sidewalls of the recesses with the tungsten of the deposition gas. Conclusion 17. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BINH X TRAN whose telephone number is (571)272-1469. The examiner can normally be reached Monday-Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joshua Allen can be reached at 571-270-3176. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. BINH X. TRAN Examiner Art Unit 1713 /BINH X TRAN/ Primary Examiner, Art Unit 1713
Read full office action

Prosecution Timeline

Feb 12, 2024
Application Filed
May 12, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
93%
With Interview (+12.0%)
2y 9m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 921 resolved cases by this examiner. Grant probability derived from career allowance rate.

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