Prosecution Insights
Last updated: October 01, 2026
Application No. 18/444,858

SELF-ALIGNED STORAGE NODE CONTACT IN DYNAMIC RANDOM ACCESS MEMORY (DRAM) DEVICE

Non-Final OA §103
Filed
Feb 19, 2024
Examiner
SUN, YU-HSI DAVID
Art Unit
2817
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Applied Materials Inc.
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
683 granted / 881 resolved
+9.5% vs TC avg
Moderate +8% lift
Without
With
+8.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
31 currently pending
Career history
897
Total Applications
across all art units

Statute-Specific Performance

§101
3.5%
-36.5% vs TC avg
§103
46.3%
+6.3% vs TC avg
§102
22.5%
-17.5% vs TC avg
§112
19.9%
-20.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 881 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election with traverse of Invention I, Species I in the reply filed on 8/4/2026 is acknowledged. The traversal is on the ground(s) that there is no unreasonable burden to search all inventions. This is not found persuasive because prior art that reads on one invention/species does not necessarily read on the others. Thus, as serious burden exists insofar as the need for different fields of search (different classes, search strategies, etc). The requirement is still deemed proper and is therefore made FINAL. Claims 7 and 16-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention and species, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 8/4/2026. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 11-14 are rejected under 35 U.S.C. 103 as being unpatentable over MAO et al. (US PG Pub 2026/0136531, hereinafter Mao). Regarding claim 11, figure 8 of Mao discloses a method for forming a self-aligned interlayer dielectric (ILD) in a vertical channel structure, comprising: selectively depositing an ILD (74) on a dielectric region (821) versus an exposed surface of a channel pillar (2) disposed within the dielectric region, wherein: the channel pillar comprises silicon (Si, ¶ 42). Mao does not explicitly disclose the dielectric region comprises silicon oxide (SiO2). However, it would have been obvious to use silicon oxide since it is a well-known material in the art for dielectric layers. Regarding claim 11, Mao does not explicitly disclose the channel pillar has a diameter of between 5 nm and 10 nm, and is spaced from an adjacent channel pillar by a spacing of between 18 nm and 25 nm. However, it would have been obvious to form the channel pillar to have a diameter and be spaced at a distance within the claimed ranges, since it has been held by the Federal circuit that, where the only difference between the prior art and the claims was a recitation of relative dimensions of the claimed device and a device having the claimed relative dimensions would not perform differently than the prior art device, the claimed device was not patentably distinct from the prior art device. (In Gardner v. TEC Systems, Inc., 725 F.2d 1338, 220 USPQ 777 (Fed. Cir. 1984), cert. denied, 469 U.S. 830, 225 USPQ 232 (1984)). Regarding claim 13, Mao does not explicitly disclose ILD comprises aluminum oxide (Al203), hafnium oxide (HfO2), titanium oxide (TiO2), zinc oxide (ZnO), or indium oxide (In203). However, it would have been obvious to use one of the claimed materials since they are well-known material in the art for interlayer dielectric layers. Regarding claim 14, Mao does not explicitly disclose 14. (Original) The method of claim 11, wherein the ILD has a thickness of between about 20 nm and about 30 nm. However, it would have been obvious to form the ILD to have a thickness within the claimed ranges, since it has been held by the Federal circuit that, where the only difference between the prior art and the claims was a recitation of relative dimensions of the claimed device and a device having the claimed relative dimensions would not perform differently than the prior art device, the claimed device was not patentably distinct from the prior art device. (In Gardner v. TEC Systems, Inc., 725 F.2d 1338, 220 USPQ 777 (Fed. Cir. 1984), cert. denied, 469 U.S. 830, 225 USPQ 232 (1984)). Allowable Subject Matter Claims 1-5 and 7-10 are allowed. Regarding claim 1, the closest prior art of record, MAO et al. (US PG Pub 2026/0136531), either singularly or in combination, does not disclose or suggest the combination of limitations including “a method for forming a storage node contact in a dynamic random access memory (DRAM) device, comprising: performing an array wafer polish process to polish an array wafer from a top side of the array wafer, the array wafer comprising a bitline layer, a channel pillar over the bitline layer and surrounded by a gate oxide layer, a word line layer on both sides of the channel pillar, and a bottom source/drain (S/D) junction that electrically connects the channel pillar to the bitline layer, disposed within a shallow trench isolation (STI); performing a junction implant and activation process to dope a top portion of the channel pillar and form a top S/D junction; performing a selective dielectric deposition process to selectively form an interlayer dielectric (ILD) on the STI versus the top S/D junction; performing a silicidation process to form an interface layer on an exposed surface of the top S/D junction; performing a contact metal deposition process to deposit a contact metal layer on the ILD and the interface layer; performing a storage node landing pad (SNLP) lithography and etch process to form a storage node landing pad in the contact metal layer; and performing an insulator fill process to fill a gap between the storage node landing pad and an adjacent storage node landing pad with insulator fill material”. Claim 15 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to YU-HSI DAVID SUN whose telephone number is (571)270-5773. The examiner can normally be reached Mon-Fri 8am-4pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Marlon Fletcher can be reached at 571-272-2063. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /YU-HSI D SUN/ Primary Examiner, Art Unit 2817
Read full office action

Prosecution Timeline

Feb 19, 2024
Application Filed
May 26, 2026
Response after Non-Final Action
Aug 27, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
86%
With Interview (+8.4%)
2y 8m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 881 resolved cases by this examiner. Grant probability derived from career allowance rate.

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