Prosecution Insights
Last updated: October 22, 2026
Application No. 18/447,340

TRANSFER FIN FIELD EFFECT TRANSISTOR (finFET) OF A PIXEL SENSOR HAVING A PLURALITY OF CHANNEL FINS COUPLING THE N-TYPE REGION OF A PHOTODIODE TO AN EXTENSION REGION OF FLOATING DIFFUSION (FD)

Non-Final OA §103§112
Filed
Aug 10, 2023
Priority
Mar 26, 2021 — divisional of 12/446,338
Examiner
MAI, ANH D
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Taiwan Semiconductor Manufacturing Company, Ltd.
OA Round
3 (Non-Final)
38%
Grant Probability
At Risk
3-4
OA Rounds
5m
Est. Remaining
47%
With Interview

Examiner Intelligence

Grants only 38% of cases
38%
Career Allowance Rate
267 granted / 709 resolved
-30.3% vs TC avg
Moderate +10% lift
Without
With
+9.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
38 currently pending
Career history
769
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
44.6%
+4.6% vs TC avg
§102
22.0%
-18.0% vs TC avg
§112
30.2%
-9.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 709 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on June 24, 2026 has been entered. Status of the Claims Species 1 is Elected. Amendment filed June 26, 2026 is acknowledged. Claims 1, 8, and 15 have been amended. Claims 1-3 and 5-21 are pending. Action on merits of Species 1, claims 1-3 and 5-21 follows. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. Claims 1-3 and 5-21 are rejected under 35 U.S.C. 112(a) as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. There does not appear to be a written description of the claim limitation “wherein a portion of the substrate is disposed on a top surface of the p-type region, and wherein the top surface of the p-type region is disposed below the top surface of the substrate;” (amended claims 1, 8 and 15) (emphasis added) in the application as filed. Note that on top surface of the p-type region 308 is the “buffer oxide” ass shown in FIGS. 3C, 5E-5H. As shown in FIG. 5H, above the finFET is the “buffer oxide” 358a,b. Therefore the limitations: “wherein a portion of the substrate is disposed on a top surface of the p-type region, and wherein the top surface of the p-type region is disposed below the top surface of the substrate;” are new matters. As shown in FIG. 5H, above the finFET is the “buffer oxide” 358a,b. Applicant must cancel the un-support new matters in response to the Office Action. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1, 3, 5 and 21 are rejected under 35 U.S.C. 103 as being unpatentable over LYU (US. Pub. No. 2006/0084195) in view of AMARI (US. Patent No. 8,937,349) both of record, and STEVENS et al. (US. Patent No. 6,730,899). With respect to claim 1, LYU teaches a pixel sensor substantially as claimed, including: a substrate (100); a photodiode (PD) included in the substrate, the photodiode including: an n-type region (156), and a p-type region (155) over the n-type region (156), wherein top surface of the p-type region (155) is disposed below a top surface of gate insulation layer; and a transfer fin field effect transistor (finFET) (TG), configured to transfer a photocurrent from the photodiode (PD) to a drain region (160) of the pixel sensor, comprising: at least a portion of the n-type region (156), a drain extension region (160a) coupled to the drain region (160), a channel fin (104) coupling the n-type region (156) and the drain extension region (160a), and a transfer gate (120) at least partially surrounding the channel fin. (See FIGs. 4A-B). Thus, Lyu is shown to teach all the features of the claim with the exception of explicitly disclosing a portion of the substrate is disposed on a top surface of the p-type region; and the finFET comprising a plurality of channel fins. However, STEVENS teaches a pixel sensor including: a substrate (73); a photodiode (69) included in the substrate (73), the photodiode comprising: an n-type region (70), and a p-type region (72) over the n-type region (70), wherein a portion of the substrate is disposed on a top surface of the p-type region (72), and wherein the top surface of the p-type region (72) is disposed below the top surface of the substrate; and a transfer field effect transistor configured to transfer a photocurrent from the photodiode (69) to a drain region (80) of the pixel sensor. (See FIG. 4). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the photodiode of LYU comprising the top surface of the p-type region being disposed below the top surface of the substrate as taught by STEVENS to reduce dark current. Further, AMARI teaches a semiconductor device including: a substrate (101); a fin field effect transistor (finFET), configured to transfer a current from a source region (112s) to a drain region (112Hd), comprising: a drain extension region (112Ld) coupled to the drain region (112HD), a plurality of channel fin (101c) coupling the source region (112s) and the drain extension region (112Ld), and a transfer gate (111g) at least partially surrounding the channel fins (101c), wherein the source region (112s) is spaced away downward from a top surface of the substrate (101). (See FIGs. 1-4). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the transfer finFET of LYU comprising the plurality of channel fins as taught by AMARI to increase effective channel width. With respect to claim 3, As best understood by the Examiner, in view of AMARI, the semiconductor device further comprises: a first buffer oxide region (SZ, left) between the transfer gate (111g) and the source region (112s); and a second buffer oxide region (SZ, right) between the transfer gate (111g) and the drain extension region (112Ld). With respect to claim 5, in view of AMARI, the drain extension region (112Ld) is spaced away from a top surface of a silicon substrate. With respect to claim 21, the pixel sensor of LYU or STEVENS further comprises: a metallization layer above the substrate; and an interconnect that electrically connects the drain region (160) with the metallization layer. Claims 2 and 7 are rejected under 35 U.S.C. 103 as being unpatentable over LYU, STEVENS ‘899 and AMARI ‘349 as applied to claim 1 above, and further in view of KAWAGUCHI (US. Pub. No. 2010/0327345) of record. With respect to claim 2, LYU, in view of STEVENS and AMARI, teaches the pixel sensor as described in claim 1 above including: a transfer gate (111g) at least partially surrounding the channel fins. Thus, LYU and AMARI are shown to teach all the features of the claim with the exception of explicitly disclosing another p-type region, below the transfer gate. However, KAWAGUCHI teaches a semiconductor device including: a transfer gate (122) at least partially surrounding a plurality of channel fins (108); and another p-type region (130), below the transfer gate (122), configured to provide electrical isolation for the transfer gate. (See FIG. 14C). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the pixel sensor of LYU further comprising another p-type region, below the transfer gate as taught by KAWAGUCHI to improve subthreshold characteristic of the transistor. With respect to claim 7, in view of KAWAGUCHI, the channel fins further comprises: an extension implant (132) over the plurality of channel fins (108); and an oxide layer (162) over the extension implant (132). Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over LYU, STEVENS and AMARI as applied to claim 1 above, and further in view of RHODES et al. (US. Pub. No. 2005/0167708) of record. LYU, in view of AMARI and STEVENS, teaches the pixel sensor as described in claim 1 above including: the photodiode comprising the n-type region. Thus, LYU, AMARI and STEVENS are shown to teach all the features of the claim with the exception of explicitly disclosing a plurality of deep n-type region below the n-type region. However, RHODES teaches a pixel sensor including: a photodiode (PD) comprising an n-type region (900); and a plurality of deep n-type regions (901, 902) below the n-type region. (See FIG. 3C). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the pixel sensor of LYU further including the plurality of deep n-type regions below the n-type region as taught by RHODES to minimize leakage. Claims 8, 10, 13-15 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over LYU (US. Pub. No. 2006/0084195) of record, in view of STEVENS ‘899 and KAWAGUCHI ‘345. With respect to claim 8, As best understood by the Examiner, LYU teaches a pixel sensor substantially as claimed including: a substrate (100); a channel fin (104) in the substrate; an n-type region (156) coupled to the channel fin (104) at a first side of the channel fin; a first p-type region (155) over the n-type region (156), wherein top surface of the p-type region (155) is disposed below a top surface of gate insulation layer; a drain extension region (160a) coupled to the channel fin (104) at a second side of the channel fin opposing the first side; a drain region (160b) coupled to the drain extension region (160a); and a transfer gate (120) above and surrounding at least three sides of the channel fins (104). (See FIG. 4A). Thus, Lyu is shown to teach all the features of the claim with the exception of explicitly disclosing a portion of the substrate is disposed on a top surface of the p-type region; and the channel fin being a plurality channel fins. However, STEVENS teaches a pixel sensor including: a substrate (73); a channel in the substrate; an n-type region (70) coupled to the channel at a first side of the channel; a first p-type region (72) over the n-type region (70), wherein a portion of the substrate is disposed on a top surface of the p-type region (72), and wherein the top surface of the p-type region (72) is disposed below the top surface of the substrate; a second p-type region (75a) below the channel; and a transfer gate (76) above the p-type configured to transfer a photocurrent from the photodiode (69) to a drain region (80) of the pixel sensor. (See FIG. 4). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the photodiode of LYU comprising the top surface of the p-type region being disposed below the top surface of the substrate as taught by STEVENS to reduce dark current. Further, KAWAGUCHI teaches a semiconductor device including: a substrate (102); a plurality of channel fins (108) in the substrate (102); a second p-type region (130) below the plurality of channel fins (108); and a transfer gate (122) above the second p-type region (130) and surrounding at least three sides of the plurality of channel fins (108). (See FIG. 14C). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the pixel sensor of LYU comprising the transfer gate above the second p-type region as taught by KAWAGUCHI to improve subthreshold characteristic of the transistor. With respect to claim 10, in view of KAWAGUCHI, the semiconductor device further comprises: a first buffer oxide region (140, left) above the second p-type region (130) and between the transfer gate (122) and the source region, thus, n-type region; and a second buffer oxide region (140, right) above the second p-type region (130) and between the transfer gate (122) and the drain region (113), hence extension region. With respect to claim 13, in view of STEVENS, the drain region (80) is spaced away from the top surface of the substrate, thus, in view of STEVENS, the drain extension region of LYU would spaced away from the top surface of the substrate. With respect to claim 14, the transfer gate (120) of LYU or STEVENS or KAWAGUCHI, is coupled to a gate electrode stack (TG). With respect to claim 15, As best understood by the Examiner, LYU teaches a pixel sensor substantially as claimed including: a substrate (100) an n-type region (156); a first p-type region (155) over the n-type region (156); wherein top surface of the p-type region (155) is disposed below a top surface of gate insulation layer; a drain extension region (160a); a channel fin (104) coupling the n-type region (156) and the drain extension region (160a); and a transfer gate (120) at least partially surrounding the channel fin (104). (See FIG. 4A). Thus, LYU is shown to teach all the features of the claim with the exception of explicitly disclosing a portion of the substrate is disposed on a top surface of the p-type region; the channel fin being a plurality channel fins; and a second p-type region below the transfer gate. However, STEVENS teaches a semiconductor device including: a substrate (73); an n-type region (70); a first p-type region (72) over the n-type region (70), wherein a portion of the substrate is disposed on a top surface of the p-type region (72), and wherein the top surface of the p-type region (72) is disposed below the top surface of the substrate; a channel coupling the n-type region (70) and the drain region (80); a transfer gate (76) over the channel; and a second p-type region (75a) below the transfer gate (76). (See FIG. 4). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the pixel sensor of LYU comprising the top surface of the p-type region being disposed below the top surface of the substrate as taught by STEVENS to reduce dark current. Further, KAWAGUCHI teaches a semiconductor device including: a substrate (102); a plurality of channel fins (108) in the substrate (102); a transfer gate (122) at least partially surrounding the plurality of channel fins (108); and a second p-type region (130) below the transfer gate (122). (See FIG. 14C). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the pixel sensor of LYU comprising the second p-type region below the transfer gate as taught by KAWAGUCHI to improve subthreshold characteristic of the transistor. With respect to claim 20, in view of KAWAGUCHI, the transistor further comprises: a plurality of isolation regions in between the plurality of channel fins. Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over LYU, STEVENS and KAWAGUCHI, as applied to claim 8 above, and further in view of LEE et al. (US. Pub. No. 2020/0176581) of record. LYU, in view of STEVENS and KAWAGUCHI, teaches the pixel sensor as described in claim 8 above including transfer gate surrounding at least three sides of the plurality of channel fins. Thus, LYU, STEVENS and KAWAGUCHI are shown to teach all the features of the claim with the exception of explicitly disclosing the transfer gate being layers structure. However, LEE teaches a semiconductor device including a finFET, wherein the transfer gate including: a first titanium nitride layer (83); a tantalum nitride layer over the first titanium nitride layer; a second titanium nitride layer over the tantalum nitride layer; a titanium aluminum layer over the second titanium nitride layer; and a tungsten layer (88) over the titanium aluminum layer. (See FIG. 1A). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the transfer gate of LYU utilizing the layers structure as taught by LEE to form a gate electrode. Note that layer 86 of LEE is a multilayer of two or more of the materials: TaN, TiN, TiAl. Moreover, given a finite number of materials and their compounds, it is obvious to try without undue experimentation. Further, it has been held to be within the general skill of a worker in the art to select a known material on the basis of it suitability for the intended use as a matter of obvious design choice. In re Leshin, 125 USPQ 416., 125 USPQ 416. Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over LYU, STEVENS and KAWAGUCHI, as applied to claim 8 above, and further in view of GOTO (US. Pub. No. 2010/0176460) of record. LYU, in view of STEVENS and KAWAGUCHI, teaches the pixel sensor as described in claim 8 above including a transfer gate electrode (120c) coupled to the transfer gate (120b,c). Thus, LYU, STEVENS and KAWAGUCHI are shown to teach all the features of the claim with the exception of explicitly disclosing an n-doped upper transfer gate electrode region over the transfer gate electrode. However, GOTO teaches a semiconductor device including: a transfer gate electrode (12a); and an n-doped upper transfer gate electrode region (12b) over the transfer gate electrode (12a). (See FIG. 4E). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the transfer gate of LYU including the n-doped upper transfer gate electrode over the transfer gate electrode as taught by GOTO for the same intended purpose of forming the transfer gate. Further, it has been held to be within the general skill of a worker in the art to select a known material on the basis of it suitability for the intended use as a matter of obvious design choice. In re Leshin, 125 USPQ 416., 125 USPQ 416. Claim 12 is rejected under 35 U.S.C. 103 as being unpatentable over LYU, STEVENS and KAWAGUCHI as applied to claim 8 above, and further in view of RHODES ‘708 . LYU, in view of STEVENS and KAWAGUCHI, teaches the pixel sensor as described in claim 8 above including: the photodiode comprising the n-type region; and the first p-type region. Thus, LYU, in view of STEVENS and KWAGUCHI, is shown to teach all the features of the claim with the exception of explicitly disclosing a plurality of deep n-type region below the n-type region. However, RHODES teaches a pixel sensor including: a photodiode (PD) comprising an n-type region (900); and a first deep n-type region (902); a second deep n-type region (901) over the first deep n-type region (902). (See FIG. 3C). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the pixel sensor of LYU, in view of STEVENS, further including the plurality of deep n-type regions below the n-type region as taught by RHODES to minimize leakage. Claims 16-17 are rejected under 35 U.S.C. 103 as being unpatentable over LYU, STEVENS and KAWAGUCHI as applied to claim 15 above, and further in view of NOZAKI et al. (US. Pub. No. 2013/0248937) of record. With respect to claim 16, LYU, in view of STEVENS and KAWAGUCHI, teaches the pixel sensor as described in claim 15 above, including the drain extension region, the transfer gate and the second p-type region. Thus, LYU, STEVENS and KAWAGUCHI are shown to teach all the features of the claim with the exception of explicitly disclosing a cell p-well region (CPW) over a deep P-well region (PDW). However, NOZAKI teaches a pixel sensor including: a deep p-well region (DPW) (375); and a cell p-well region (CPW) (370) over the DPW (375), wherein the CPW (370) and the DPW (375) surround at least the drain region (320), the transfer gate (360) , and the second p-type region (385) . (See FIG. 3A). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the pixel sensor of LYU further including the cell p-well (CPW) over the deep p-well (DPW) as taught by NOZAKI to isolate one pixel from another. With respect to claim 17, the CPW (370) of NOZAKI further comprises: an isolation structure (STI) that comprises one or more trenches. Claims 18-19 are rejected under 35 U.S.C. 103 as being unpatentable over LYU, STEVENS, KAWAGUCHI and NOZAKI, as applied to claim 17 above, and further in view of ENDO (US. Pub. No. 2011/0089513) of record. With respect to claim 18, LYU, in view of STEVENS, KAWAGUCHI and NOZAKI, teaches the pixel sensor as described in claim 17 above including the isolation structure (STI). Thus, LYU, STEVENS, KAWAGUCHI and NOZAKI, are shown to teach all the features of the claim with the exception of explicitly disclosing a field implant layer. However, ENDO teaches a pixel sensor including: an isolation structure (104) that comprises one or more trenches, wherein the isolation structure (104) further comprises a field implant layer (FIL) (116) on sidewalls and a bottom surface of the isolation structure (104). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the isolation structure of LYU further including the field implant layer (FIL) on sidewalls and a bottom surface of the isolation structure as taught by ENDO to keep the dark current arising from the vicinity of the isolation structure to a minimum. With respect to claim 19, in view of ENDO, the isolation structure further comprises an oxide layer (104) over the FIR (116). Response to Arguments Applicant’s arguments with respect to amended claims have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANH D MAI whose telephone number is (571)272-1710 (Email: Anh.Mai2@uspto.gov). The examiner can normally be reached 10:00-4:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sue A Purvis can be reached at 571-272-1236. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANH D MAI/Primary Examiner, Art Unit 2893
Read full office action

Prosecution Timeline

Show 1 earlier event
Nov 05, 2025
Non-Final Rejection mailed — §103, §112
Dec 23, 2025
Interview Requested
Feb 05, 2026
Response Filed
Apr 28, 2026
Final Rejection mailed — §103, §112
Jun 24, 2026
Response after Non-Final Action
Jul 08, 2026
Request for Continued Examination
Jul 13, 2026
Response after Non-Final Action
Oct 05, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12772812
METHOD OF MANUFACTURING A SEMICONDUCTOR DEVICE INCLUDING WIDENING THE OPENING IN HARD MASK LAYER AND RECESSING THE PRE-FILLER SIDE WALL LAYER
5y 3m to grant Granted Oct 20, 2026
Patent 12765066
Semiconductor Structures And Methods Of Forming The Same
3y 6m to grant Granted Oct 13, 2026
Patent 12757368
SEMICONDUCTOR DEVICE HAVING FIN-TYPE PATTERN WITH VARYING WIDTHS ALONG A CENTER VERTICAL LINE THEREOF
2y 6m to grant Granted Oct 06, 2026
Patent 12727194
SEMICONDUCTOR DIE HAVING A DRIFT REGION WITH A CHARGE COMPENSATION REGION FORMED THEREIN WHERE THE CHARGE COMPENSATION REGION HAS A PLURALITY OF GUARD RINGS FORMED IN FIRST AND SECOND OPPOSITE DOPING TYPE PORTIONS
6y 6m to grant Granted Sep 01, 2026
Patent 12707792
A DISPLAY DEVICE HAVING A LIGHT TRANSMITTING LAYER FORMED BETWEEN A WAVELENGTH CONVERSION LAYER AND COLOR FILTER LAYER
4y 2m to grant Granted Aug 11, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
38%
Grant Probability
47%
With Interview (+9.6%)
3y 8m (~5m remaining)
Median Time to Grant
High
PTA Risk
Based on 709 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month