Prosecution Insights
Last updated: April 19, 2026
Application No. 18/464,399

SEMICONDUCTOR PACKAGE WITH LATERALLY CONFINED SUBSTRATE AND METHODS FOR FORMING THE SAME

Non-Final OA §102§103
Filed
Sep 11, 2023
Examiner
TOBERGTE, NICHOLAS J
Art Unit
2817
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Taiwan Semiconductor Manufacturing Company Limited
OA Round
1 (Non-Final)
94%
Grant Probability
Favorable
1-2
OA Rounds
1y 11m
To Grant
96%
With Interview

Examiner Intelligence

Grants 94% — above average
94%
Career Allow Rate
837 granted / 886 resolved
+26.5% vs TC avg
Minimal +2% lift
Without
With
+2.0%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 11m
Avg Prosecution
28 currently pending
Career history
914
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
38.3%
-1.7% vs TC avg
§102
30.1%
-9.9% vs TC avg
§112
11.9%
-28.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 886 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I in the reply filed on 12/31/25 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1 and 2 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hu et al US 2021/0202332. Pertaining to claim 1, Hu teaches the semiconductor package, comprising: an interposer 102; at least one semiconductor integrated circuit (IC) die 130 mounted over a first surface of the interposer; a package substrate 202 bonded to a second surface of the interposer; and a molding portion 240 contacting the second surface of the interposer 102 and laterally surrounding the package substrate 202 see Figure 2 marked up below. PNG media_image1.png 502 788 media_image1.png Greyscale Pertaining to claim 2, Hu teaches the semiconductor package of claim 1, wherein the package substrate comprises a package substrate 201 width dimension that is less than a corresponding interposer 102 width dimension of the interposer See Figure 2. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 3 and 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hu as applied to claim 1 above. Pertaining to claims 3 and 9, Hu teaches semiconductor package of claims 1 and 2, wherein the interposer comprises an organic interposer [0002] but is silent on the thickness of the molding portion over a side surface of the package substrate being at least 40 µm and the interposer having a thickness of at least 40 µm. However, It would have been obvious to one of ordinary skill in the art of making semiconductor devices to determine the workable or optimal value for the thickness of the interposer and thickness of the molding portion through routine experimentation and optimization to obtain optimal or desired device performance because the thickness is a result-effective variable (effects stiffness, warpage, size, cost, function, dielectric protection) and there is no evidence indicating that it is critical or produces any unexpected results and it has been held that it is not inventive to discover the optimum or workable ranges of a result-effective variable within given prior art conditions by routine experimentation. See MPEP § 2144.05 Given the teaching of the references, it would have been obvious to determine the optimum thickness, temperature as well as condition of delivery of the layers involved. See In re Aller, Lacey and Hall (10 USPQ 233-237) “It is not inventive to discover optimum or workable ranges by routine experimentation.” Note that the specification contains no disclosure of either the critical nature of the claimed ranges or any unexpected results arising therefrom. Where patentability is said to be based upon particular chosen dimensions or upon another variable recited in a claim, the Applicant must show that the chosen dimensions are critical. In re Woodruff, 919 f.2d 1575, 1578, 16 USPQ2d 1934, 1936 (Fed. Cir. 1990). Any differences in the claimed invention and the prior art may be expected to result in some differences in properties. The issue is whether the properties differ to such an extent that the difference is really unexpected. In re Merck & Co., 800 F.2d 1091, 231 USPQ 375 (Fed. Cir. 1986). Applicants have the burden of explaining the data in any declaration they proffer as evidence of non-obviousness. Ex parte Ishizaka, 24 USPQ2d 1621, 1624 (Bd. Pat. App. & Inter. 1992). An Affidavit or declaration under 37 CFR 1.132 must compare the claimed subject matter with the closest prior art to be effective to rebut a prima facie case of obviousness. In re Burckel, 592 F.2d 1175, 201 USPQ 67 (CCPA 1979). Claim(s) 4-8, 21-23 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hu as applied to claim 1 above, and further in view of Huang et al US 2018/0350755. Pertaining to claim 4, Hu teaches the semiconductor package of claim 1, wherein a plurality of semiconductor IC dies 130 are mounted over the first surface of the interposer 102 and the molding portion comprises a second molding portion 240, the semiconductor package further comprising: a first plurality of bonding structures bumps on chips 130 see Figure 2 that bond the plurality of semiconductor IC dies 130 to the first surface of the interposer 102; Hu fails to teach: an underfill material portion located between the plurality of semiconductor IC dies and the first surface of the interposer and laterally surrounding the first plurality of bonding structures; a first molding portion laterally surrounding the plurality of semiconductor IC dies; and a second plurality of bonding structures that bond the package substrate to the second surface of the interposer, wherein the second molding portion extends at least partially within a space between the package substrate and the second surface of the interposer. Huang teaches: an underfill material portion located between the plurality of semiconductor IC dies and the first surface of the interposer and laterally surrounding the first plurality of bonding structures See Figure 7A marked up below; a first molding portion 48 laterally surrounding the plurality of semiconductor IC dies; and a second plurality of bonding structures that bond the package substrate to the second surface of the interposer, wherein the second molding portion 62 extends at least partially within a space between the package substrate 60 and the second surface of the interposer 40 see Figure 7A marked up below. PNG media_image2.png 474 832 media_image2.png Greyscale It would have been obvious to one of ordinary skill in the art at the time the invention was filed to incorporate the teachings of Huang into the structure of Hu by including additional molding around the IC chips and substrates and additional bonding structures. The ordinary artisan would have been motivated to modify Hu in the manner set forth above for at least the purpose of protecting further the component devices with a protective encapsulation and protecting the connection points using underfill/molding as taught by Huang. Pertaining to claim 5, Hu in view of Huang teaches the semiconductor package of claim 4, wherein side surfaces of the semiconductor package are formed by the first molding portion, the interposer, and the second molding portion. Hu in combination with Huang teaches this. The molding 48 around the IC devices of Huang when applied to the structure of Figure 2 in Hu, elements 202, 102 and molding 48 (huang) form the side surface of the semiconductor package. Pertaining to claim 6, Hu in view of Huang teaches the semiconductor package of claim 5, further comprising at least one of a ring structure and a lid structure mounted to an upper surface of the first molding portion. Huang teaches a lid 70 see Figure7A Pertaining to claim 7, Hu in view of Huang teaches the semiconductor package of claim 6, wherein the lid structure 70 (Huang) is mounted to the upper surface of the first molding portion 48 and extends over the plurality of semiconductor IC dies 44, and a thermal interface material (TIM) 78 is located between an upper surface of the plurality of semiconductor IC dies and the lid structure See Figure 7A of Huang. Pertaining to claim 8, Hu in view of Huang teaches the semiconductor package of claim 4, wherein the second plurality of bonding structures comprises solder material portions, and the second molding portion contacts and laterally surrounds the solder material portions See Figure 7A of Huang. Pertaining to claim 21, Hu teaches a semiconductor package, comprising: an interposer 102; a plurality of semiconductor integrated circuit (IC) dies 130 mounted over a first surface of the interposer; a package substrate 202 bonded to a second surface of the interposer 102, wherein the package substrate has at least one horizontal dimension that is less than a corresponding horizontal dimension of the interposer See Figure 2; a second molding portion 240 over the second surface of the interposer and laterally surrounding the package substrate; and Hu fails to teach: a first molding portion laterally surrounding the plurality of semiconductor IC dies; wherein side surfaces of the semiconductor package are formed by the first molding portion, the interposer, and the second molding portion. Huang teaches: a first molding portion laterally surrounding the plurality of semiconductor IC dies; wherein side surfaces of the semiconductor package are formed by the first molding portion, the interposer, and the second molding portion. Hu in combination with Huang teaches this. The molding 48 around the IC devices of Huang when applied to the structure of Figure 2 in Hu, elements 202, 102 and molding 48 (Huang) form the side surface of the semiconductor package. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to incorporate the teachings of Huang into the structure of Hu by including additional molding around the IC chips and substrates and additional bonding structures. The ordinary artisan would have been motivated to modify Hu in the manner set forth above for at least the purpose of protecting further the component devices with a protective encapsulation as taught by Huang. Pertaining to claim 22, Hu in view of Huang teaches the semiconductor package of claim 21, further comprising an underfill material portion located between the plurality of semiconductor IC dies and the first surface of the interposer. See Figure 7A marked up below PNG media_image2.png 474 832 media_image2.png Greyscale Pertaining to claim 23, Hu in view of Huang teaches the semiconductor package of claim 21, further comprising at least one of a ring structure and a lid structure 70 (Huang) see Figure 7A mounted to an upper surface of the first molding portion. Claim(s) 10 and 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hu as applied to claim 1 above, and further in view of Karpur et al US 2011/0147912. Pertaining to claims 10 and 11, Hu teaches the semiconductor package of claim 1, but is silent on the type of substrate (Core or coreless) and the thickness. Karpur teaches a semiconductor package substrate that can have a core or be coreless (teaching that these are obvious alternatives to each other) and that the substrate has a thickness from 60 to 1200 microns (less than 1.8mm). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to select based on the teaching of Karpur, a substrate of the claimed characteristic thickness and core type for the purpose of preventing warpage Karpur [0023] Claim(s) 12, 14 and 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hu as applied to claim 1 above, and further in view of Wang et al US 2018/0366436. Pertaining to claim 12, Hu teaches the semiconductor package of claim 1, but fails to teach that the package further comprises a plurality of package substrates bonded to the second surface of the interposer. Wang teaches a semiconductor package with a plurality of package substrates bonded to a second surface of an interposer See Figure 4-6 marked up below. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to incorporate more than one package substrate, the ordinary artisan would have been motivated to look to the prior art for the purpose of expanding device functionality by including multiple package substrates. PNG media_image3.png 176 490 media_image3.png Greyscale Pertaining to claim 14, Hu teaches a semiconductor package, comprising: an interposer 102; at least one semiconductor integrated circuit (IC) die 130 mounted over a first surface of the interposer 102; a package substrate 202 bonded to a second surface of the interposer. Hu fails to teach: a plurality of package substrates, and a molding portion contacting the second surface of the interposer and located in a gap between adjacent package substrates of the plurality of package substrates. Wang teaches a semiconductor package with a plurality of package substrates bonded to a second surface of an interposer and a molding portion 133 contact the second surface of the interposer and located in a gap between adjacent package substrates of the plurality of package substrates See Figure 4-6 marked up below. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to incorporate more than one package substrate, the ordinary artisan would have been motivated to look to the prior art for the purpose of expanding device functionality by including multiple package substrates. PNG media_image3.png 176 490 media_image3.png Greyscale Pertaining to claim 15, Hu in view of Wang teaches the semiconductor package of claim 14, wherein the molding portion 133 laterally surrounds each of the package substrates see Figure 4-6 above of Wang, and a thickness of the molding portion between an outer periphery of the plurality of package substrates and a periphery of the interposer is at least 40 µm. It would have been obvious to one of ordinary skill in the art of making semiconductor devices to determine the workable or optimal value for the thickness of the molding portion through routine experimentation and optimization to obtain optimal or desired device performance because the thickness is a result-effective variable (effects stiffness, warpage, size, cost, function, dielectric protection) and there is no evidence indicating that it is critical or produces any unexpected results and it has been held that it is not inventive to discover the optimum or workable ranges of a result-effective variable within given prior art conditions by routine experimentation. See MPEP § 2144.05 Given the teaching of the references, it would have been obvious to determine the optimum thickness, temperature as well as condition of delivery of the layers involved. See In re Aller, Lacey and Hall (10 USPQ 233-237) “It is not inventive to discover optimum or workable ranges by routine experimentation.” Note that the specification contains no disclosure of either the critical nature of the claimed ranges or any unexpected results arising therefrom. Where patentability is said to be based upon particular chosen dimensions or upon another variable recited in a claim, the Applicant must show that the chosen dimensions are critical. In re Woodruff, 919 f.2d 1575, 1578, 16 USPQ2d 1934, 1936 (Fed. Cir. 1990). Any differences in the claimed invention and the prior art may be expected to result in some differences in properties. The issue is whether the properties differ to such an extent that the difference is really unexpected. In re Merck & Co., 800 F.2d 1091, 231 USPQ 375 (Fed. Cir. 1986). Applicants have the burden of explaining the data in any declaration they proffer as evidence of non-obviousness. Ex parte Ishizaka, 24 USPQ2d 1621, 1624 (Bd. Pat. App. & Inter. 1992). An Affidavit or declaration under 37 CFR 1.132 must compare the claimed subject matter with the closest prior art to be effective to rebut a prima facie case of obviousness. In re Burckel, 592 F.2d 1175, 201 USPQ 67 (CCPA 1979). Claim(s) 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hu as applied to claim 1 above, and further in view of Jeng et al US 2021/0193637. Pertaining to claim 13, Hu teaches the semiconductor package of claim 1, but does not teach a package further comprising a functional component bonded to the second surface of the interposer, wherein at least a portion of the functional component is located between the second surface of the interposer and the package substrate. Jeng teaches a functional component 96 located between the second surface of an interposer 20 and a package substrate 102. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to incorporate the teachings of Jeng into the device of Hu by adding a functional component. The ordinary artisan would have been motivated to modify Hu in the manner set forth above for at least the purpose of expanding functionality and communication of the elements of the package (the functional component of Jeng is a bridge die that facilitates such communication). [0040] see Figure 7 Claim(s) 16 and 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hu/Wang as applied to claim 14 above, and further in view of Jeng et al US 2021/0193637. Pertaining to claim 16, Hu in view of Wang teaches the semiconductor package of claim 14, but is silent of the package further comprising a functional component mounted to the second surface of the interposer, wherein the molding portion laterally surrounds the functional component and extends within a gap between the functional component and a package substrate of the plurality of package substrates. Jeng teaches a functional component 96 that is laterally surrounded by a molding 108 and that molding 108 extends within a gap between the component and the package substrate. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to incorporate the teachings of Jeng into the device of Hu/Wang by adding a functional component. The ordinary artisan would have been motivated to modify Hu in the manner set forth above for at least the purpose of expanding functionality and communication of the elements of the package (the functional component of Jeng is a bridge die that facilitates such communication). [0040] see Figure 7 Pertaining to claim 17, Hu/Wang in view of Jeng teaches the semiconductor package of claim 16, wherein the functional component comprises at least one of a chiplet, an intelligent power device (IPD), and a bridge die. Jeng teaches a bridge die Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to NICHOLAS J TOBERGTE whose telephone number is (571)272-6458. The examiner can normally be reached M-F 7:30-4:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kretelia Graham can be reached at (571) 272-5055. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NICHOLAS J TOBERGTE/Primary Examiner, Art Unit 2817
Read full office action

Prosecution Timeline

Sep 11, 2023
Application Filed
Mar 10, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
94%
Grant Probability
96%
With Interview (+2.0%)
1y 11m
Median Time to Grant
Low
PTA Risk
Based on 886 resolved cases by this examiner. Grant probability derived from career allow rate.

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