Prosecution Insights
Last updated: July 17, 2026
Application No. 18/473,998

POWER MODULE STRUCTURE WITH CLIP SUBSTRATE MEMBER

Non-Final OA §102§103
Filed
Sep 25, 2023
Examiner
SRINIVASAN, SESHA SAIRAMAN
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Semiconductor Components Industries LLC
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
10m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
24 granted / 36 resolved
-1.3% vs TC avg
Strong +34% interview lift
Without
With
+34.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
42 currently pending
Career history
104
Total Applications
across all art units

Statute-Specific Performance

§103
94.7%
+54.7% vs TC avg
§102
5.4%
-34.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 36 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Claim(s) 1-16 directed to a device, in the reply filed on 03/11/2026 is acknowledged. Response to Amendment The election of original claims with respect to claims 1-16 filed on 03/11/2026 have been fully considered for examination based on their merits. The non-elected claims 17-20 are canceled by the Applicant. Response to Arguments Applicant elected claim(s) 1-16 (without traverse) directed to a semiconductor device filed dated 03/11/2026 are considered and entered. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-7, and 10-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Chia-Yen Lee et al, (hereinafter LEE), US 20170317015 A1. Regarding Claim 1, LEE teaches a power module (Fig. 10, 7, power module package) comprising: a substrate (Figs. 10/11A, 20, patterned insulation metal substrate); a plurality of semiconductor dies (Figs. 10/11A, 30/40, semiconductor power chip) coupled to the substrate (Figs. 10/11A, 20); and a clip substrate member (Figs. 10/11A, 70A, clip bond, [0060]) having a first surface (annotated Figure 11A) and a second surface (annotated Figure 11A), the first surface (annotated Figure 11A) being coupled (Fig. 11A, Q, bonded material) to the plurality of semiconductor dies (Figs. 10/11A, 30/40, semiconductor power chip), the clip substrate member (Figs. 10/11A, 70A, clip bond, [0060]) including a first conductive clip (Figs. 10/11A, clip bond is electrically connected the first semiconductor chip, 30, [0060]) and a second conductive clip (Figs. 10/11A, clip bond is electrically connected the second semiconductor chip, 40, [0060]), and a dielectric material portion disposed between the first conductive clip and the second conductive clip (Figs. 10/11A, clip bond is electrically connected the first semiconductor chip, 30, second semiconductor chip, 40, and the patterned insulation metal substrate, 20 [0060]), the second surface (annotated Figure 11A) including a first contact region (annotated Figure 11A) and a second contact region (annotated Figure 11A), the first contact region (annotated Figure 11A) including a portion of the first conductive clip (Figs. 10/11A, clip bond is electrically connected the first semiconductor chip, 30, [0060]), the second contact region (annotated Figure 11A) including a portion of the second conductive clip (Figs. 10/11A, clip bond is electrically connected the second semiconductor chip, 40, [0060]). PNG media_image1.png 840 1574 media_image1.png Greyscale Regarding Claim 2, LEE teaches the power module (Fig. 10, 7, power module package) of claim 1, wherein the first conductive clip (annotated Figure 10) is connected to a source terminal (Fig. 10, 30S/40S, first source pad/second source pad) of each of the plurality of semiconductor dies (Figs. 10/11A, 30/40, semiconductor power chip). PNG media_image2.png 974 1362 media_image2.png Greyscale Regarding Claim 3, LEE teaches the power module (Fig. 10, 7, power module package) of claim 1, wherein the second conductive clip (annotated Figure 10) is connected to a gate terminal (Fig. 10, 30G/40G, first gate pad/second gate pad) of each of the plurality of semiconductor dies (Figs. 10/11A, 30/40, semiconductor power chip). PNG media_image2.png 974 1362 media_image2.png Greyscale Regarding Claim 4, LEE teaches the power module (Fig. 10, 7, power module package) of claim 1, wherein each of the plurality of semiconductor dies (Figs. 10/11A, 30/40, semiconductor power chip) includes a drain terminal (Fig. 10, 30D, drain pad) connected to the substrate (Figs. 10/11A, 20, patterned insulation metal substrate). Regarding Claim 5, LEE teaches the power module (Fig. 10, 7, power module package) of claim 1, wherein the substrate (Figs. 10/11A, 20, patterned insulation metal substrate) includes a first conductive layer (Figs. 10/11A, clip bond is electrically connected the first semiconductor chip, 30, [0060]), a second conductive layer (Figs. 10/11A, clip bond is electrically connected the second semiconductor chip, 40, [0060]), and a dielectric layer disposed between the first conductive layer and the second conductive layer (Figs. 10/11A, clip bond is electrically connected the first semiconductor chip, 30, second semiconductor chip, 40, and the patterned insulation metal substrate, 20 [0060]). Regarding Claim 6, LEE teaches the power module (Fig. 10, 7, power module package) of claim 1, wherein the first contact region (annotated Figure 11A) has a size greater than a size (annotated Figure 11A) of the second contact region (annotated Figure 11A). PNG media_image3.png 840 1574 media_image3.png Greyscale Regarding Claim 7, LEE teaches the power module (Fig. 10, 7, power module package) of claim 1, wherein the first contact region (annotated Figure 10) is a source contact (Fig. 10, 30S/40S, first source pad/second source pad) for an external device (Fig. 10, 50, passive components), and the second contact region (annotated Figure 10) is a gate contact (Fig. 10, 30G/40G, first gate pad/second gate pad) for the external device (Fig. 10, 50, passive components). PNG media_image4.png 974 1362 media_image4.png Greyscale Regarding Claim 10, LEE teaches the power module (Figs. 10/18, 7/10, power module package) of claim 1, wherein the clip substrate member (Fig. 18, 70A/70B/70C/70D, clip bond or RDL structures, [0060]) includes a plurality of recesses (annotated Figure 18) and each of the plurality of semiconductor dies (Fig. 18, 30/40, semiconductor power chip) is included in a separate recess of the plurality of recesses (annotated Figure 18). PNG media_image5.png 983 1386 media_image5.png Greyscale Regarding Claim 11, LEE teaches the power module (Figs. 10/18, 7/10, power module package) of claim 1, wherein the substrate is a first substrate (Figs. 10/11A, 20, patterned insulation metal substrate), the power module (Figs. 10/18, 7/10, power module package) further comprising: a second substrate coupled to the clip substrate member (Fig. 18, 70A/70B/70C/70D, clip bond or RDL structures, [0060]). Regarding Claim 12, LEE teaches a power module (Fig. 10, 7, power module package) comprising: a substrate (Figs. 10/11A, 20, patterned insulation metal substrate) including a first conductive layer (Figs. 10/11A, clip bond is electrically connected the first semiconductor chip, 30, [0060]), a second conductive layer (Figs. 10/11A, clip bond is electrically connected the second semiconductor chip, 40, [0060]), and a dielectric layer disposed between the first conductive layer and the second conductive layer (Figs. 10/11A, clip bond is electrically connected the first semiconductor chip, 30, second semiconductor chip, 40, and the patterned insulation metal substrate, 20 [0060]); a plurality of semiconductor dies (Figs. 10/11A, 30/40, semiconductor power chip) coupled to the first conductive layer (Figs. 10/11A, clip bond is electrically connected the first semiconductor chip, 30, [0060]) of the substrate (Figs. 10/11A, 20, patterned insulation metal substrate); and a clip substrate member (Figs. 10/11A, 70A, clip bond, [0060]) including a first conductive clip (Figs. 10/11A, clip bond is electrically connected the first semiconductor chip, 30, [0060]) coupled to the plurality of semiconductor dies (Figs. 10/11A, 30/40, semiconductor power chip), a second conductive clip (Figs. 10/11A, clip bond is electrically connected the second semiconductor chip, 40, [0060]) coupled to the plurality of semiconductor dies (Figs. 10/11A, 30/40, semiconductor power chip), and a dielectric material having a portion disposed between the first conductive clip and the second conductive clip (Figs. 10/11A, clip bond is electrically connected the first semiconductor chip, 30, second semiconductor chip, 40, and the patterned insulation metal substrate, 20 [0060]), the clip substrate member (Figs. 10/11A, 70A, clip bond, [0060]) including a source contact region, the source contact region (Fig. 10, 30S/40S, first source pad/second source pad) including a first portion (annotated Figure 10) of a surface of the clip substrate member (Figs. 10/11A, 70A, clip bond, [0060]), the source contact region (Fig. 10, 30S/40S, first source pad/second source pad) including a portion of the first conductive clip (annotated Figure 10). PNG media_image6.png 1106 1378 media_image6.png Greyscale Regarding Claim 13, LEE teaches the power module (Fig. 10, 7, power module package) of claim 12, wherein the clip substrate member (Figs. 10/11A, 70A, clip bond, [0060]) includes a gate contact region (Fig. 10, 30G/40G, first gate pad/second gate pad), the gate contact region (Fig. 10, 30G/40G, first gate pad/second gate pad) including a second portion (annotated Figure 10) of the surface of the clip substrate member (Figs. 10/11A, 70A, clip bond, [0060]), the gate contact region (Fig. 10, 30G/40G, first gate pad/second gate pad) including a portion of the second conductive clip (annotated Figure 10). PNG media_image6.png 1106 1378 media_image6.png Greyscale Regarding Claim 14, LEE teaches the power module (Fig. 10, 7, power module package) of claim 13, wherein the source contact region (Fig. 10, 30S/40S, first source pad/second source pad) has a size greater than a size (annotated Figure 11A) of the gate contact region (Fig. 10, 30G/40G, first gate pad/second gate pad). Regarding Claim 15, LEE teaches the power module (Fig. 10, 7, power module package) of claim 12, wherein the first conductive clip (annotated Figure 10) is connected to a source terminal (Fig. 10, 30S/40S, first source pad/second source pad) of each of the plurality of semiconductor dies (Figs. 10/11A, 30/40, semiconductor power chip), the second conductive clip (annotated Figure 10) being connected to a gate terminal (Fig. 10, 30G/40G, first gate pad/second gate pad) of each of the plurality of semiconductor dies (Figs. 10/11A, 30/40, semiconductor power chip). PNG media_image2.png 974 1362 media_image2.png Greyscale Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 8, and 16 is/are rejected under 35 U.S.C. 103 as being unpatentable over LEE in view of Seungwon Im et al, (hereinafter IM), US 20210066256 A1. Regarding Claim 8, LEE teaches the power module (Fig. 10, 7, power module package) of claim 1, wherein the plurality of semiconductor dies (Figs. 10/11A, 30/40, semiconductor power chip) includes a first semiconductor die (Figs. 10/11A, 30, semiconductor power chip), a second semiconductor die (Figs. 10/11A, 40, semiconductor power chip). LEE does not explicitly disclose the power module, wherein the plurality of semiconductor dies includes a first semiconductor die, a second semiconductor die, and a third semiconductor die. IM teaches the power module (Figs. 4A-4B, 400, semiconductor device), wherein the plurality of semiconductor dies (Fig. 5A, 510a/510b.520a/520b, IGBTs) includes a first semiconductor die (Fig. 5A, 510, IGBT, [0046]), a second semiconductor die (Fig. 5A, 510, IGBT, [0046]), and a third semiconductor die (Fig. 5A, 510, IGBT, [0046]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention (AIA ) to have modified LEE to incorporate the teachings of IM, such that the power module, wherein the plurality of semiconductor dies includes a first semiconductor die, a second semiconductor die, and a third semiconductor die, so that the arrangement of parallel IGBTs can reduce the stray (parasitic) inductance and thus improve the performance of power semiconductor devices included in package assemblies (IM, Figure 5A, [0003]). Regarding Claim 16, LEE teaches the power module (Fig. 10, 7, power module package) of claim 12, wherein the plurality of semiconductor dies (Figs. 10/11A, 30/40, semiconductor power chip) includes a first semiconductor die (Figs. 10/11A, 30, semiconductor power chip), a second semiconductor die (Figs. 10/11A, 40, semiconductor power chip), the clip substrate member (Fig. 18, 70A/70B/70C/70D, clip bond or RDL structures, [0060]) including a first recess (annotated Figure 18) with the first semiconductor die (Figs. 10/11A, 30, semiconductor power chip), a second recess (annotated Figure 18) with the second semiconductor die (Figs. 10/11A, 40, semiconductor power chip). PNG media_image5.png 983 1386 media_image5.png Greyscale LEE does not explicitly disclose the power module, wherein the plurality of semiconductor dies includes a first semiconductor die, a second semiconductor die, and a third semiconductor die, the clip substrate member including a first recess with the first semiconductor die, a second recess with the second semiconductor die, and a third recess with the third semiconductor die. IM teaches the power module (Figs. 4A-4B, 400, semiconductor device), wherein the plurality of semiconductor dies (Fig. 5A, 510a/510b.520a/520b, IGBTs) includes a first semiconductor die (Fig. 5A, 510, IGBT, [0046]), a second semiconductor die (Fig. 5A, 510, IGBT, [0046]), and a third semiconductor die (Fig. 5A, 510, IGBT, [0046]), the clip substrate member (Fig. 5C, 250, conductive clip) including a first recess (annotated Figure 5C) with the first semiconductor die (Fig. 5A, 510, IGBT, [0046]), a second recess (annotated Figure 5C) with the second semiconductor die (Fig. 5A, 510, IGBT, [0046]), and a third recess (annotated Figure 5C) with the third semiconductor die (Fig. 5A, 510, IGBT, [0046]). PNG media_image7.png 754 1150 media_image7.png Greyscale Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention (AIA ) to have modified LEE to incorporate the teachings of IM, such that the power module, wherein the plurality of semiconductor dies includes a first semiconductor die, a second semiconductor die, and a third semiconductor die, the clip substrate member including a first recess with the first semiconductor die, a second recess with the second semiconductor die, and a third recess with the third semiconductor die. This arrangement of parallel IGBTs can reduce the stray (parasitic) inductance and thus improve the performance of power semiconductor devices included in package assemblies (IM, Figure 5A, [0003]). Claim(s) 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over LEE in view of Yun Hwa Choi, (hereinafter CHOI), US 20220399300 A1. Regarding Claim 9, LEE teaches the power module (Fig. 10, 7, power module package) of claim 1. LEE does not explicitly disclose the power module, wherein the clip substrate member is connected to each of the plurality of semiconductor dies via a die pad. CHOI teaches the power module (Fig. 1, semiconductor package, [0030]), wherein the clip substrate member (Fig. 11, 110, clip structure) is connected to each of the plurality of semiconductor dies (Fig. 11, 120, semiconductor device) via a die pad (Fig. 11, 110a, conductive adhesive). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention (AIA ) to have modified LEE to incorporate the teachings of CHOI, such that the power module, wherein the clip substrate member is connected to each of the plurality of semiconductor dies via a die pad, so that a clip structure including: a first bonding unit bonded to a terminal part of an upper surface or a lower surface of the semiconductor device by using a conductive adhesive interposed therebetween, for providing an efficient package device (CHOI, Figure 11, [0009]). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 20220189848 A1 – Figure 1A STATEMENT OF RELEVANCE – Semiconductor component directly bonded on the substrate, wherein the substrate includes a dielectric layer (132) is stacked in between the metal layers (132 and 133). US 20210091054 A1 – Figure 7 STATEMENT OF RELEVANCE – A top view of the power electronic module, comprising two pairs of stacks of two semiconductor chips is connected in parallel and forms an arm of a half-bridge. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SESHA SAIRAMAN SRINIVASAN whose telephone number is (703)756-1389. The examiner can normally be reached Monday-Friday 7:30 AM -5:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christine S. Kim can be reached at 571-272-8458. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SESHA SAIRAMAN SRINIVASAN/Examiner, Art Unit 2812 /CHRISTINE S. KIM/Supervisory Patent Examiner, Art Unit 2812
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Prosecution Timeline

Sep 25, 2023
Application Filed
Apr 06, 2026
Non-Final Rejection mailed — §102, §103
Jul 06, 2026
Response Filed

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Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
99%
With Interview (+34.3%)
3y 8m (~10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 36 resolved cases by this examiner. Grant probability derived from career allowance rate.

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