Prosecution Insights
Last updated: April 19, 2026
Application No. 18/479,944

Package having component carrier with cavity and electronic component as well as functional filling medium therein

Non-Final OA §102§103
Filed
Oct 03, 2023
Examiner
CRITE, ANTONIO B
Art Unit
2817
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
At&S Austria Technologie & Systemtechnik AG
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
69%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allow Rate
351 granted / 435 resolved
+12.7% vs TC avg
Minimal -12% lift
Without
With
+-11.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
31 currently pending
Career history
466
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
51.5%
+11.5% vs TC avg
§102
25.7%
-14.3% vs TC avg
§112
20.1%
-19.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 435 resolved cases

Office Action

§102 §103
DETAILED ACTION This Action is responsive to the communication filed on 10/03/2023. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-4, 7-9, 13, 17, 18, and 20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Schober (US 2022/0140475). Regarding claim 1, Schober (see, e.g., FIG. 1) discloses a package, comprising: a component carrier 102 comprising a stack 104 with at least one electrically conductive layer structure 106 and/or at least one electrically insulating layer structure 108 (Para 0096); a cavity 154 in the stack 104 (Para 0094, Para 0097); an active electronic component 114 in the cavity 154 (Para 0094); and a functional filling medium filling 108, 134 at least part of the cavity 154, said functional filling medium 108, 134 extending up to an external surface of the stack 104 for defining an output surface e.g., top surface of 134 and configured to transmit at least one output e.g., heat of said active electronic component 114 toward said output surface e.g., top surface of 134 (Para 0012, Para 0113, Para 0118-Para 0120). Regarding claim 2, Schober (see, e.g., FIG. 1) teaches the package according to claim 1, wherein the electronic component 114 is entirely embedded in the functional filling medium 108, 134 (Para 0012, Para 0113, Para 0118-Para 0120). Regarding claim 3, Schober (see, e.g., FIG. 1) teaches the package according to claim 1, wherein the functional filling medium 108, 134 comprises a sheet arranged in an upper portion of the cavity 154 above the electronic component 114 arranged in a lower portion of the cavity 154. Regarding claim 4, Schober (see, e.g., FIG. 1) teaches the package according to claim 1, wherein the functional filling medium 108, 134 is thermally conductive 134 of 108, 134 (Para 0118). Regarding claim 7, Schober (see, e.g., FIG. 1) teaches the package according to claim 1, wherein the functional filling medium 108, 134 is dielectric 108 of 108, 134 (Para 0112, Para 0113, Para 0118-Para 0120). Regarding claim 8, Schober (see, e.g., FIG. 1) teaches the package according to claim 1, comprising a thermal interface material 132 interacting with the output surface e.g., top of 134 of the functional filling medium 108, 134 and/or being arranged on an exterior surface of the stack (Para 0098, Para 0102, Para 0104). Regarding claim 9, Schober (see, e.g., FIG. 1) teaches the package according to claim 1, wherein the active electronic component 114 comprises at least one pad e.g., pad of 114 which is electrically coupled with at least one electrically conductive layer structure 106 (Para 0097, Para 0103). Regarding claim 13, Schober (see, e.g., FIG. 1) teaches the package according to claim 1, comprising a heat sink 130 on or above the output surface e.g., top surface of 134 and thermally coupled with the functional filling medium 108, 134 (Para 0095, Para 0101). Regarding claim 17, Schober (see, e.g., FIG. 1) teaches the package according to claim 1, wherein a bottom portion of the functional filling medium 108, 134 surrounding a bottom portion of the electronic component 114 including at least one pad e.g., pad of 114 thereof is dielectric 108 of 108, 134, and wherein a top portion 134 of 108, 134 of the functional filling medium 108, 134 comprises another material than the bottom portion of the functional filling medium 108, 134 (Para 0012, Para 0113, Para 0118-Para 0120). Regarding claim 18, Schober (see, e.g., FIG. 1) teaches the package according to claim 1, wherein the cavity 154 is dimensioned and the functional filling medium 108, 134 and the electronic component 114 are arranged in the cavity 154 so that heat generated by the electronic component 114 is spatially spread towards an outside of the cavity 154 (Para 0118). Regarding claim 20, Schober (see, e.g., FIG. 1) discloses a method of manufacturing a package, comprising: providing a component carrier 102 comprising a stack 104 with at least one electrically conductive layer structure 106 and/or at least one electrically insulating layer structure 108 (Para 0096, Para 0108); forming a cavity 154 in the stack 104 (Para 0108, Para 011); arranging an active electronic component 114 in the cavity 154 (Para 0111); and filling at least part of the cavity 154 with a functional filling medium 108, 134, said functional filling medium 108, 134 extending up to an external surface of the stack 104 for defining an output surface e.g., top surface of 134 and configured to transmit at least one output e.g., heat of said active electronic component 114 toward said output surface e.g., top surface of 134 (Para 0112, Para 0113, Para 0118-Para 0120). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 5 and 6 are rejected under 35 U.S.C. 103 as being unpatentable over Schober (US 2022/0140475), in view of Refai-Ahmed (US 11,373,929). Regarding claim 5, although Schober shows substantial features of the claimed invention, Schober fails to expressly teach the package according to claim 1, wherein the functional filling medium comprises a matrix with filler particles embedded therein. Refai-Ahmed (see, e.g., FIG. 1) teaches the functional filling medium 114 comprises a matrix e.g., thermal epoxy with filler particles 196 embedded therein for the purpose of enhancing the heat transfer of the carrier material (col. 5, lines 23-36). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the functional filling medium of Schober to include a matrix with filler particles embedded therein as described by Refai-Ahmed for the purpose of enhancing the heat transfer of the carrier material (col. 5, lines 23-36). Regarding claim 6, Refai-Ahmed (see, e.g., FIG. 1) teaches package according to claim 5, wherein the filler particles 196 comprise a metallic material (col. 5, lines 23-36). Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Schober (US 2022/0140475), in view of Winzer (US 2024/0036254). Regarding claim 10, Schober (see, e.g., FIG. 1) teaches package according to claim 9, wherein the at least one pad e.g., pad for 114 is electrically coupled with the at least one electrically conductive layer structure 106 (Para 0097, Para 0103). Although Schober shows substantial features of the claimed invention, Schober fails to expressly teach that the at least one pad is electrically coupled with the at least one electrically conductive layer structure by at least one bond wire, by a ball grid array and/or by a land grid array. Winzer teaches that integrated circuits, dies, and discrete components can be attached by using ball-grid array, solder bumps, and wire bonds for the purpose of establishing an electrical connection (Para 0218). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the coupling of the at least one pad and the electrically conductive layer structure of Schober to include at least one bond wire, by a ball grid array and/or by a land grid array as described by Winzer for the purpose of establishing an electrical connection (Para 0218). Claims 11 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Schober (US 2022/0140475), in view of Jain (US 2017/0223839). Regarding claim 11, although Schober shows substantial features of the claimed invention, Schober fails to expressly teach the package according to claim 1, wherein at least part of a sidewall delimiting the cavity is lined with a functional lining. Jain (see, e.g., FIG. 1B) teaches that at least part of a sidewall delimiting the cavity 131 is lined with a functional lining 141 for the purpose of protecting the electronic component from electromagnetic interference (EMI) (Para 0015, Para 0016). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to the functional lining as described by Jain to the sidewall delimiting the cavity in Schober for the purpose of protecting the electronic component from electromagnetic interference (EMI) (Para 0015, Para 0016). Regarding claim 12, Jain (see, e.g., FIG. 1B) teaches package according to claim 11, wherein the functional lining 141 is configured for shielding electromagnetic radiation from propagating between an interior and an exterior of the cavity 131 (Para 0015, Para 0016). Claim 14 is rejected under 35 U.S.C. 103 as being unpatentable over Schober (US 2022/0140475), in view of Proschwitz (US 2023/0317544). Regarding claim 14, although Schober shows substantial features of the claimed invention, Schober fails to expressly teach the package according to claim 13, comprising a further heat sink on a main surface of the stack opposing the output surface. Proschwitz (see, e.g., FIG. 2) teaches a further heat sink 156-3 on a main surface 172-1 for the purpose of further reducing the heat transfer of the die (Para 0041, Para 0042). The combination of Schober (see, e.g., FIG. 1) / Proschwitz (see, e.g., FIG. 2) teaches a further heat sink 156-3 (as taught by Proschwitz) on a main surface 172-1 (as taught by Proschwitz) of the stack 104 (as taught by Schober) opposing the output surface e.g., top surface of 134 (as taught by Schober) (Schober: Para 0094, Para 0097, Para 0112, Para 0113, Para 0118-Para 0120; Proschwitz: Para 0041, Para 0042). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include a further heat sink as described by Proschwitz to the device of Schober for the purpose of further reducing the heat transfer of the die (Para 0042). Claim 15 is rejected under 35 U.S.C. 103 as being unpatentable over Schober (US 2022/0140475), in view of Yu (TW 2018/01276 A). Regarding claim 15, although Schober shows substantial features of the claimed invention, Schober fails to expressly teach the package according to claim 1, wherein at least part of the functional filling medium is optically transparent. Yu (see, e.g., FIG. 9) teaches that at least part of the functional filling medium 909, e.g., heat-resistant transparent resin is optically transparent for the purpose of utilizing a heat-resistant material as an encapsulant (pg 10, para 8). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the functional filling medium of Schober to include at least part of the functional filling medium to be optically transparent for the purpose of utilizing a heat-resistant material as an encapsulant (pg 10, para 8). Claim 19 is rejected under 35 U.S.C. 103 as being unpatentable over Schober (US 2022/0140475), in view of Kubo (US 2025/0056729). Regarding claim 19, although Schober shows substantial features of the claimed invention, Schober fails to expressly teach the package according to claim 1, wherein the functional filling medium is configured for shielding electromagnetic radiation from propagating between an interior and an exterior of the cavity. Kubo (see, e.g., FIG. 1, FIG. 2) teaches that the functional filling medium 30 (33, 34) is configured for shielding electromagnetic radiation e.g., due to material of fillers 34 from propagating between an interior and an exterior of the cavity 13 for the purpose of increasing the electromagnetic shielding performance of the encapsulant (Para 0030, Para 0049, Para 0050, Para 0073, Para 0076). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the functional filling medium of Schober to be configured for shielding electromagnetic radiation from propagating between an interior and an exterior of the cavity as described by Kubo for the purpose of increasing the electromagnetic shielding performance of the encapsulant (Para 0073, Para 0076). Allowable Subject Matter Claim 16 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANTONIO CRITE whose telephone number is (571) 270-5267. The examiner can normally be reached Monday - Friday, 10:00 am - 6:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kretelia Graham can be reached at (571) 272-5055. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANTONIO B CRITE/Primary Examiner, Art Unit 2817
Read full office action

Prosecution Timeline

Oct 03, 2023
Application Filed
Feb 20, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604763
METHOD FOR PRODUCING A PLURALITY OF COMPONENTS, COMPONENT, AND COMPONENT ASSEMBLY
2y 5m to grant Granted Apr 14, 2026
Patent 12593548
DISPLAY PANEL AND DISPLAY DEVICE
2y 5m to grant Granted Mar 31, 2026
Patent 12588325
DISPLAY DEVICE
2y 5m to grant Granted Mar 24, 2026
Patent 12588318
ELECTRONIC DEVICE
2y 5m to grant Granted Mar 24, 2026
Patent 12588342
LIGHT-EMITTING PLATE AND DISPLAY DEVICE
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
69%
With Interview (-11.9%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 435 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month