Prosecution Insights
Last updated: May 04, 2026
Application No. 18/506,142

NON-VOLATILE MEMERY CELL AND METHOD OF FORMING THE SAME

Non-Final OA §102
Filed
Nov 10, 2023
Examiner
NGUYEN, VAN THU T
Art Unit
2824
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Taiwan Semiconductor Manufacturing Company Ltd.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
787 granted / 952 resolved
+14.7% vs TC avg
Moderate +7% lift
Without
With
+6.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
30 currently pending
Career history
982
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
44.8%
+4.8% vs TC avg
§102
33.3%
-6.7% vs TC avg
§112
14.5%
-25.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 952 resolved cases

Office Action

§102
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This Office Action is in response to 03/26/2026 Response to Election/Restriction Requirement. Claims 10-15, 30-43 are pending and examined. Claims 35-43 are newly added. Claims 1-9, 16-29 have been cancelled. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 10, 12-13, 30, 32-33, 35-39, 41-42 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US 6,903,967 to Mathew et al. (hereafter Mathew). Regarding independent claim 10, Mathew teaches a method for operating a memory cell, comprising: providing a multi-time programmable memory cell comprising: a source region (FIG. 9: source/drain region 303); a drain region (FIG. 9: drain/source region 305); a channel region connected between the source region and the drain region (FIG. 10: channel region 105), wherein the channel region has a first sidewall (FIG. 10: left wall of channel region 105), a second sidewall (FIG. 10: right wall of channel region 105) and a top surface connecting the first sidewall and the second sidewall (FIG. 10: top surface of channel 105); a first storage node formed on the first sidewall of the channel region (FIG. 17: charge storage location 1709/1711); a second storage node formed on the second sidewall of the channel region (FIG. 17: charge storage location 1713/1715); a first control gate electrode layer disposed on the first storage node (FIG. 17: gate structure 1503); and a second control gate electrode layer disposed on the second storage node (FIG. 17: gate structure 1505); and injecting electrons to the first storage node by applying a first control voltage on the first control gate electrode layer while applying a second control voltage to the second contro1 gate electrode layer, wherein the first control voltage is different from the second control voltage (FIGS. 18-19: storing charge to charge storage location 1713 by applying VPP to WL0, and VSS to WL1). Regarding dependent claim 12, Mathew teaches wherein injecting electrons to the first storage node further comprises: applying a source voltage on the source region (FIG. 19: applying BL2 ); and applying a drain voltage on the drain region, wherein the first control voltage is a positive voltage (FIGS. 18-19: applying VPP to WL0), the second control voltage and the source voltage are about 0V (FIGS. 18-19: applying VSS to WL1 and BL2), and the drain voltage is a positive voltage (FIGS. 18-19: applying VPP/2 to BL1). Regarding dependent claims 13, Mathew teaches removing electrons from the first storage node by applying a third control voltage on the first control gate electrode layer (FIGS. 18-19: applying -VPP to WL0) while applying a fourth control voltage to the second control gate electrode layer (FIGS. 18-19: applying VSS to WL1), wherein the third control voltage is different from the fourth control voltage. Regarding independent claim 30, Mathew teaches a method for operating a memory cell, comprising: providing a memory cell comprising: a source region (FIG. 9: source/drain region 303); a drain region (FIG. 9: drain/source region 305); a channel region connected between the source region and the drain region (FIG. 10: channel region 105), wherein the channel region has a first sidewall (FIG. 10: left wall of channel region 105), a second sidewall (FIG. 10: right wall of channel region 105) and a top surface connecting the first sidewall and the second sidewall (FIG. 10: top surface of channel 105); a first storage node formed on the first sidewall of the channel region (FIG. 17: charge storage location 1709/1711); a second storage node formed on the second sidewall of the channel region (FIG. 17: charge storage location 1713/1715); a first control gate electrode layer disposed on the first storage node (FIG. 17: gate structure 1503); and a second control gate electrode layer disposed on the second storage node (FIG. 17: gate structure 1505); operating the first storage node by applying a first control voltage on the first control gate electrode layer while applying a second control voltage to the second control gate electrode layer, wherein the first control voltage is different from the second control voltage (FIGS. 18-19: storing charge to charge storage location 1713 by applying VPP to WL0, and VSS to WL1); and operating the second storage node by applying the first control voltage on the second control electrode layer while applying the second control voltage to the first control gate electrode layer (FIGS. 18-19: storing charge to charge storage location 1711 by applying VPP to WL1, and VSS to WL0). Regarding dependent claims 32-33, see rejection applied to claims 12-13 above. Regarding independent claim 35, Mathew teaches a method for operating a memory cell, comprising: providing a memory cell comprising: a source region (FIG. 9: source/drain region 303); a drain region (FIG. 9: drain/source region 305); a channel region connecting the source region and the drain region (FIG. 10: channel region 105), wherein the channel region has a first sidewall (FIG. 10: left wall of channel region 105), a second sidewall (FIG. 10: right wall of channel region 105) and a top surface connecting the first sidewall and the second sidewall (FIG. 10: top surface of channel 105); a first gate dielectric layer disposed on the channel region (FIG. 15: dielectric layers 1107s and 1111); a storage gate electrode layer disposed on the first gate dielectric layer (FIG. 15: comprising charge storage structure 1305 and 1307); a first control gate electrode layer disposed on the storage gate electrode layer, wherein the first gate control gate layer faces the first sidewall of the channel region (FIG. 15: gate structure 1505); and a second control gate electrode layer disposed on the storage gate electrode layer, wherein the second gate control gate layer faces the second sidewall of the channel region (FIG. 15: gate structure 1503), and the first control gate electrode layer and the second control gate electrode layer are electrically isolated from each other (as shown in FIG. 15); and applying a first control voltage to the first control gate electrode layer; and applying a second control voltage to the second control gate control gate electrode layer, wherein the first control voltage is different from the second control voltage (FIGS. 18-19: storing charge to charge storage location 1713 by applying VPP to WL0, and VSS to WL1). Regarding dependent claim 36, Mathew teaches wherein the memory cell includes a first bit and a second bit, the first bit comprises a first portion of the storage gate electrode layer disposed between the first control gate electrode layer and the first sidewall of the channel region (FIG. 17: charge storage location 1709/1711), and the second bit comprises a second portion disposed between the second control gate electrode layer and the second sidewall of the channel region (FIG. 17: charge storage location 1713/1715). Regarding dependent claim 37, Mathew teaches wherein the storage gate electrode layer further comprises: a top portion disposed over the top surface of the channel region, and the top portion connects the first portion and the second portion (FIG. 15: conformal layer 1403). Regarding dependent claim 38, Mathew teaches wherein the memory cell further comprises: a second gate dielectric layer disposed between the storage gate electrode layer and the first control gate electrode layer (FIG. 15: conformal layer 1403). Regarding dependent claim 39, Mathew implicitly wherein the first gate dielectric layer and the second gate dielectric layer include different material (FIG. 14: layer 1403 is of control dielectric, which maybe different from layer 1107 of regular dielectric). Regarding dependent claim 41, Mathew implicitly teaches wherein the channel region is a p-type channel (when the positive voltage is used for program as shown in FIG. 19). Regarding dependent claim 42, Mathew implicitly teaches wherein the channel region is a n-type channel (when the negative voltage is used for program as shown in FIG. 21). Claims 35, 40 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US 7,927,951 to Kim et al. (hereafter Kim). Regarding independent claim 35, Kim teaches a method for operating a memory cell, comprising: providing a memory cell comprising: a source region (FIG. 5E: source 10as); a drain region (FIG. 5E: drain 10ad); a channel region connecting the source region and the drain region (FIG. 5E: channel region 10ac), wherein the channel region has a first sidewall (FIG. 3: left wall of channel WCH1), a second sidewall (FIG. 3: right wall of channel WCH2) and a top surface connecting the first sidewall and the second sidewall (FIG. 5E: top surface of channel 10ac); a first gate dielectric layer disposed on the channel region (FIG. 5E: tunnel insulation layer 30); a storage gate electrode layer disposed on the first gate dielectric layer (FIG. 5E: storage charge layer 40); a first control gate electrode layer disposed on the storage gate electrode layer, wherein the first gate control gate layer faces the first sidewall of the channel region (FIG. 5F: first control gate 61); and a second control gate electrode layer disposed on the storage gate electrode layer, wherein the second gate control gate layer faces the second sidewall of the channel region (FIG. 5F: second control gate 62), and the first control gate electrode layer and the second control gate electrode layer are electrically isolated from each other (as shown in FIG. 5F); and applying a first control voltage to the first control gate electrode layer; and applying a second control voltage to the second control gate control gate electrode layer, wherein the first control voltage is different from the second control voltage (FIG. 7A: e.g. storing charge to first charge storage pattern by applying 12V to first control gate 61 and 0V to second control gate 62). Regarding dependent claim 40, Kim teaches wherein the first gate dielectric layer extends along a bottom surface of the storage gate electrode layer and disposed between the storage gate electrode layer and the first control gate electrode layer (FIG. 5E: see tunnel insulation layer 30). Allowable Subject Matter Claims 11, 14-15, 31, 34, 43 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. With respect to dependent claim 11: wherein injecting electrons to the first storage node further comprises: applying a source voltage on the source region; and applying a drain voltage on the drain region, wherein the first control voltage is a positive voltage, and the second control voltage, the source voltage and drain voltage are about 0V. With respect to dependent claim 14: wherein removing electrons from the first storage node comprising: applying a source voltage on the source region; and applying a drain voltage on the drain region, wherein the third control voltage is a negative voltage, and the fourth control voltage, the source voltage and drain voltage are about 0V. With respect to dependent claim 15: wherein removing electrons from the first storage node comprising: applying a source voltage on the source region; and applying a drain voltage on the drain region, wherein the third control voltage is a positive voltage, the source voltage and drain voltage are positive voltages greater than the third control voltage, and the fourth control voltage is about 0V. With respect to dependent claim 31: wherein operating the first storage node further comprises: applying a source voltage on the source region; and applying a drain voltage on the drain region, wherein the first control voltage is a positive voltage, and the second control voltage, the source voltage and drain voltage are about 0V. With respect to dependent claim 34: applying a source voltage on the source region; and applying a drain voltage on the drain region, wherein the third control voltage is a negative voltage, and the fourth control voltage, the source voltage and drain voltage are about 0V. With respect to dependent claim 43: wherein the channel region comprises two or more semiconductor fins. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to VANTHU NGUYEN whose telephone number is (571)272-1881. The examiner can normally be reached M-F: 7:00AM - 3:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Richard Elms can be reached at (571) 272-1869. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. April 14, 2026 /VANTHU T NGUYEN/Primary Examiner, Art Unit 2824
Read full office action

Prosecution Timeline

Nov 10, 2023
Application Filed
Apr 14, 2026
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
89%
With Interview (+6.6%)
2y 2m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 952 resolved cases by this examiner. Grant probability derived from career allowance rate.

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