Prosecution Insights
Last updated: July 17, 2026
Application No. 18/518,618

SEMICONDUCTOR DEVICE AND FABRICATION METHOD THEREOF

Non-Final OA §102
Filed
Nov 24, 2023
Examiner
JOHNSON, CHRISTOPHER A
Art Unit
2899
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Vanguard International Semiconductor Corporation
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
471 granted / 560 resolved
+16.1% vs TC avg
Moderate +8% lift
Without
With
+8.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
36 currently pending
Career history
581
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
81.3%
+41.3% vs TC avg
§102
8.7%
-31.3% vs TC avg
§112
7.8%
-32.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 560 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Election was made without traverse in the reply filed on 5/7/2026. Applicant has elected Group II, corresponding to claims 1-10. Invention Group I, corresponding to claims 11-20, is withdrawn from further consideration. Specification The specification submitted 11/24/2023 has been accepted by the examiner. Drawings The drawings submitted up to this point including the 5/7/2026 replacement drawing, have been accepted by the examiner. Information Disclosure Statement The information disclosure statements (IDS) submitted up to this point have been considered by the examiner. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-3 are rejected under 35 U.S.C. 102(a)(1)/(a)(2) as being anticipated by Altstatter (US # 20230307538). PNG media_image1.png 307 461 media_image1.png Greyscale Regarding Claim 1, Alstatter-538 teaches a semiconductor device (Figs. 1 and corresponding text), comprising: a substrate (11), having a first surface (12) and a second surface (13); a gate pad (21) and a source pad (22), laterally separated from each other, and both disposed on the first surface of the substrate (shown with gap 38 between); a drain region (23), disposed on the second surface of the substrate (shown); a first trench (16), disposed in the substrate and directly below the gate pad (shown) for at least a subset under 21); a conductive portion (17), filling up the first trench (see Fig. 1B); a dielectric liner (27), disposed in the first trench and surrounding the conductive portion (shown); a first doped region (portions of 24 nearer to trenches 16), located on two sides of the first trench (shown); PNG media_image2.png 361 397 media_image2.png Greyscale a second trench (30), disposed in the substrate and directly below the source pad (at least a subset of the trenches 30 are directly below feature 22); a gate electrode (19), filling up the second trench (shown); a gate dielectric layer (31), disposed in the second trench and surrounding the gate electrode (shown); and a source region (26), located on two sides of the second trench (shown), wherein the first doped region (18) and the source region have the same conductivity type ([0064, 91] teaches first-conductivity type). Regarding Claim 2, Alstatter-538 teaches the semiconductor device of claim 1, wherein the dielectric liner (27) comprises a first portion located on sidewalls (28) of the first trench and a second portion located on a bottom surface (29) of the first trench (shown with a bottom portion that has a larger dimension, very similar to the applicant’s T1 > T2; see also [0065]), the second portion has a thickness greater than a thickness of the first portion, the gate dielectric layer (31) comprises a third portion located on sidewalls of the second trench and a fourth portion located on a bottom surface of the second trench, and the fourth portion has a thickness greater than a thickness of the third portion (shown with a bottom portion that has a larger dimension, very similar to the applicant’s T1 > T2; see also [0067]). Regarding Claim 3, Alstatter-538 teaches the semiconductor device of claim 1, wherein the gate electrode (19) and the conductive portion (17) are both electrically coupled to the gate pad (21), and the first doped region (24) and the source region (26) are both electrically coupled to the source pad (22; see [0070, 71]). Allowable Subject Matter Claims 4-10 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Regarding Claim 4, although the prior art shows substantial features of the claimed invention, the prior art reviewed by the examiner neither teaches nor reasonably suggests all the claimed limitations, including the semiconductor device of claim 1, wherein the substrate comprises an epitaxial layer located on the drain region, a well region is disposed in the epitaxial layer, the well region is laterally extended from being directly below the gate pad to be directly below the source pad, the first doped region and the source region both have a first conductivity type, the well region has a second conductivity type, the drain region and the epitaxial layer both have the first conductivity type, and the first doped region and the source region are both disposed in the well region. Claims 5-10 are dependent upon claim 4. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTOPHER A JOHNSON whose telephone number is (571)272-9475. The examiner can normally be reached on normally working Monday-Friday between 9 am and 6 pm Pacific Time. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Brent Fairbanks can be reached at (408) 918-7532. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHRISTOPHER A JOHNSON/ Primary Examiner, Art Unit 2899
Read full office action

Prosecution Timeline

Nov 24, 2023
Application Filed
Jun 17, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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SEMICONDUCTOR DEVICE AND ELECTRONIC SYSTEM INCLUDING THE SAME
3y 4m to grant Granted Jun 30, 2026
Patent 12670941
MEMORY DEVICE
3y 1m to grant Granted Jun 30, 2026
Patent 12652803
MEMORY DEVICE AND METHOD OF MANUFACTURING THE SAME
2y 6m to grant Granted Jun 09, 2026
Patent 12648140
THREE-DIMENSIONAL MEMORY DEVICE
3y 2m to grant Granted Jun 02, 2026
Patent 12641791
SEMICONDUCTOR DEVICE AND MANUFACTURING METHOD THEREOF
3y 1m to grant Granted May 26, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
92%
With Interview (+8.4%)
2y 3m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 560 resolved cases by this examiner. Grant probability derived from career allowance rate.

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