Prosecution Insights
Last updated: July 17, 2026
Application No. 18/519,172

METHOD OF FORMING AN ORGANIC POLYMER COMPRISING POLYIMIDE

Non-Final OA §103
Filed
Nov 27, 2023
Priority
Nov 30, 2022 — provisional 63/428,763
Examiner
GOODWIN, DAVID J
Art Unit
2817
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
ASM IP Holding B.V.
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
7m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
547 granted / 813 resolved
-0.7% vs TC avg
Strong +17% interview lift
Without
With
+16.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
56 currently pending
Career history
889
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
82.7%
+42.7% vs TC avg
§102
3.0%
-37.0% vs TC avg
§112
10.4%
-29.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 813 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election with traverse of claims 1 through 19 in the reply filed on 4/16/2026 is acknowledged. The traversal is on the ground(s) that the apparatus comprises elements of the method claims. This is not found persuasive because the apparatus can be operated without dispensing the modifying agent resulting in depositing an unmodified polymer The requirement is still deemed proper and is therefore made FINAL. Claim 20 is withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 4/16/2026. Information Disclosure Statement The information disclosure statements (IDS) submitted on 11/28/2023 and 11/27/2023 were filed. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Rejection Note: Italicized and struck through claim limitations indicate limitations that are not explicitly disclosed in the primary reference, but disclosed in the secondary reference(s). Claim(s) 1, 2, 3, 4, 5, 6, 11, 12, 14, 15, and 16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pore (US 2017/0100742) Regarding claim 1, Pore teaches: A method of forming a modified organic polymer comprising polyimide, the method comprising: providing a substrate (fig 2b:206; [para 0051]) in a reaction chamber (fig 2b:200; [para 0051]); providing a first polymer precursor into the reaction chamber in a vapor phase (fig 1b:40,20; [para 0042]); and providing a second polymer precursor into the reaction chamber in a vapor phase (fig 1b:50; [para 0042]) to deposit an organic polymer (fig 4b:420; [para 0061]) comprising polyimide ([para 0061]) on the substrate (fig 4a,4b:400; [para 0061]); wherein the first polymer precursor comprises a molecule having at least two acid anhydride groups (pyromellitic dianhydride; [para 0043]) and the second polymer precursor comprises a molecule comprising at least two amine groups (1,6-diaminohexane; [para 0043]), and wherein the method further comprises providing a modifying agent (anhydride; [para 0039]) to increase the proportion of polyimide in the organic polymer on the substrate to form the modified organic polymer comprising polyimide ([para 0037,0039]). Pore does not teach how the modifying agent is introduced. Pore teaches: providing an anhydride into the reaction chamber in a vapor phase ([para 0043]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the anhydride, a modifying agent, as a vapor into the chamber so that the process can be conducted in situ and thereby reduce the chance of contamination. Regarding claim 2. Pore teaches the method of claim 1, further the providing a first polymer precursor (fig 1b:40,20; [para 0042]) and the providing the second polymer precursor (fig 1b:50; [para 0042]) into the reaction chamber (fig 2b:200; [para 0051]) are repeated at least once (fig 1b:80; [para 0044]). Regarding claim 3. Pore teaches the method of claim 1, further Pore teaches: providing the first polymer precursor (fig 1b:40,20; [para 0042]) and the second polymer precursor (fig 1b:50; [para 0042]) into the reaction chamber (fig 2b:200; [para 0051]) are repeated at least once (fig 1b:80; [para 0044]) before providing the modifying agent (post-deposition treatment; [para 0039]) into the reaction chamber (fig 2b:200; [para 0051]). Regarding claim 4. Pore teaches the method of claim 1, further the molecule comprising at least two acid anhydride groups is pyromellitic dianhydride (pyromellitic dianhydride; [para 0043]). Regarding claim 5. Pore teaches the method of claim 1, further Pore teaches: the molecule comprising at least two amine groups comprises at least one primary amine (1,6-diaminohexane; [para 0043]). Regarding claim 6. Pore teaches the method of claim 1, further Pore teaches: the molecule comprising at least two amine groups is selected from a group consisting of 4,4′-oxydianiline, 1,2-diaminoethane, 1,3-diaminopropane, 1,4-diaminobutane, 1,5-diaminopentane, 1,2-diaminopropane, 2,3-butanediamine, 2,2-dimethyl-1,3-propanediamine, 1,3-diaminopentane, 1,4-diaminopentane, 2,4-diaminopentane, 2,4-diamino-2,4-dimethylpentane, 1,5-diamino-2-methylpentane, 1,3-diaminobutane, 1,3-diamino-3-methylbutane, 2,5-diamino-2,5-dimethylhexane, 1,4-diamino-4-methylpentane, 1,3-diaminobutane, 1,5-diaminohexane, 1,3-diaminohexane, 1,6-diaminohexane ([para 0043]), 2,5-diaminohexane, 1,3-diamino-5-methylhexane, 4,4,4-trifluoro-1,3-diamino-3-methylbutane, 2,4-diamino-2-methylpentane, 4-(1-methylethyl)-1,5-diaminohexane, 3-aminobutanamide, 1,3-diamino-2-ethylhexane, 2,7-diamino-2,7-dimethyloctane, 1,3-diaminobenzene, 1,4-diaminobenzene, decane-1,10-diamine, and 4-nitrobenzene-1,3-diamine. Regarding claim 11. Pore teaches the method of claim 1, further Pore teaches: the method is a cyclic deposition method (fig 1b:40-80; [para 0044]) and comprises providing the first polymer precursor (fig 1b:40,20; [para 0042]) and the second polymer precursor (fig 1b:50; [para 0042]) into the reaction chamber (fig 2b:200; [para 0051]) alternately and sequentially (fig 1b; [para 0044]). Regarding claim 12. Pore teaches the method of claim 1, further Pore teaches: the method is a cyclic deposition method (fig 1b:40-80; [para 0044]) and comprises providing the first polymer precursor (fig 1b:40,20; [para 0042]) and the second polymer precursor (fig 1b:50; [para 0042]) into the reaction chamber (fig 2b:200; [para 0051]) at least twice ([para 0044]) before providing the modifying agent (post-deposition treatment; [para 0039]) into the reaction chamber (fig 2b:200; [para 0051]). Regarding claim 14. Pore teaches the method of claim 1, further Pore does not teach the pressure of the reaction chamber during providing the modifying agent into the reaction chamber. Pore teaches: the pressure of the reaction chamber is between about 2 Torr and about 8 Torr during ([para 0057]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention for the pressure of the reaction chamber to be between about 2 Torr and about 8 Torr during providing the modifying agent into the reaction chamber in order to make sure that the organic material remains in a vaporized state. Given the teaching of the references, it would have been obvious to determine the optimum pressure involved. See In re Aller, Lacey and Hall (10 USPQ 233-237) It is not inventive to discover optimum or workable ranges by routine experimentation. Note that the specification contains no disclosure of either the critical nature of the claimed ranges or any unexpected results arising therefrom. Where patentability is said to be based upon particular chosen dimensions or upon another variable recited in a claim, the Applicant must show that the chosen dimensions are critical. In re Woodruff, 919 f.2d 1575,1578, 16 USPQ2d 1934, 1936 (Fed. Cir. 1990). Regarding claim 15. Pore teaches the method of claim 1, further Pore teaches: a ratio of polyamic acid to the polyimide in the as-deposited organic polymer is reduced from at least about 3:1 (deposited polyamic film; [para 0070]) to less than about 1:30 (converted to polyimide; [para 0070]). Pore does not teach any polyimide in the deposited organic polymer, and does not teach any polyamic acid in the converted layer Regarding claim 16. Pore teaches the method of claim 1, further Pore teaches: polyamic acid is substantially removed from the modified organic polymer comprising polyimide (film mostly polyimide; [para 0039]). Claim(s) 7, 8, 9, and 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pore (US 2017/0100742) as applied to claim 1 and further in view of Oda (US 2018/0281361) Regarding claim 7. Pore teaches the method of claim 1, above Pore does not teach the specific modifying agent Oda teaches: a modifying agent is a dehydrating agent (m-hydroxybenzoic acid, 2,4-dihydroxybenzoic acid; [para 0058]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention for the modifying agent to comprise a dehydrating agent (m-hydroxybenzoic acid, 2,4-dihydroxybenzoic acid) in order to catalyze the conversion of polyamic acid into polyimide by. Regarding claim 8. Pore in view of Oda teaches the method of claim 1, further Oda teaches: the modifying agent is selected from the group consisting of carboxylic acids (m-hydroxybenzoic acid, 2,4-dihydroxybenzoic acid; [para 0058]), acid anhydrides, and primary amines (aminophenol; [para 0058]). Regarding claim 9. Pore in view of Oda teaches the method of claim 1, further Oda teaches: the modifying agent comprises an aromatic ring (m-hydroxybenzoic acid, 2,4-dihydroxybenzoic acid, aminophenol; [para 0058]). Regarding claim 10. Pore in view of Oda teaches the method of claim 1, further Oda teaches: the modifying agent is selected from the group consisting of acetic acid, formic acid, benzoic acid, m-hydroxybenzoic acid, p-hydroxybenzoic acid, p-aminobenzoic acid, m-aminobenzoic acid, benzene-1,4-dicarboxylic acid, acetic anhydride, succinic anhydride, maleic anhydride, phthalic anhydride, aniline, 4-aminophenol, and quinolone ([para 0058]). Claim(s) 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pore (US 2017/0100742) as applied to claim 1 and further in view of Oda (US 2018/0281361) Regarding claim 13. Pore teaches the method of claim 1, above. Pore teaches: the reaction chamber during providing the modifying agent into the reaction chamber . Pore does not teach the temperature of the reaction chamber during providing the modifying agent. Oda teaches: the temperature during providing the modifying agent is from about 200° C. to about 450° C ([para 0058]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the modifying agent at 200 C to 450 C in order to catalyze the conversion of the polyamic acid of the organic layer into polyimide. Claim(s) 17, 18, and 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pore (US 2017/0100742) in view of Oda (US 2018/0281361) Regarding claim 17. Pore teaches: A method of reducing polyamic acid content of an organic polymer comprising polyimide and polyamic acid, the method comprising: heating an as-deposited organic polymer ([para 0039]) ; and contacting the as-deposited organic polymer with a modifying agent (anhydride; [para 0039]) to imidize polyamic acid into polyimide ([para 0039]). Pore does not teach how the modifying agent is introduced. Pore teaches: providing an anhydride in a vapor phase ([para 0043]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the anhydride, a modifying agent, as a vapor into the chamber so that the process can be conducted in situ and thereby reduce the chance of contamination. Pore does not teach the temperature of imidization. Oda teaches: heating an as-deposited organic polymer (polyamic acid; [para 0058]) to a temperature of at least 170° C. (240 C; [para 0058]); and contacting the as-deposited organic polymer with a modifying agent (catalyst; [para 0058]) comprising a hydroxyl group or a carbonyl group (hydroxybenzoic acid; [para 0058]) to imidize polyamic acid into polyimide ([para 0058,0059]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the modifying agent at 240 C in order to imidize the polyamic acid and minimize the amount of catalyst need and suppress the generation of volatile compounds (paragraph 59) Regarding claim 18. Pore in view of Oda teaches the method of claim 17, further Oda teaches: the temperature is at most about 325° C ([para 0054]). Regarding claim 19. Pore in view of Oda teaches the method of claim 17, further Pore teaches: the as-deposited organic polymer (fig 1b:30; [para 0044]) is a vapor-deposited layer (fig 1b:20,50; [para 0044]) on a semiconductor substrate (fig 2b:206; [para 0017,0051]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID J GOODWIN whose telephone number is (571)272-8451. The examiner can normally be reached Monday - Friday, 11:00 - 19:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kretelia Graham can be reached at (571)272-5055. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /D.J.G/Examiner, Art Unit 2817 /NICHOLAS J TOBERGTE/Primary Examiner, Art Unit 2817
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Prosecution Timeline

Nov 27, 2023
Application Filed
May 12, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
84%
With Interview (+16.6%)
3y 2m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 813 resolved cases by this examiner. Grant probability derived from career allowance rate.

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