Prosecution Insights
Last updated: April 19, 2026
Application No. 18/575,411

DISPLAY APPARATUS

Non-Final OA §103
Filed
Dec 29, 2023
Examiner
DYKES, LAURA M
Art Unit
2892
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Semiconductor Energy Laboratory Co. Ltd.
OA Round
1 (Non-Final)
65%
Grant Probability
Moderate
1-2
OA Rounds
2y 10m
To Grant
92%
With Interview

Examiner Intelligence

Grants 65% of resolved cases
65%
Career Allow Rate
321 granted / 497 resolved
-3.4% vs TC avg
Strong +28% interview lift
Without
With
+27.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
42 currently pending
Career history
539
Total Applications
across all art units

Statute-Specific Performance

§103
50.9%
+10.9% vs TC avg
§102
25.7%
-14.3% vs TC avg
§112
16.4%
-23.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 497 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This OA is in response to the claims filled on 12/29/2023 that has been entered, wherein claims 1 and 3-17 are pending and claim 2 is canceled. Information Disclosure Statement The information disclosure statement (IDS) submitted on 8/5/2024 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 5-6 and 9 are rejected under 35 U.S.C. 103 as being unpatentable over Yokoyama (US 2013/0248837 A1) in view of Maeda (US 2016/0104760 A1) as cited in the IDS of 8/5/2024. Regarding claim 1, Yokoyama teaches a display apparatus(Fig. 1) comprising: a first light-emitting device(10R, ¶0042) comprising: a first lower electrode(14 of 10R, ¶0045) whose end portion has a first tapered shape(¶0046); and a first organic compound layer(16 of 10R, ¶0046) over the first lower electrode(14 of 10R, ¶0045), the first organic compound layer(16 of 10R, ¶0046) having a shape along the first tapered shape(¶0046); a second light-emitting device(10G, ¶0042) comprising: a second lower electrode(14 of 10G, ¶0045) whose end portion has a second tapered shape(¶0046); and a second organic compound layer(16 of 10G, ¶0046) over the second lower electrode(14 of 10G, ¶0045), the second organic compound layer(16 of 10G, ¶0046) having a shape along the second tapered shape(¶0046); a common electrode(17, ¶0045) included in the first light-emitting device(10R, ¶0042) and the second light-emitting device(10G, ¶0042); an insulating layer(15, ¶0045) between the first light-emitting device(10R, ¶0042) and the second light-emitting device(10G, ¶0042); and an auxiliary wiring(17a, ¶0066) electrically connected to the common electrode(17, ¶0045), and wherein the auxiliary wiring(17a, ¶0066) comprises a region overlapping with the insulating layer(15, ¶0045). Yokoyama is not relied on to teach the auxiliary wiring(17a, ¶0066) is over the common electrode(17, ¶0045). Maeda teaches a display apparatus(Fig. 3) wherein the auxiliary wiring(310, ¶0043) is over the common electrode(308, ¶0038). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Yokoyama, so that the auxiliary wiring is over the common electrode, as taught by Maeda, in order to form a self-aligning auxiliary wiring with a high level of positioning accuracy even if high definition progresses while preventing a drop in an effective aperture ratio(¶0047). Regarding claim 5, Yokoyama teaches the display apparatus according to claim 1, wherein the insulating layer(15, ¶0045) has a shape where a center portion thereof rises up more than an end portion(Fig. 1). Regarding claim 6, Yokoyama teaches the display apparatus according to claim 1, wherein the insulating layer(15, ¶0045) comprises an upper portion with a flat shape(Fig. 1). Regarding claim 9, Yokoyama teaches the display apparatus according to claim 1, but is not relied on to teach the auxiliary wiring(17a, ¶0066) comprises an organic material. Maeda teaches a display apparatus(Fig. 3) wherein the auxiliary wiring(310, ¶0043) comprises an organic material(carbon black, ¶0043). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Yokoyama, so that the auxiliary wiring comprises an organic material, as taught by Maeda, in order to form a self-aligning auxiliary wiring with a high level of positioning accuracy even if high definition progresses while preventing a drop in an effective aperture ratio(¶0047). Claims 3, 4, 7, 9-11, 13-15 and 17 are rejected under 35 U.S.C. 103 as being unpatentable over Yokoyama (US 2013/0248837 A1) in view of Maeda (US 2016/0104760 A1) as cited in the IDS of 8/5/2024 and Kim et al. (US 2022/0199748 A1). Regarding claim 3, Yokoyama teaches a display apparatus(Fig. 1) comprising: a first light-emitting device(10R, ¶0042) comprising: a first lower electrode(14 of 10R, ¶0045) whose end portion has a first tapered shape(¶0046); and a first organic compound layer(16 of 10R, ¶0046) over the first lower electrode(14 of 10R, ¶0045), the first organic compound layer(16 of 10R, ¶0046) having a shape along the first tapered shape(¶0046); a second light-emitting device(10G, ¶0042) comprising: a second lower electrode(14 of 10G, ¶0045) whose end portion has a second tapered shape(¶0046); and a second organic compound layer(16 of 10G, ¶0046) over the second lower electrode(14 of 10G, ¶0045), the second organic compound layer(16 of 10G, ¶0046) having a shape along the second tapered shape(¶0046); a common electrode(17, ¶0045) included in the first light-emitting device(10R, ¶0042) and the second light-emitting device(10G, ¶0042); an insulating layer(15, ¶0045) between the first light-emitting device(10R, ¶0042) and the second light-emitting device(10G, ¶0042) and between the second light-emitting device(10G, ¶0042) and the light- receiving device; and an auxiliary wiring(17a, ¶0066) electrically connected to the common electrode(17, ¶0045). Yokoyama is not relied on to teach a light-receiving device; wherein the auxiliary wiring(17a, ¶0066) is over the common electrode(17, ¶0045), and wherein the auxiliary wiring(17a, ¶0066) comprises a region surrounding the light-receiving device. Maeda teaches a display apparatus(Fig. 3) wherein the auxiliary wiring(310, ¶0043) is over the common electrode(308, ¶0038). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Yokoyama, so that the auxiliary wiring is over the common electrode, as taught by Maeda, in order to form a self-aligning auxiliary wiring with a high level of positioning accuracy even if high definition progresses while preventing a drop in an effective aperture ratio(¶0047). Yokoyama and Maeda are not relied on to teach a light-receiving device, and wherein the auxiliary wiring(17a, ¶0066) comprises a region surrounding the light-receiving device. Kim teaches a display apparatus(Fig. 6) comprising a light-receiving device(not illustrated, camera, a photo-sensor, ¶0029), and wherein the auxiliary wiring(300, M-S, ¶0132) comprises a region surrounding the light-receiving device(not illustrated, camera, a photo-sensor, ¶0029). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Yokoyama, to include a light-receiving device, and wherein the auxiliary wiring comprises a region surrounding the light-receiving device, as taught by Kim, in order to reduce the hole bezel region(¶0138) and to resolve the problems of a deviation of current being produced and a non-uniformity of brightness being caused due to an increase of resistance of a driving low voltage line(¶0139). Regarding claim 4, Yokoyama teaches a display apparatus(Fig. 1) comprising: a first light-emitting device(10R, ¶0042) comprising a first lower electrode(14 of 10R, ¶0045) whose end portion has a first tapered shape(¶0046) and a first organic compound layer(16 of 10R, ¶0046) having a shape along the first tapered shape(¶0046); a second light-emitting device(10G, ¶0042) comprising a second lower electrode(14 of 10G, ¶0045) whose end portion has a second tapered shape(¶0046) and a second organic compound layer(16 of 10G, ¶0046) having a shape along the second tapered shape(¶0046); a common electrode(17, ¶0045) included in the first light-emitting device(10R, ¶0042) and the second light-emitting device(10G, ¶0042); an insulating layer(15, ¶0045) between the first light-emitting device(10R, ¶0042) and the second light-emitting device(10G, ¶0042) and between the second light-emitting device(10G, ¶0042) and the light- receiving device; and an auxiliary wiring(17a, ¶0066) electrically connected to the common electrode(17, ¶0045). Yokoyama is not relied on a light-receiving device; wherein the auxiliary wiring(17a, ¶0066) is over the common electrode(17, ¶0045), and wherein the auxiliary wiring(17a, ¶0066) comprises a region between the first light-emitting device(10R, ¶0042) and the light-receiving device. Maeda teaches a display apparatus(Fig. 3) wherein the auxiliary wiring(310, ¶0043) is over the common electrode(308, ¶0038). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Yokoyama, so that the auxiliary wiring is over the common electrode, as taught by Maeda, in order to form a self-aligning auxiliary wiring with a high level of positioning accuracy even if high definition progresses while preventing a drop in an effective aperture ratio(¶0047). Yokoyama and Maeda are not relied on to teach a light-receiving device, and wherein the auxiliary wiring(17a, ¶0066) comprises a region between the first light-emitting device(10R, ¶0042) and the light-receiving device. Kim teaches a display apparatus(Fig. 6) comprising a light-receiving device(not illustrated, camera, a photo-sensor, ¶0029), and wherein the auxiliary wiring(300, M-S, ¶0132) comprises a region between the first light-emitting device(E, ¶0063) the light-receiving device(not illustrated, camera, a photo-sensor, ¶0029). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Yokoyama, to include a light-receiving device, and wherein the auxiliary wiring comprises a region between the first light-emitting device the light-receiving device, as taught by Kim, in order to reduce the hole bezel region(¶0138) and to resolve the problems of a deviation of current being produced and a non-uniformity of brightness being caused due to an increase of resistance of a driving low voltage line(¶0139). Regarding claim 7, Yokoyama, in view of Maeda, teaches the display apparatus according to claim 1, but is not relied on to teach a light- receiving device, wherein the insulating layer(15, ¶0045) is between the second light-emitting device(10G, ¶0042) and the light-receiving device. Kim teaches a display apparatus(Fig. 6) comprising a light-receiving device(not illustrated, camera, a photo-sensor, ¶0029), and wherein the insulating layer(109e, ¶0082, ¶0120) is between the second light-emitting device(E, ¶0063) and the light-receiving device(not illustrated, camera, a photo-sensor, ¶0029). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Yokoyama, to include a light-receiving device, and wherein the insulating layer is between the second light-emitting device and the light-receiving device, as taught by Kim, in order to reduce the hole bezel region(¶0138) and to resolve the problems of a deviation of current being produced and a non-uniformity of brightness being caused due to an increase of resistance of a driving low voltage line(¶0139). Regarding claim 10, Yokoyama teaches the display apparatus according to claim 3, wherein the insulating layer(15, ¶0045) has a shape where a center portion thereof rises up more than an end portion(Fig. 1). Regarding claim 11, Yokoyama teaches the display apparatus according to claim 3, wherein the insulating layer(15, ¶0045) comprises an upper portion with a flat shape(Fig. 1). Regarding claim 13, Yokoyama teaches the display apparatus according to claim 3, but is not relied on to teach the auxiliary wiring(17a, ¶0066) comprises an organic material. Maeda teaches a display apparatus(Fig. 3) wherein the auxiliary wiring(310, ¶0043) comprises an organic material(carbon black, ¶0043). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Yokoyama, so that the auxiliary wiring comprises an organic material, as taught by Maeda, in order to form a self-aligning auxiliary wiring with a high level of positioning accuracy even if high definition progresses while preventing a drop in an effective aperture ratio(¶0047). Regarding claim 14, Yokoyama teaches the display apparatus according to claim 4, wherein the insulating layer(15, ¶0045) has a shape where a center portion thereof rises up more than an end portion(Fig. 1). Regarding claim 15, Yokoyama teaches the display apparatus according to claim 4, wherein the insulating layer(15, ¶0045) comprises an upper portion with a flat shape(Fig. 1). Regarding claim 17, Yokoyama teaches the display apparatus according to claim 4, but is not relied on to teach the auxiliary wiring(17a, ¶0066) comprises an organic material. Maeda teaches a display apparatus(Fig. 3) wherein the auxiliary wiring(310, ¶0043) comprises an organic material(carbon black, ¶0043). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Yokoyama, so that the auxiliary wiring comprises an organic material, as taught by Maeda, in order to form a self-aligning auxiliary wiring with a high level of positioning accuracy even if high definition progresses while preventing a drop in an effective aperture ratio(¶0047). Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Yokoyama (US 2013/0248837 A1) and Maeda (US 2016/0104760 A1) as cited in the IDS of 8/5/2024, as applied to claim 1 above, further in view of Okazaki et al. (US 2022/0320184 A1) as cited in the IDS of 8/5/2024. Regarding claim 8, Yokoyama, in view of Maeda, teaches the display apparatus according claim 1, wherein the first light-emitting device(10R, ¶0042) further comprises a first light-emitting layer(light emitting layer of 16 of 10R, ¶0046). Yokoyama and Maeda are not relied on to teach a part of the insulating layer(15, ¶0045) is interposed between the first light-emitting layer(light emitting layer of 16 of 10R, ¶0046) and the common electrode(17, ¶0045). Okazaki teaches a display apparatus(Fig. 3B) wherein a part of the insulating layer(118, 119, 125, 127, ¶0217, ¶0218) is interposed between the first light-emitting layer(113a, ¶0115) and the common electrode(115, ¶0105). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Yokoyama, so that a part of the insulating layer is interposed between the first light-emitting layer and the common electrode, as taught by Okazaki, in order to prevent disconnection between a carrier-injection layer and the common electrode(¶0218). Claims 12 and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Yokoyama (US 2013/0248837 A1, Maeda (US 2016/0104760 A1) as cited in the IDS of 8/5/2024 and Kim et al. (US 2022/0199748 A1), as applied to claim 3 and 4 above, further in view of Okazaki et al. (US 2022/0320184 A1) as cited in the IDS of 8/5/2024. Regarding claim 12, Yokoyama, in view of Maeda and Kim, teaches the display apparatus according to claim 3, wherein the first light-emitting device(10R, ¶0042) further comprises a first light-emitting layer(light emitting layer of 16 of 10R, ¶0046). Yokoyama, Maeda and Kim are not relied on to teach the insulating layer(15, ¶0045) comprises a region interposed between the first light-emitting layer(light emitting layer of 16 of 10R, ¶0046) and the common electrode(17, ¶0045). Okazaki teaches a display apparatus(Fig. 3B) wherein the insulating layer(118, 119, 125, 127, ¶0217, ¶0218) comprises a region interposed between the first light-emitting layer(113a, ¶0115) and the common electrode(115, ¶0105). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Yokoyama, so that the insulating layer comprises a region interposed between the first light-emitting layer and the common electrode, as taught by Okazaki, in order to prevent disconnection between a carrier-injection layer and the common electrode(¶0218). Regarding claim 16, Yokoyama, in view of Maeda and Kim teaches the display apparatus according to claim 4, wherein the first light-emitting device(10R, ¶0042) further comprises a first light-emitting layer(light emitting layer of 16 of 10R, ¶0046). Yokoyama, Maeda and Kim are not relied on to teach the insulating layer(15, ¶0045) comprises a region interposed between the first light-emitting layer(light emitting layer of 16 of 10R, ¶0046) and the common electrode(17, ¶0045). Okazaki teaches a display apparatus(Fig. 3B) wherein the insulating layer(118, 119, 125, 127, ¶0217, ¶0218) comprises a region interposed between the first light-emitting layer(113a, ¶0115) and the common electrode(115, ¶0105). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Yokoyama, so that the insulating layer comprises a region interposed between the first light-emitting layer and the common electrode, as taught by Okazaki, in order to prevent disconnection between a carrier-injection layer and the common electrode(¶0218). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Takata et al. (US 2008/0150421 A1) Discoes a display apparatus. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAURA DYKES whose telephone number is (571)270-3161. The examiner can normally be reached M-F 9:30 am-5 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, N. Drew Richards can be reached at 571-272-1736. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LAURA M DYKES/Examiner, Art Unit 2892
Read full office action

Prosecution Timeline

Dec 29, 2023
Application Filed
Feb 20, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604567
DRIVING SUBSTRATE, MICRO LED TRANSFER DEVICE AND MICRO LED TRANSFER METHOD
2y 5m to grant Granted Apr 14, 2026
Patent 12604635
DISPLAY SCREEN, ELECTRONIC DEVICE AND MANUFACTURING METHOD
2y 5m to grant Granted Apr 14, 2026
Patent 12604648
DISPLAY DEVICE, METHOD OF MANUFACTURING THE SAME, AND TILED DISPLAY DEVICE
2y 5m to grant Granted Apr 14, 2026
Patent 12599024
DISPLAY MODULE AND SUBSTRATE THEREOF HAVING IMPROVED BINDING RELIABILITY OF SUBSTRATE AND FLEXIBLE CIRCUIT BOARD
2y 5m to grant Granted Apr 07, 2026
Patent 12588376
Substrate Arrangement and Manufacturing Method for a Micro Display
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
92%
With Interview (+27.9%)
2y 10m
Median Time to Grant
Low
PTA Risk
Based on 497 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month