Prosecution Insights
Last updated: April 19, 2026
Application No. 18/578,947

LITHOGRAPHY SYSTEM, SUBSTRATE SAG COMPENSATOR, AND METHOD

Final Rejection §102§103
Filed
Jan 12, 2024
Examiner
PERSAUD, DEORAM
Art Unit
2882
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
ASML Netherlands B.V.
OA Round
2 (Final)
76%
Grant Probability
Favorable
3-4
OA Rounds
2y 9m
To Grant
88%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
572 granted / 748 resolved
+8.5% vs TC avg
Moderate +12% lift
Without
With
+12.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
36 currently pending
Career history
784
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
46.3%
+6.3% vs TC avg
§102
34.5%
-5.5% vs TC avg
§112
5.9%
-34.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 748 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 2, 6-8, 11-13 and 15 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Ottens et al. [US 2005/0134829 A1]. Regarding claims 1, 7 and 12, Ottens et al. discloses a lithography system (Fig. 1) comprising: an illumination system (IL) configured to illuminate a pattern of a patterning device (MA); a projection system (PL) configured to project an image of the pattern onto a substrate (W); and a support table (MT / WT) comprising one or more protrusions configured to contact and support the patterning device such that the patterning device is suspended with respect to the support table (paragraph [0007]), wherein a sagging of the patterning device when supported by the support table is based on a material and/or dimensions of the patterning device (paragraph [0045]); and a pressure device configured to adjust a pressure on a side of the substrate such that the sagging is reduced (paragraph [0055], see also Figs. 2-5). Regarding claims 2, 8 and 13, Ottens et al. discloses wherein: the pressure device comprises a conduit coupled to a gap between the substrate and the support table and the pressure device is further configured to introduce and/or remove a pressurizing gas from the gap to adjust the pressure on the side of the substrate; and the pressure device is configured to generate a flow of pressurizing gas at the side of the substrate to adjust the pressure on the side of the substrate ((paragraph [0055]). Regarding claims 6, 11 and 15, Ottens et al. discloses further comprising: an actuator configured to move the support table, wherein the pressure device is further configured to compensate a pressure change resulting from the moving; and a controller configured to control the pressure device to compensate the pressure change resulting from the moving (paragraphs [0011], [0039] and [0055]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 3-5, 9, 10 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Ottens et al. in view of Nogawa et al. [US 2002/0018190 A1]. Regarding claims 3-5, 9, 10 and 14, Ottens et al. discloses further comprising: a controller (6) configured to control the pressure device to adjust the pressure (paragraph [0045]). Ottens et al. does not explicitly teach a pressure sensor configured to generate a measurement signal, wherein the controller is configured to receive the measurement signal and to determine the pressure based on the measurement signal, wherein: the controller is further configured to generate a control signal based on the determined pressure; and the pressure device is further configured to receive the control signal and adjust the pressure based on the control signal, wherein: the pressure sensor is disposed at a gap between the substrate and the support table; the system further comprises a second pressure sensor exposed to an ambience of the system and is configured to generate a second measurement signal; the controller is further configured to: receive the second measurement signal; determine a pressure difference between the gap and the ambience based on the measurement signal and the second measurement signal; and the generating the control signal is further based on the pressure difference, wherein: the pressure device is further configured to adjust the pressure at a gap between the suspended substrate and the support table; and the pressure device is further configured to adjust an ambient pressure of the system. However, Nogawa et al. discloses a pressure sensor configured to generate a measurement signal, wherein: the pressure sensor is disposed at a gap between the substrate and the support table (as shown in Fig. 8, see also paragraphs [0059], [0060] and [0071]). Therefore, it would have been obvious to one of ordinary skill in the art to provide a pressure sensor disposed at a gap between the substrate and the support table, as taught by Nogawa et al. in the system of Ottens et al. because such a modification provides better controlled differential pressure such that, a change in optical performance due to a pressure change can be suppressed (paragraph [0072] of Nogawa et al.). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DEORAM PERSAUD whose telephone number is (571)270-5476. The examiner can normally be reached M-F 8AM-5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Minh-Toan Ton can be reached at 571-272-2303. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DEORAM PERSAUD/ Primary Examiner, Art Unit 2882
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Prosecution Timeline

Jan 12, 2024
Application Filed
Sep 15, 2025
Non-Final Rejection — §102, §103
Nov 18, 2025
Response Filed
Mar 05, 2026
Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12572083
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
76%
Grant Probability
88%
With Interview (+12.0%)
2y 9m
Median Time to Grant
Moderate
PTA Risk
Based on 748 resolved cases by this examiner. Grant probability derived from career allow rate.

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