Prosecution Insights
Last updated: October 02, 2026
Application No. 18/579,009

SUBSTRATE FOR SEMICONDUCTOR DEVICE AND METHOD FOR MANUFACTURING THE SAME

Non-Final OA §103
Filed
Jan 12, 2024
Priority
Jul 29, 2021 — JP 2021-124488 +1 more
Examiner
RAHIM, NILUFA
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Shin-Etsu Chemical Co., Ltd.
OA Round
2 (Non-Final)
84%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
400 granted / 479 resolved
+15.5% vs TC avg
Minimal -1% lift
Without
With
+-1.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
30 currently pending
Career history
514
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
47.4%
+7.4% vs TC avg
§102
27.2%
-12.8% vs TC avg
§112
21.2%
-18.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 479 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 08/05/2026 has been entered. Based on the foreign documents submitted in 08/05/2026 IDS, previous allowance of claims 3-4 has been withdrawn. A new ground of rejection has been applied as described below. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 3-4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Norihiko et al. (JP 2009231550 A) in view of Akira et al. (JP H07297488 A; hereinafter “Akira”) (all the page and paragraph numbers are referring to the attached English translations of Norihiko and Akira). In re claim 3, Norihiko discloses in figs. 1-6, a method for manufacturing a substrate for a semiconductor device, the method comprising steps of: (1) preparing a laminated substrate including: a high-resistant silicon single crystal substrate having a resistivity of 100 Ω-cm or more (e.g., 6 KΩ-cm) (page 7; 7th paragraph; “Here, an n-type Si substrate having a (111) plane as a main surface and manufactured by the FZ method and having a resistivity ρ of 6 [kΩ.cm] or more is used as the growth substrate.”); a first buffer layer composed of an AlN layer and formed on a top surface of the high-resistant silicon single crystal substrate (page 8, 1st paragraph); and a nitride semiconductor layer (e.g., AlGaN layer) provided on the first buffer layer (page 8, 1st paragraph). Norihiko discloses when the substrate temperature is raised to 1200 [° C.] and an AlN 1layer is formed on the Si substrate, the resistance value of the Si substrate decreases and an object of the present invention is to manufacture a semiconductor device that suppresses a decrease in the resistance value of an Si substrate when AlN and GaN are grown on the Si substrate (see pages 2-3). However, Norihiko does not expressly disclose the second step, i.e., (2) irradiating the laminated substrate with electron beam from a rear surface side of the high-resistant silicon single crystal substrate to erase a low-resistivity portion formed on a top surface of the high-resistant silicon single crystal substrate, the low-resistivity portion having a resistivity relatively lower than the resistivity of an entirety of the high-resistant silicon single crystal substrate. In the same field of endeavor, Akira discloses (see paragraphs 1-16 of the specification, Figures 1-2) a method for producing a semiconductor thin film crystal and a semiconductor laser. In the semiconductor thin film crystal growth, a specific region having any shape is irradiated with charged particles such as electrons or ions of a specific element, so that the irradiated region becomes a high-resistance region (i.e., a process of eliminating a low-resistivity portion; irradiation with an electron ray eliminates a low-resistivity portion). Whereas the effect of irradiating the semiconductor region by electron beam so that the irradiated region becomes a high-resistive zone is the same as that of this claim. It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains to suppress a decrease in the resistance value of an Si substrate when AlN and GaN are grown on the Si substrate of Norihiko and form a high resistance region by irradiating the laminated substrate with electron beam from a rear surface side of the high-resistant silicon single crystal substrate as disclosed by Akira to control and to realize a high-performance semiconductor laser by making a specific region having an arbitrary shape a high resistance region during the growth of a semiconductor thin film (see pages 1-3 of Akira). In re claim 4, Norihiko, as modified by Akira, discloses the method for manufacturing a substrate for a semiconductor device according to claim 3 outlined above. Norihiko further discloses in figs. 1-6, wherein the nitride semiconductor layer provided on the first buffer layer is: a second buffer layer (e.g., AlGaN) composed of a nitride semiconductor layer provided on the first buffer layer AlN; and a device active layer (e.g., GaN) composed of a nitride semiconductor layer provided on the second buffer layer AlGaN (page 8, paragraphs 1-4). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to NILUFA RAHIM whose telephone number is (571)272-8926. The examiner can normally be reached M-F 9am-5:30pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Yara J. Green can be reached at (571) 270-3035. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NILUFA RAHIM/Primary Examiner, Art Unit 2893
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Prosecution Timeline

Jan 12, 2024
Application Filed
Mar 03, 2026
Non-Final Rejection mailed — §103
Jun 02, 2026
Response Filed
Aug 05, 2026
Request for Continued Examination
Aug 06, 2026
Response after Non-Final Action
Aug 12, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12740127
SEMICONDUCTOR DEVICE
3y 4m to grant Granted Sep 15, 2026
Patent 12740248
ELECTRONIC PANEL AND ELECTRONIC APPARATUS INCLUDING THE SAME
3y 1m to grant Granted Sep 15, 2026
Patent 12727499
SEMICONDUCTOR PACKAGE
3y 1m to grant Granted Sep 01, 2026
Patent 12727290
LIGHT-EMITTING DEVICE, BACKLIGHT UNIT AND DISPLAY APPARATUS HAVING THE SAME
3y 0m to grant Granted Sep 01, 2026
Patent 12727264
SOLID-STATE IMAGING ELEMENT AND IMAGING DEVICE
3y 1m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
84%
Grant Probability
82%
With Interview (-1.0%)
2y 4m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 479 resolved cases by this examiner. Grant probability derived from career allowance rate.

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