Prosecution Insights
Last updated: May 29, 2026
Application No. 18/588,751

VERTICAL FEATURE GROWTH USING FLUORINE-CONTAINING GAS

Non-Final OA §103
Filed
Feb 27, 2024
Examiner
DUCLAIR, STEPHANIE P.
Art Unit
1713
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Tokyo Electron Limited
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
577 granted / 807 resolved
+6.5% vs TC avg
Strong +20% interview lift
Without
With
+19.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
26 currently pending
Career history
836
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
95.3%
+55.3% vs TC avg
§102
0.7%
-39.3% vs TC avg
§112
1.2%
-38.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 807 resolved cases

Office Action

§103
DETAILED ACTION Claims 1-20 are pending before the Office for review. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 16-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on February 4, 2026. Applicant’s election without traverse of Group I (claims 1-15) in the reply filed on February 4, 2026 is acknowledged. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-8 are rejected under 35 U.S.C. 103 as being unpatentable over FUNG et al (U.S. Patent Application Publication 2022/0005688) in view of TAN et al (U.S. Patent Application Publication 2022/0028697). With regards to claim 1, Fung discloses a method comprising performing the following concurrent steps: depositing a material (316B) on a relief pattern (308A), the relief pattern comprising features separated by recesses (312); and etching side protrusions (316A) of the material (316B) vertically overlapping the recesses using a fluorine-containing gas (Figure 4A-4B Paragraphs [0061]-[0067]). Fung does not explicitly disclose depositing a relief on a relief patter using a precursor gas and a reactant gas. Tan discloses a method comprising depositing a material (800) on a relief pattern (405) using a precursor gas and a reactant gas for patterning a substrate (Paragraphs [0104]-[0107]). Fung discloses wherein the deposition gas mixture includes a carbon containing as such as carbon monoxide or methane. (Paragraph [0063]). It would have been prima facie obvious to one of ordinary skill in the art prior to the effective filing date of the invention to modify the method of Fung to include the precursor and reactant gas as rendered obvious by Tan because one of ordinary skill in the art prior to the effective filing date of the invention would have had a reasonable expectation of predictably achieving the desired depositing using the precursor and reactant gas as rendered obvious by Tan. MPEP 2143D With regards to claim 2, the modified teachings of Fung renders obvious wherein the concurrent steps further comprise: applying bias power to a substrate comprising the relief pattern. (Fung Paragraph [0032]). With regards to claim 3, the modified teachings of Fung renders obvious wherein the fluorine-containing gas comprises nitrogen. (Fung Paragraphs [0067]-[0070] discloses a fluorine containing gas wherein the fluorine containing nitrogen trifluoride). With regards to claim 4, the modified teachings of Fung renders obvious wherein the reactant gas comprises oxygen (Fung Paragraph [0063] discloses carbon monoxide which comprises oxygen) and wherein the material is an oxide (Fung Paragraphs [0061]-[0063] discloses forming a passivation layer wherein the passivation is formed of a carbon containing material which is bonded to the top surface of the photoresist layer having a M-OH ling bond and MOM ligand bonds which would form an oxide material on the surface). With regards to claim 5, the modified teachings of Fung renders obvious further comprising: performing an etching step using the material as an etch mask to deepen the recesses. (Fung Paragraphs [0070]-[0076] discloses steps 280-290). With regards to claim 6, the modified teachings of Fung renders obvious wherein the concurrent steps and the etching step are alternated as part of a cycle. (Tan Paragraph [0087] discloses the deposition and etching may be performed simultaneously, separate or may be repeated in multiple cycles). With regards to claim 7, the modified teachings of Fung renders obvious wherein the concurrent steps and the etching step are performed in situ in an etching chamber. (Fung Paragraphs [0019], [0033]-[0035] discloses loading the substrate into the processing chamber 100 and performing the steps for method 200 in the processing chamber). With regards to claim 8, the modified teachings of Fung wherein the relief pattern comprises a metal-oxide resist. (Fung Paragraphs [0061]-[0062] discloses organometallic photoresist). Claims 9-15 are rejected under 35 U.S.C. 103 as being unpatentable over FUNG et al (U.S. Patent Application Publication 2022/0005688) in view of TAN et al (U.S. Patent Application Publication 2022/0028697) and SANCHEZ (U.S. Patent Application Publication 2013/0164657). With regards to claim 9, Fung discloses a method comprising vertically growing a passivation material (316B) on features of a mask layer (308A), the features being separated by openings (312) exposing an underlying layer (314), and etching side protrusions (314A) of the passivation material vertically overlapping the openings using a fluorine-containing gas; and etching the underlying layer through the openings using the passivation material as an etch mask. (Figure 4A-4B Paragraphs [0061]-[0067]). Fung does not explicitly disclose vertically growing an oxide, wherein vertically growing the oxide comprises concurrently depositing the oxide on the features using a precursor gas and an oxygen-containing gas Tan discloses a method comprising depositing a material (800) on a relief pattern (405) using a precursor gas and a reactant gas for patterning a substrate using precursor gases to vertically grow the layer wherein the layer may be carbon containing material or a silicon containing material (Paragraphs [0104]-[0107]). Sanchez a method for patterning comprising forming an encapsulating layer on a photoresist layer wherein the top is grown thicker than the side wherein the encapsulation layer may comprise silicon based layer including silicon oxide by flowing a silicon precursor and oxygen to form the layer (Paragraphs [0052], [0064]-[0067]). As such Fung as modified by Tan and Sanchez vertically growing a passivation material wherein the passivation material comprises materials including a carbon containing layer and silicon containing layer wherein the silicon containing layer can be formed with a silicon precursor and oxygen precursor (Fung Paragraphs [0061]-[0067], Tan Paragraphs [0104]-[0107], Sanchez Paragraphs [0052]) which renders obvious vertically growing an oxide, wherein vertically growing the oxide comprises concurrently depositing the oxide on the features using a precursor gas and an oxygen-containing gas. It would have been prima facie obvious to one of ordinary skill in the art prior to the effective filing date of the invention to modify the method of Fung to include the precursor and reactant gas as rendered obvious by Tan and Sanchez because one of ordinary skill in the art prior to the effective filing date of the invention would have had a reasonable expectation of predictably achieving the vertically growing of an oxide using the precursor and reactant gas as rendered obvious by Tan and Sanchez. MPEP 2143D With regards to claim 10, the modified teachings of Fung renders obvious wherein vertically growing the oxide on the features of the mask layer further comprises applying bias power to a substrate comprising the mask layer and the underlying layer concurrently with depositing the oxide and etching the portions of the oxide (Fung Paragraph [0032], Tan Paragraph [0064], Sanchez [0078]). With regards to claims 11-12, the modified teachings of Fung renders obvious wherein the fluorine-containing gas comprises a fluoronitrogen compound wherein the fluoronitrogen compound is nitrogen trifluoride. (Fung Paragraphs [0067]-[0070] discloses a fluorine containing gas wherein the fluorine containing nitrogen trifluoride). With regards to claim 13, the modified teachings of Fung renders obvious wherein vertically growing the oxide and etching the underlying layer are alternated as part of a cycle. (Tan Paragraph [0087] discloses the deposition and etching may be performed simultaneously, separate or may be repeated in multiple cycles). With regards to claim 14, the modified teachings of Fung renders obvious wherein vertically growing the oxide and etching the underlying layer are performed in situ in an etching chamber. (Fung Paragraphs [0019], [0033]-[0035] discloses loading the substrate into the processing chamber 100 and performing the steps for method 200 in the processing chamber). With regards to claim 15, the modified teachings of Fung wherein the mask layer comprises a metal-oxide resist. (Fung Paragraphs [0061]-[0062] discloses organometallic photoresist). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to STEPHANIE P. DUCLAIR whose telephone number is (571)270-5502. The examiner can normally be reached 9-6:30 M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joshua Allen can be reached at 571-270-3176. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /STEPHANIE P DUCLAIR/Primary Examiner, Art Unit 1713
Read full office action

Prosecution Timeline

Feb 27, 2024
Application Filed
Apr 23, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12642024
PLASMA PROCESSING METHOD
3y 8m to grant Granted May 26, 2026
Patent 12637588
METHOD FOR PRODUCING INORGANIC PARTICLE-CONTAINING SLURRY AND ZIRCONIA PARTICLE-CONTAINING SLURRY
3y 2m to grant Granted May 26, 2026
Patent 12635430
PLASMA PROCESSING METHOD
3y 2m to grant Granted May 19, 2026
Patent 12612699
BINDING AGENT FOR GRAPHENE FILM TRANSFER AND TRANSFER METHOD OF GRAPHENE FILM
3y 5m to grant Granted Apr 28, 2026
Patent 12606718
POLISHING COMPOSITION, POLISHING METHOD, AND METHOD OF MANUFACTURING SEMICONDUCTOR SUBSTRATE
3y 1m to grant Granted Apr 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
91%
With Interview (+19.8%)
2y 9m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 807 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month