Prosecution Insights
Last updated: July 17, 2026
Application No. 18/597,801

THREE-DIMENSIONAL FERROELECTRIC MEMORY DEVICE AND METHODS OF FABRICATING THE SAME

Non-Final OA §102
Filed
Mar 06, 2024
Priority
Oct 20, 2023 — provisional 63/545,128
Examiner
BOWEN, ADAM S
Art Unit
2897
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Tokyo Electron Limited
OA Round
1 (Non-Final)
96%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 96% — above average
96%
Career Allowance Rate
700 granted / 726 resolved
+28.4% vs TC avg
Minimal +2% lift
Without
With
+2.4%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 9m
Avg Prosecution
20 currently pending
Career history
747
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
64.4%
+24.4% vs TC avg
§102
21.1%
-18.9% vs TC avg
§112
2.0%
-38.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 726 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2, 4-5, 7 and 9 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Bae et al. (2023/0068706). Re claim 1, Bae teaches a semiconductor device (Figs. 1-3), comprising: a first gate structure (110, 160) comprising a first gate electrode (110) and a ferroelectric layer (160); a second gate structure (131, 170) comprising a second gate electrode (131) and a gate dielectric layer (170); and a semiconductor layer (140) disposed between the ferroelectric layer (160) and the gate dielectric layer (170), wherein the first gate structure (110, 160), the semiconductor layer (140), and the second gate structure (131, 170) are arranged concentrically (Fig. 3). Re claim 2, Bae teaches the semiconductor device of claim 1, wherein the semiconductor layer (140) surrounds an outer sidewall of the first gate structure (11, 160). Re claim 4, Bae teaches the semiconductor device of claim 1, wherein the semiconductor layer (140) comprises a conductive oxide material (“IGZO”, [70]). Re claim 5, Bae teaches the semiconductor device of claim 1, wherein a bottom portion (Fig. 1) of the semiconductor layer (140) extends along a bottom portion (Fig. 1) of the gate dielectric layer (170). Re claim 7, Bae teaches the semiconductor device of claim 1, further comprising: a first source/drain contact (102) electrically coupled to a bottom portion (Fig. 1) of the semiconductor layer (140); and a second source/drain contact (103) electrically coupled to a top portion (Fig. 1) of the semiconductor layer (140). Re claim 9, Bae teaches the semiconductor device of claim 7, wherein a portion (Fig. 1) of the first source/drain contact (102) is below the ferroelectric layer (160). Claim(s) 16 is rejected under 35 U.S.C. 102(a)(1) as being anticipated by Bae et al. (2023/0068706). Re claim 16, Bae teaches a method (Figs. 1-3), comprising: forming a first gate structure (110, 160) over a substrate (101), the first gate structure (110, 160) comprising a first gate electrode (110) and a ferroelectric layer (160); forming a second gate structure (131, 170) comprising a second gate electrode (131) and a gate dielectric layer (170); and forming a semiconductor layer (140) sandwiched between the ferroelectric layer (160) and the gate dielectric layer (170), wherein the first gate structure (110, 160), the semiconductor layer (140), and the second gate structure (131, 170) are formed concentrically (Fig. 3). Prior art of record Re claim 10, Lee et al. (2023/0309314) teaches a semiconductor device (Figs. 18-19), comprising: an inner gate structure (240, 230) comprising an inner gate electrode (240) disposed over a ferroelectric layer (230); a semiconductor layer (176) wrapping around the inner gate structure (240, 230) and comprising a conductive oxide [33]. Lee further teaches a second gate electrode (332). Lee does not explicitly teach an outer gate structure wrapping around the semiconductor layer, the outer gate structure comprising a second gate electrode disposed over a gate dielectric layer, wherein the inner gate structure, the semiconductor layer, and the outer gate structure are arranged concentrically. Allowable Subject Matter Claims 3, 6, 8 and 17-20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Re claim 3, Bae teaches the semiconductor device of claim 1, yet remains explicitly silent to wherein the semiconductor layer surrounds an outer sidewall of the second gate structure. Re claim 6, Bae teaches the semiconductor device of claim 1, yet remains explicitly silent to further comprising: a first intermediate dielectric layer extending between the ferroelectric layer and the semiconductor layer; and a second intermediate dielectric layer extending between the semiconductor layer and the gate dielectric layer. Re claim 8, Bae teaches the semiconductor device of claim 7, yet remains explicitly silent to wherein an entirety of the first source/drain contact is adjacent to a sidewall of the ferroelectric layer. Re claim 17, Bae teaches the method of claim 16, yet remains explicitly silent to wherein: the step of forming the first gate structure comprises: forming an opening over the substrate, depositing the ferroelectric layer in the opening, and depositing the first gate electrode over the ferroelectric layer to fill the opening, the step of forming the semiconductor layer comprises depositing the semiconductor layer over the ferroelectric layer, and the step of forming the second gate structure comprises: depositing the gate dielectric layer over the semiconductor layer; and forming the second gate electrode over the gate dielectric layer. Claim 18 is objected to for at least depending from objected claim 17. Re claim 19, Bae teaches method of claim 16, yet remains explicitly silent to wherein: the step of forming the first gate structure comprises: forming an opening over the substrate, forming the first gate electrode within the opening, and depositing the ferroelectric layer over the first gate electrode in the opening, the step of forming the semiconductor layer comprises depositing the semiconductor layer over the ferroelectric layer in the opening, and the step of forming the second gate structure comprises: depositing the gate dielectric layer over the semiconductor layer, and forming the second gate electrode over the gate dielectric layer to fill the opening. Claim 20 is objected to for at least depending from objected claim 19. The following is a statement of reasons for the indication of allowable subject matter: The prior art of record does not anticipate or make obvious the device of claim 10, including each of the limitations and specifically an outer gate structure wrapping around the semiconductor layer, the outer gate structure comprising a second gate electrode disposed over a gate dielectric layer, wherein the inner gate structure, the semiconductor layer, and the outer gate structure are arranged concentrically, for the same reasons as mentioned for claim 10 in the prior art of record above. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Liu (2019/0123061), Figs. 1-6M; Zhang et al. (2016/0163729), Figs. 1A-31. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ADAM S BOWEN whose telephone number is (571)272-3984. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Fernando Toledo can be reached at 571-272-1867. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /FERNANDO L TOLEDO/Supervisory Patent Examiner, Art Unit 2897 /ADAM S BOWEN/Examiner, Art Unit 2897
Read full office action

Prosecution Timeline

Mar 06, 2024
Application Filed
Jul 01, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
96%
Grant Probability
99%
With Interview (+2.4%)
1y 9m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 726 resolved cases by this examiner. Grant probability derived from career allowance rate.

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