Prosecution Insights
Last updated: July 17, 2026
Application No. 18/649,327

STARCH-CONTAINING SWOLLEN COMPOSITION AND PRODUCTION METHOD THEREFOR, FERMENTED COMPOSITION AND PRODUCTION METHOD THEREFOR, AND FERMENTED AND ENZYME-TREATED COMPOSITION AND PRODUCTION METHOD THEREFOR

Non-Final OA §103
Filed
Apr 29, 2024
Priority
Jun 28, 2022 — JP 2022-103973 +1 more
Examiner
GWARTNEY, ELIZABETH A
Art Unit
1759
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Mizkan Holdings Co. Ltd.
OA Round
3 (Non-Final)
36%
Grant Probability
At Risk
3-4
OA Rounds
4y 10m
Est. Remaining
71%
With Interview

Examiner Intelligence

Grants only 36% of cases
36%
Career Allowance Rate
243 granted / 668 resolved
-28.6% vs TC avg
Strong +35% interview lift
Without
With
+34.9%
Interview Lift
resolved cases with interview
Typical timeline
7y 0m
Avg Prosecution
70 currently pending
Career history
731
Total Applications
across all art units

Statute-Specific Performance

§101
1.8%
-38.2% vs TC avg
§103
80.7%
+40.7% vs TC avg
§102
5.7%
-34.3% vs TC avg
§112
6.2%
-33.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 668 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The Amendment filed March 3, 2026 has been entered. Claims has been cancelled. Claims 22-30 are new. Claims 1-6, 8-12 and 21-30 are pending examination. The previous indication of allowable subject matter in the Non-Final Rejection mailed December 4, 2025 has been withdrawn. A new grounds of rejection under 35 U.S.C. 103 in view of Niwano et al. (US 5, 591,471) and Nakaseko et al. (JPH 175776A) is set forth below. This office action is made non-final. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-6, 8-12 and 21-30 are rejected under 35 U.S.C. 103 as being unpatentable over Niwano et al. (US 5,591,471) in view of Nakaseko et al. (JPH 175776A-Espacenet translation provided on IDS filed June 24, 2024). Regarding claims 1-6, 8-12 and 21-30, Niwano et al. disclose a puffed food (i.e., swollen food) comprising soybean protein (i.e., pulse), starch, dietary fiber and water (Abstract, C2/L18-26). Niwano et al. disclose the puffed food is made by kneading the raw materials, i.e., protein, starch, dietary fiber and water to produce a dough (C4/L52-67). Niwano et al. disclose that the dough is heat-treated into a puffed (i.e., swollen) food with excellent flavor and touch (C5/L45-51). Niwano et al. disclose the ratio of soy protein, starch and dietary fiber in the dough for the puffed food (i.e., swollen food) is 1:0.2-0.8: 0.01-0.4 (C2/L63-67). Niwano et al. also disclose the dough comprises 150 to 300 parts by weight of water with respect to 100 parts by weight of the total amount of protein, starch and dietary fiber (C3/L55-64). Niwano et al. disclose that the solid content of the dough used to make the swollen food has a solid content of about 25 to 50% by weight (C5/L1-9). Note, while Niwano et al. disclose a composition comprising 150 parts of water with respect to 100 parts by weight of the total amount of protein, starch and dietary fiber (i.e., moisture content of 150 wt% on a dry mass basis), a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close (MPEP §2144.05 I). Therefore, in a composition comprising 100 parts of a combination of protein, starch and dietary fiber and 150 parts by weight of water wherein the ratio of protein, starch and dietary fiber in the dough is 1:0.2-0.8:0.01-0.4, the composition could comprise (a) about 18 wt% protein on a wet mass basis, 14 wt% starch on a wet mass basis, and 8 wt% dietary fiber on a wet basis (150 parts water, 45 parts protein, 35 parts starch and 20 parts dietary fiber; wherein the ratio of protein, starch and dietary fiber is: 1: 0.6: 0.4) or . While the composition of Niwano et al. would result in about 18 wt% protein, 14 wt% starch and 8 wt% dietary fiber on a wet basis, a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close (MPEP §2144.05 I). The proportions of starch and dietary fiber are so close to those presently claimed that prima facie one skilled in the art would have expected them to have the same properties. Niwano et al. is silent with respect to plant polysaccharide in an amount of 0.1% by weight or more. Nakaseko et al. teach a psyllium hydrolysate obtained by reacting psyllium with an enzyme selected from the group consisting of pectinase, hemicellulase and combinations thereof ([0001], [0009]). Nakaseko et al. disclose the psyllium hydrolysate can be blended, in powder form, with foods such as snacks, confectionaries and noodles ([0023]-[0024]). Nakaseko et al. disclose the effects of consuming the psyllium hydrolysate is to improve bowel movements, inhibit the absorption of cholesterol and inhibit the rise in blood sugar levels. ([0021]). Niwano et al. and Nakaseko et al. are combinable because they are concerned with the same field of endeavor, namely snack food compositions. It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the present application to have added psyllium hydrolysate (i.e., plant polysaccharide), as taught by Nakaseko et al. to the puffed food composition of Niwano et al. to improve the health benefits of the food, e.g., inhibiting the absorption of cholesterol and rise in blood sugar levels. One of ordinary skill in the art would have adjusted, in routine processing, the amount of added psyllium hydrolysate to obtain the desired dosage (i.e., health benefits) while maintaining the physical, chemical and sensory (i.e., taste, smell and texture) properties of the puffed food composition. Given Nakaseko et al. teach a plant polysaccharide , i.e., psyllium hydrolysate obtained by reacting psyllium with an enzyme, similar to the plant polysaccharide claimed and disclosed in the present invention, inherently the polysaccharide would exhibit the claimed viscosity and soluble dietary fiber content. Regarding requirements (5) and (6), given the combination of Niwano et al. and Nakaseko et al. teach a puffed food (i.e., swollen food) having a composition substantially similar to the claimed swollen food composition inherently the puffed food would meet the conditions of requirements (5) and (6); and claims 2-8. While Niwano et al. does not disclose the puffed food is made by process including fermentation, even though product-by-process claims are limited by and defined by the process, determination of patentability is based on the product itself (MPEP §2113 I). If the product in the product-by-process claims is the same as or obvious from the product of the prior art, the claims is unpatentable even though the prior product was made by a different process (MPEP §2113 I). Response to Arguments Applicant’s arguments, see Remarks, filed March 3, 2026, with respect to the rejection of claims 1-12 under 35 U.S.C. 103 as being unpatentable over Niwano et al. (US 5,591,471) in view of Nakaseko et al. (JPH 175776A-Espacenet translation provided on IDS filed June 24, 2024) have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is set forth above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ELIZABETH A GWARTNEY whose telephone number is (571)270-3874. The examiner can normally be reached M-F: 9 a.m. - 5 p.m. EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curtis Mayes can be reached at 571-272-1234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ELIZABETH A. GWARTNEY Primary Examiner Art Unit 1759 /ELIZABETH GWARTNEY/Primary Examiner, Art Unit 1759
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Prosecution Timeline

Show 2 earlier events
Aug 25, 2025
Interview Requested
Sep 04, 2025
Applicant Interview (Telephonic)
Sep 04, 2025
Examiner Interview Summary
Sep 18, 2025
Response Filed
Dec 04, 2025
Non-Final Rejection mailed — §103
Mar 03, 2026
Response Filed
May 22, 2026
Non-Final Rejection mailed — §103
Jun 12, 2026
Interview Requested

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
36%
Grant Probability
71%
With Interview (+34.9%)
7y 0m (~4y 10m remaining)
Median Time to Grant
High
PTA Risk
Based on 668 resolved cases by this examiner. Grant probability derived from career allowance rate.

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