Prosecution Insights
Last updated: April 19, 2026
Application No. 18/653,097

FAST RESPONSE PEDESTAL ASSEMBLY FOR SELECTIVE PRECLEAN

Non-Final OA §103§DP
Filed
May 02, 2024
Examiner
BENNETT, CHARLEE
Art Unit
1718
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Applied Materials, Inc.
OA Round
1 (Non-Final)
57%
Grant Probability
Moderate
1-2
OA Rounds
3y 8m
To Grant
93%
With Interview

Examiner Intelligence

Grants 57% of resolved cases
57%
Career Allow Rate
309 granted / 539 resolved
-7.7% vs TC avg
Strong +36% interview lift
Without
With
+36.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
56 currently pending
Career history
595
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
58.9%
+18.9% vs TC avg
§102
7.8%
-32.2% vs TC avg
§112
26.3%
-13.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 539 resolved cases

Office Action

§103 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-3 are rejected under 35 U.S.C. 103 as being unpatentable over US 2009/0283217 to Lubomirsky in view of US 2002/0083897 to Shang, US 5,886,863 to Nagasaki and in view of US 2002/0162507 to “Shang’507.” Claims 1, 3: Lubomirsky discloses a substrate support pedestal assembly suitable for use in semiconductor manufacturing, comprising: a shaft (not referenced but shown in Fig. 1-4 below 120); a substrate support pedestal (120 [wafer pedestal]) coupled to the shaft (see Fig. 1-4), the substrate support pedestal (120) comprising an aluminum based substrate support plate (120a [pedestal], see para. [0022] where 120a can be of aluminum oxide) having a top surface and a bottom surface (top and bottom of 120a), an inner periphery and an outer periphery circumscribing the inner periphery (Fig. 2), the aluminum based substrate support plate (120a) further comprising: vertical passages (210 [chucking openings]) disposed through the extending from the bottom surface to the top surface of the aluminum substrate support plate (120a, see Fig. 2, 4), the vertical passages (210) comprising vacuum passages (210); and a gas distribution plate (120b [pedestal base]) in contact with the bottom surface of the aluminum based substrate support plate (bottom of 120a), ); and a lip (not referenced but shown in Fig. 2, 4) extending outward below the top surface (edge of 120a, see Fig. 2, 4), the lip extending between the outer periphery and the inner periphery (see Fig. 2, 4); However Lubomirsky does not explicitly disclose wherein the top surface is coated with a ceramic material, a plurality of concentric gas distribution channels in fluid communication with the vertical passages; and a plurality of radial distribution channels coupled to the plurality of concentric gas distribution channels, and wherein the ceramic material is disposed over the plurality of concentric gas distribution channels and the plurality of radial distribution channels; (claim 3) wherein the ceramic material extends to the inner periphery and coats the top surface, such that the lip is exposed and sides of the aluminum substrate support plate are exposed and uncoated by the ceramic material. Shang discloses wherein a top surface (31 [support surface], Fig. 1-2) is coated with a ceramic material (50 [insulating layer]), (claim 3) wherein the ceramic material (50) considered capable to extends to the inner periphery (inner periphery of 32 [support member]), and the sides of the substrate support (32) are exposed and uncoated by the ceramic material (50, see Fig. 1-2 where sides appear to be uncoated), for the purpose of thermally and electrically isolating the substrate from the support member (para. [0024]). In this way, as noted above already, the apparatus of Lubomirsky in view of Shang having a lip would necessarily be left exposed as the coating is on the support surface where the substrate lies. It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to incorporate the ceramic material on the top surface leaving the sides exposed as taught by Shang with motivation to thermally and electrically isolate the substrate from the support member. However Nagasaki discloses a plurality of concentric gas distribution channels (concentric portions of 203b [groove], Fig. 9-10) in fluid communication with the vertical passages (207 [pipe], Fig. 10); a plurality of radial distribution channels (radial portions of 203b, see Fig. 9) coupled to the plurality of concentric gas distribution channels (concentric portions of 203b), and wherein the ceramic material (203 [aluminum nitride film], see col. 17, lines 20-25) is disposed above the plurality of concentric gas distribution channels (concentric portions of 203b) and the plurality of radial distribution channels (radial portions of 203b) for the purpose of enhancing the heat transfer further (see col. 18, lines 35-43). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to incorporate the concentric and radial distribution channels covered with a ceramic material as the configuration as taught by Nagasaki with motivation to enhance the heat transfer further. The apparatus of Lubomirsky in view of Shang, Nagasaki does not disclose the aluminum based support is an aluminum substrate support plate. Shang’507 discloses that substrate supports (32, Fig. 1-2) and other chamber components are made of aluminum (para. [0006]) for the purpose of providing good tensile strength, rigidity, and withstand the process temperatures and gases used to perform processes such as deposition and etching (para. [0006]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to substitute the material of Lubomirsky with aluminum as taught by Shang’507 with motivation to provide good tensile strength, rigidity, and withstand the process temperatures and gases used to perform processes such as deposition and etching. The apparatus of Lubomirsky in view of Shang, Nagasaki and Shang’507 discloses the ceramic material solely coats the top surface such that the lip is exposed (see Fig. 10 where Nagasaki only coats the top surface, and Fig. 2 of Shang where it is not coated on sides) and the sides of the aluminum substrate support are exposed and uncoated by the ceramic material (see Fig. 10, Nagasaki and Fig. 2 Shang). Claim 2: The apparatus of Lubomirsky in view of Shang, Nagasaki and Shang’507 discloses wherein the ceramic material (50, Fig. 1-2, Shang) is aluminum oxide (para. [0024] where aluminum oxide is disclosed). Claim 4: The apparatus of Lubomirsky in view of Shang, Nagasaki and Shang’507 discloses wherein the plurality of radial distribution channels (radial portions of 203b, Fig. 10, Nagasaki) extend from an inner concentric channel of the plurality of concentric gas distribution channels (inner concentric portion of 203b of concentric portions of 203b) to an outer concentric channel of the plurality of concentric gas distribution channels (outer concentric portion of 203b of concentric portions of 203b). Claims 5-7 are rejected under 35 U.S.C. 103 as being unpatentable over Lubomirsky in view of Shang, Nagasaki and Shang’507 as applied to claims 1, 2, 3 above, and further in view of US 2007/0258186 to Matyushkin. Claims 5 and 6: The apparatus of Lubomirsky in view of Shang, Nagasaki and Shang’507 does not disclose (claim 5) wherein the gas distribution plate is divided into multiple zones to provide different purge flows or vacuum set points to different areas of the substrate support pedestal (claim 6) wherein the top surface of the substrate support pedestal has a plurality of concentric gas distribution channels interconnected with radial distribution channels for receiving purge gas from the gas distribution plate through a plurality of passages in the gas distribution plate. However Matyushkin discloses (claim 5) wherein a gas distribution plate (91 [base], Fig. 4C/5A) is divided into multiple zones (central and peripheral 102’s/38a/b [passages], Fig. 1) to provide different purge flows or vacuum set points to different areas of a substrate support pedestal (see para. [0031] where at least one 102/38a flows to a center area and another 102/38b flows to a peripheral area, thereby providing different flows); (claim 6) wherein the top surface of the substrate support pedestal (26 [substrate receiving surface] of 90 [substrate support]) has a plurality of concentric gas distribution channels (254 [circular arms] of 250’s [grooves]) interconnected with radial distribution channels (252 [radial arms] of 250’s, para. [0042]) for receiving purge gas from the gas distribution plate (91) through a plurality of passages (38’s, para. [0042-0043]) in the gas distribution plate (91), for the purpose of providing heat transfer gas to the different zones, to thereby be maintained at different temperatures (see para. [0023]), and/or each zone can be set to hold heat transfer gas at a different equilibrated pressure to provide different heat transfer rates from the backside of the substrate (see para. [0027]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to incorporate the multiple zones, concentric and radial distribution channels, with configurations as taught by Matyushkin with motivation to provide heat transfer gas to the different zones, to thereby be maintained at different temperatures and/or each zone can be set to hold heat transfer gas at a different equilibrated pressure to provide different heat transfer rates from the backside of the substrate. Claim 7: The apparatus of Lubomirsky in view of Shang, Nagasaki, Shang’507, and Matyushkin discloses wherein the ceramic material (203, Fig. 9-10, Nagasaki) covers the plurality of concentric gas distribution channels (concentric portions of 203b) and the radial distribution channels (radial portions of 203b). Claims 8-10 are rejected under 35 U.S.C. 103 as being unpatentable over Lubomirsky in view of Shang, Nagasaki and Shang’507 as applied to claims 1, 2, 3 above, and further in view of US 2003/0160568 to Arai. Claims 8, 9, 10: The apparatus of Lubomirsky in view of Shang, Nagasaki and Shang’507 discloses (claim 8) wherein the substrate support pedestal further comprises: a base plate (middle plate of 120b, Fig. 4, Lubomirsky, see para. [0022] where 120b can have multiple metallic components which are brazed) brazed to a bottom of the gas distribution plate (top plate of 120b), the base plate (middle plate of 120b) having a plurality of cooling channels (420 [cooling channel]) formed therein for receiving a coolant fluid necessarily routed through the shaft (para. [0028]); (claim 9) wherein the gas distribution plate (top plate of 120b) and the base plate (middle plate of 120b) are fabricated from metal (para. [0022]); (claim 10) wherein the substrate support pedestal further comprises: a cap plate (bottom plate of 120b, Fig. 4) coupled to the base plate (middle plate of 120b) and considered capable to seal the cooling channel (420) formed in the base plate (middle plate of 120b). PNG media_image1.png 373 711 media_image1.png Greyscale Fig. 4 of Lubomirsky. The apparatus of Lubomirsky in view of Shang, Nagasaki and Shang’507 does not explicitly disclose (claim 8) a plurality of cooling channels formed therein for receiving a coolant fluid necessarily routed through the shaft (claim 9) the plates are fabricated from aluminum; (claim 10) the cap plate seals the cooling channels. It is known to have this configuration, as taught by Arai, which discloses that cooling channels (slits, para. [0042-0046]) can be formed inside of a(n) (aluminum) plate (1, para. [0041]), brazed to an underside of the plate, or placed in inner and outer peripheral sides of the plate (see para. [0091], [0092], [0043]) which renders the location of the cooling channels to be optimized as necessary, for the purpose of having excellent temperature response (see para. [0091]). Thereby, the location of the cooling channels being formed in one aluminum plate or the other aluminum plate with the sealing properties still occurring between the two plates renders the claim obvious over the prior art. The courts have held that the mere rearrangement of parts which does not modify the operation of a device is prima facie obvious. MPEP 2144.04 VI (C). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to incorporate the optimization of number and placement of the cooling channels, and sealing of two plates as taught by Arai with motivation to have excellent temperature response. Claims 11, 12, 13 are rejected under 35 U.S.C. 103 as being unpatentable over US 2009/0283217 to Lubomirsky in view of US 2002/0083897 to Shang, US 5,886,863 to Nagasaki and in view of US 2002/0162507 to “Shang’507.” Claim 11: Lubomirsky discloses a processing chamber suitable for use in semiconductor manufacturing, comprising: a chamber body (130 [processing chamber], Fig. 1); and a pedestal assembly (120 [wafer pedestal]) at least partially disposed within the chamber body (see Fig. 1), wherein the pedestal assembly (120) includes a substrate support pedestal (120) to support a substrate (101 [substrate]) thereon during processing (para. [0015]), the substrate support pedestal assembly (120), comprising: a shaft (not referenced but shown in Fig. 1-4 below 120); a substrate support pedestal (120) coupled to the shaft (see Fig. 1-4), the substrate support pedestal (120) comprising an aluminum based substrate support plate (120a [pedestal], see para. [0022] where 120a can be of aluminum oxide) having a top surface and a bottom surface (top and bottom of 120a), an inner periphery (interpreted to be a center of 120a), and an outer periphery (interpreted to be an edge of 120a) circumscribing the inner periphery (see Fig. 2, 4), the aluminum based substrate support plate (120a) comprising: vertical passages (210 [chucking openings]) disposed through the extending from the bottom surface to the top surface of the aluminum substrate support plate (120a, see Fig. 2, 4), the vertical passages (210) comprising vacuum passages (210); and a lip (not referenced but shown in Fig. 2, 4) extending outward below the top surface (edge of 120a, see Fig. 2, 4), the lip extending between the outer periphery and the inner periphery (see Fig. 2, 4); and a gas distribution plate (120b [pedestal base]) in contact with the bottom surface of the aluminum based substrate support plate (bottom of 120a), the gas distribution plate (120b) comprising a plurality of gas passages (210a [circular chucking channel]) aligned with the vacuum passages (210, see Fig. 2, 4); However Lubomirsky does not explicitly disclose wherein the top surface is coated with a ceramic material, wherein the ceramic material considered capable to extends to the inner periphery leaving the lip exposed, and the sides of the aluminum substrate support are exposed and uncoated by the ceramic material, a plurality of concentric gas distribution channels; and a plurality of radial distribution channels, wherein the plurality of concentric gas distribution channels are coupled to the plurality of concentric gas distribution channels for flowing a gas from the vertical passages therethrough, and wherein the ceramic material is disposed over the plurality of concentric gas distribution channels and the plurality of radial distribution channels. Shang discloses wherein a top surface (31 [support surface], Fig. 1-2) is coated with a ceramic material (50 [insulating layer]), wherein the ceramic material (50) considered capable to extends to the inner periphery (inner periphery of 32 [support member]), and the sides of the substrate support (32) are exposed and uncoated by the ceramic material (50, see Fig. 1-2 where sides appear to be uncoated), for the purpose of thermally isolating the substrate from the support member (para. [0024]). In this way, as noted above already, the apparatus of Lubomirsky in view of Shang having a lip would necessarily be left exposed as the coating is on the support surface where the substrate lies. It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to incorporate the ceramic material on the top surface leaving the sides exposed as taught by Shang with motivation to thermally isolate the substrate from the support member. However Nagasaki discloses a plurality of concentric gas distribution channels (concentric portions of 203b [groove], Fig. 9-10) configured to receive gas through the vertical passages (207 [pipe]) from the gas distribution plate (201 [base body], Fig. 10); and a plurality of radial distribution channels (radial portions of 203b, see Fig. 9) extending to the inner periphery of the substrate support pedestal (inner periphery of 202/203), wherein the plurality of radial distribution channels (radial portions of 203b) are coupled to the plurality of concentric gas distribution channels (concentric portions of 203b), and wherein the ceramic material (203 [aluminum nitride film], see col. 17, lines 20-25) is disposed over the plurality of concentric gas distribution channels (concentric portions of 203b) and the plurality of radial distribution channels (radial portions of 203b) for the purpose of enhancing the heat transfer further (see col. 18, lines 35-43). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to incorporate the concentric and radial distribution channels covered with a ceramic material as the configuration as taught by Nagasaki with motivation to enhance the heat transfer further. The apparatus of Lubomirsky in view of Shang, Nagasaki does not disclose the aluminum based support is an aluminum substrate support plate. Shang’507 discloses that substrate supports (32, Fig. 1-2) and other chamber components are made of aluminum (para. [0006]) for the purpose of providing good tensile strength, rigidity, and withstand the process temperatures and gases used to perform processes such as deposition and etching (para. [0006]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to substitute the material of Lubomirsky with aluminum as taught by Shang’507 with motivation to provide good tensile strength, rigidity, and withstand the process temperatures and gases used to perform processes such as deposition and etching. The apparatus of Lubomirsky in view of Shang, Nagasaki and Shang’507 discloses the ceramic material solely coats the top surface such that the lip is exposed (see Fig. 10 where Nagasaki only coats the top surface, and Fig. 2 of Shang where it is not coated on sides) and the sides of the aluminum substrate support are exposed and uncoated by the ceramic material (see Fig. 10, Nagasaki and Fig. 2 Shang). Claim 12: The apparatus of Lubomirsky in view of Shang, Nagasaki and Shang’507 discloses wherein the ceramic material (50, Fig. 1-2, Shang) is aluminum oxide (para. [0024] where aluminum oxide is disclosed). Claim 13: The apparatus of Lubomirsky in view of Shang, Nagasaki and Shang’507 discloses wherein the plurality of radial distribution channels (radial portions of 203b, Fig. 10, Nagasaki) extend from an inner concentric channel of the plurality of concentric gas distribution channels (inner concentric portion of 203b of concentric portions of 203b) to an outer concentric channel of the plurality of concentric gas distribution channels (outer concentric portion of 203b of concentric portions of 203b). Claims 15-17 are rejected under 35 U.S.C. 103 as being unpatentable over Lubomirsky in view of Shang, Nagasaki and Shang’507 as applied to claims 11, 12, 13 above, and further in view of US 2007/0258186 to Matyushkin et al (“Matyushkin”). Claims 15 and 16: The apparatus of Lubomirsky in view of Shang, Nagasaki and Shang’507 does not disclose (claim 15) wherein the gas distribution plate is divided into multiple zones to provide different purge flows or vacuum set points to different areas of the substrate support pedestal (claim 16) wherein the top surface of the substrate support pedestal has a plurality of concentric gas distribution channels interconnected with radial distribution channels for receiving purge gas from the gas distribution plate through passages in the gas distribution plate. However Matyushkin discloses (claim 15) wherein a gas distribution plate (91 [base], Fig. 4C/5A) is divided into multiple zones (central and peripheral 102’s/38a/b [passages]) to provide different purge flows or vacuum set points to different areas of a substrate support pedestal (see para. [0031] where at least one 102/38a flows to a center area and another 102/38b flows to a peripheral area, thereby providing different flows); (claim 16) wherein the top surface of the substrate support pedestal (26 [substrate receiving surface] of 90 [substrate support]) has a plurality of concentric gas distribution channels (254 [circular arms] of 250’s [grooves]) interconnected with radial distribution channels (252 [radial arms] of 250’s, para. [0042]) for receiving purge gas from the gas distribution plate (91) through passages (38’s, para. [0042-0043]) in the gas distribution plate (91), for the purpose of providing heat transfer gas to the different zones, to thereby be maintained at different temperatures (see para. [0023]), and/or each zone can be set to hold heat transfer gas at a different equilibrated pressure to provide different heat transfer rates from the backside of the substrate (see para. [0027]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to incorporate the multiple zones, concentric and radial distribution channels, with configurations as taught by Matyushkin with motivation to provide heat transfer gas to the different zones, to thereby be maintained at different temperatures and/or each zone can be set to hold heat transfer gas at a different equilibrated pressure to provide different heat transfer rates from the backside of the substrate. Claim 17: The apparatus of Lubomirsky in view of Shang, Nagasaki, Shang’507, and Matyushkin discloses wherein the ceramic material (203, Fig. 9-10, Nagasaki) covers the plurality of concentric gas distribution channels (concentric portions of 203b) and the radial distribution channels (radial portions of 203b). Claims 18-20 are rejected under 35 U.S.C. 103 as being unpatentable over Lubomirsky in view of Shang, Nagasaki and Shang’507 as applied to claims 11, 12, 13 above, and further in view of US 2003/0160568 to Arai et al (“Arai”). Claims 18, 19, 20: The apparatus of Lubomirsky in view of Shang, Nagasaki and Shang’507 discloses (claim 18) wherein the substrate support pedestal further comprises: a base plate (middle plate of 120b, Fig. 4, Lubomirsky, see para. [0022] where 120b can have multiple metallic components which are brazed) brazed to a bottom of the gas distribution plate (top plate of 120b), the base plate (middle plate of 120b) having a plurality of cooling channels (420 [cooling channel]) formed therein for receiving a coolant fluid necessarily routed through the shaft (para. [0028]); (claim 19) wherein the gas distribution plate (top plate of 120b) and the base plate (middle plate of 120b) are fabricated from metal (para. [0022]); (claim 20) wherein the substrate support pedestal further comprises: a cap plate (bottom plate of 120b, Fig. 4) coupled to the base plate (middle plate of 120b) and considered capable to seal the cooling channel (420) formed in the base plate (middle plate of 120b). PNG media_image1.png 373 711 media_image1.png Greyscale Fig. 4 of Lubomirsky. The apparatus of Lubomirsky in view of Shang, Nagasaki and Shang’507 does not explicitly disclose (claim 18) a plurality of cooling channels formed therein for receiving a coolant fluid necessarily routed through the shaft (claim 19) the plates are fabricated from aluminum; (claim 20) the cap plate seals the cooling channels. It is known to have this configuration, as taught by Arai, which discloses that cooling channels (slits, para. [0042-0046]) can be formed inside of a(n) (aluminum) plate (1, para. [0041]), brazed to an underside of the plate, or placed in inner and outer peripheral sides of the plate (see para. [0091], [0092], [0043]) which renders the location of the cooling channels to be optimized as necessary, for the purpose of having excellent temperature response (see para. [0091]). Thereby, the location of the cooling channels being formed in one aluminum plate or the other aluminum plate with the sealing properties still occurring between the two plates renders the claim obvious over the prior art. The courts have held that the mere rearrangement of parts which does not modify the operation of a device is prima facie obvious. MPEP 2144.04 VI (C). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to incorporate the optimization of number and placement of the cooling channels, and sealing of two plates as taught by Arai with motivation to have excellent temperature response. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/ patents/apply/applying-online/eterminal-disclaimer Claims 1-20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-20 of U.S. Patent No. 11,515,130. Although the claims at issue are not identical, they are not patentably distinct from each other because the language of the claims of the instant application is fully encompassed by the patent, rendering the instant application obvious over the patent mentioned above. It is further noted that the instant application is a continuation of US Patent No. 11,515,130. Claims 1-20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-20 of U.S. Patent No. 11,990,321. Although the claims at issue are not identical, they are not patentably distinct from each other because the language of the claims of the instant application is fully encompassed by the patent, rendering the instant application obvious over the patent mentioned above. It is further noted that the instant application is a continuation of US Patent No. 11,515,130. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Charlee J. C. Bennett whose telephone number is (571)270-7972. The examiner can normally be reached M-Th 10am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gordon Baldwin can be reached on 5712725166. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Charlee J. C. Bennett/Primary Examiner, Art Unit 1718
Read full office action

Prosecution Timeline

May 02, 2024
Application Filed
Mar 20, 2026
Non-Final Rejection — §103, §DP (current)

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Prosecution Projections

1-2
Expected OA Rounds
57%
Grant Probability
93%
With Interview (+36.0%)
3y 8m
Median Time to Grant
Low
PTA Risk
Based on 539 resolved cases by this examiner. Grant probability derived from career allow rate.

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