Prosecution Insights
Last updated: July 17, 2026
Application No. 18/670,918

PACKAGE STRUCTURE INCLUDING HEAT SINK STRUCTURE AND METHOD FOR MANUFACTURING THE SAME

Non-Final OA §103
Filed
May 22, 2024
Examiner
ARROYO, TERESA M
Art Unit
Tech Center
Assignee
NANYA TECHNOLOGY Corporation
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
10m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
357 granted / 497 resolved
+11.8% vs TC avg
Strong +23% interview lift
Without
With
+23.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
47 currently pending
Career history
539
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
79.5%
+39.5% vs TC avg
§102
10.4%
-29.6% vs TC avg
§112
7.3%
-32.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 497 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1, 2, 11-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Patent Application Publication No. 2024/0203823 (Uzoh) in view of TW Publication No. 202403962 (Wang). Uzoh discloses 1. A package structure, comprising: an electronic device 102; and a heat sink structure 108 disposed over the electronic device 102, and comprising: a plurality of thermal vias 114; and a thermally conductive layer 110 connecting to the plurality of thermal vias 114, wherein the plurality of thermal vias 114 are thermally connected to the electronic device 102 through the thermally conductive layer 110 so as to dissipate a heat generated from the electronic device 102 ([0044]-[0046]). Uzoh fails to disclose a heat sink structure comprising: a base portion; a plurality of thermal vias extending through the base portion; a thermally conductive layer embedded in the base portion. Wang teaches A package structure, comprising: a heat sink structure (at least Figure 2B), comprising: a base portion 52; a plurality of thermal vias (unlabeled area including T1 / T2) extending through the base portion 52; a thermally conductive layer 66 embedded in the base portion 52. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify the heat sink structure of Uzoh. The motivation would be to provide an enhanced thermal conduction path within the heat sink body, improve heat spreading from localized heat sources, and improve thermal transfer efficiency between the electronic device and the heat sink structure as taught by Wang. Wang teaches 2. The package structure of Claim 1, wherein the heat sink structure (at least Fig. 9) is attached to the electronic device by hybrid bonding. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to use hybrid bonding in Uzoh. The motivation would be to reduce thermal interference resistance, improve thermal conductivity between the electronic device and the heat sink structure, and provide a direct thermal conduction path as taught by Wang. Wang teaches 11. The package structure of Claim 1, wherein the heat sink structure (at least Fig. 5) further comprises a dielectric layer 56 / 62 disposed on a first surface of the base portion 52, and surrounding the thermally conductive layer 66. Wang teaches 12. The package structure of Claim 1, wherein a material of the base portion 52 includes silicon, and the thermally conductive layer 66 includes a conductive material 65C and a barrier layer 65B disposed between the conductive material 65C and the base portion 52. Uzoh discloses ([0044]) 13. The package structure of Claim 1, wherein the plurality of thermal vias 114 and the thermally conductive layer 110 are formed concurrently and integrally. Wang teaches 14. The package structure of Claim 1, wherein the electronic device comprises: a first semiconductor chip 150; and an encapsulant 200 encapsulating the first semiconductor chip 150, wherein the thermally conductive layer 66 of the heat sink structure vertically overlaps the encapsulant 200 of the electronic device. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to include an encapsulant in Uzoh. The motivation would be an encapsulant is well-known in the package art as shown in Wang. See MPEP 2144.03. Wang teaches 15. The package structure of Claim 14, wherein a lateral surface of the base portion 52 of the heat sink structure is substantially aligned with a lateral surface of the encapsulant 200 of the electronic device. Claim(s) 3-5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Uzoh in view of Wang as applied to claim 1 above, and further in view of U.S. Patent Application Publication No. 2021/0233901 (Or-Bach ‘901). The combination of references fails to teach 3. The package structure of Claim 1, wherein the thermally conductive layer has a net shape. Or-Bach ‘901 teaches (at least Figs. 9A, 9B, 11A-11K, 12A-12J) A package structure, comprising: wherein the thermally conductive layer 1157 has a net shape. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to determine the optimal shape in the modified device of Uzoh. The motivation would be to provide thermal isolation as taught by Or-Bach ‘901. See MPEP 2144.04. Or-Bach ‘901 teaches 4. The package structure of Claim 3, wherein the thermally conductive layer 1157 includes a plurality of lines crossed with each other to form a plurality of intersection portions. Or-Bach ‘901 teaches ([0114], [0115]) 5. The package structure of Claim 4, wherein the plurality of thermal vias are connected to the plurality of intersection portions of the thermally conductive layer 1157. Claim(s) 6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Uzoh in view of Wang as applied to claim 1 above, and further in view of U.S. Patent No. 9,640,531 (Or-Bach ‘531). The combination of references fails to teach 6. The package structure of Claim 1, wherein the plurality of thermal vias include a plurality of first thermal vias and a plurality of second thermal vias surrounding the plurality of first thermal vias, wherein a distribution density of the plurality of first thermal vias is greater than a distribution density of the plurality of second thermal vias. Or-Bach ‘531 teaches A package structure, comprising: wherein the plurality of thermal vias 445 include a plurality of first thermal vias and a plurality of second thermal vias surrounding the plurality of first thermal vias, wherein a distribution density of the plurality of first thermal vias is greater than a distribution density of the plurality of second thermal vias (column 15, line 5 to column 16, line 52). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to determine the optimum distribution density in the modified device of Uzoh. The motivation would be to routine engineering design considerations as taught by Or-Bach ‘531. See MPEP 2144.04. Claim(s) 7-10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Uzoh in view of Wang as applied to claim 1 above, and further in view of U.S. Patent No. 7,768,122 (Oda). The combination of references fails to teach 7. The package structure of Claim 1, wherein the heat sink structure further comprises a plurality of conductive elements covering the plurality of thermal vias. Oda teaches A package structure, comprising: wherein the heat sink structure (Fig. 2) further comprises a plurality of conductive elements 12 / 22 covering the plurality of thermal vias 11 / 21. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to provide conductive elements in the modified device of Uzoh. The motivation would be to provide a continuous, low-resistance thermal path directly to the heat sink. This prevents solder wicking, protects the vias from contaminants, and ensures structural consistency as taught by Oda. Oda teaches 8. The package structure of Claim 7, wherein the plurality of conductive elements 12 / 22 include a center conductive element 12 and a periphery conductive element 22, and a width of the center conductive element 12 is greater than a width of the periphery conductive element 22. Wang teaches 9. The package structure of Claim 7, wherein the heat sink structure (at least Fig. 4) further comprises a protection material 80 disposed on a second surface of the base portion 52, and encapsulating the plurality of conductive elements 72 / 76. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to include a protection material in the modified device of Uzoh. The motivation would be to protect the underlying features from harmful chemicals and moisture during subsequent processing as taught by Wang. Uzoh discloses (at least Fig. 4) 10. The package structure of Claim 9, wherein a top surface of one of the plurality of conductive elements 316 / 412 / 424 is exposed by the protection material 104, and a lateral surface of one of the plurality of conductive elements 316 / 412 / 424 includes a curved surface. Claim(s) 16-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Uzoh in view of Wang as applied to claim 14 above, and further in view of U.S. Patent Application Publication No. 2023/0078980 (Choi). The combination of references fails to teach 16. The package structure of Claim 14, wherein the electronic device further comprises: a second semiconductor chip stacked on and electrically connected to the first semiconductor chip; wherein the encapsulant further encapsulates the second semiconductor chip. Choi teaches A package structure, comprising: wherein the electronic device further comprises: a second semiconductor chip 330 stacked on and electrically connected to the first semiconductor chip 320; wherein the encapsulant 350 further encapsulates the second semiconductor chip 330. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to stack chips in the modified device of Uzoh. The motivation would be stacked chips are well-known in the package art as taught by Choi. See MPEP 2144.03. Choi teaches 17. The package structure of Claim 16, wherein a bottom surface of the second semiconductor chip 330 contacts a top surface of the first semiconductor chip 320. It would have been obvious to a person of ordinary skill in the art to provide additional stacked chips in the modified device of Uzoh based on their suitability for the intended purpose. See MPEP 2144.07. 18. The package structure of Claim 16, wherein the electronic device further comprises: a third semiconductor chip stacked on and electrically connected to the second semiconductor chip; wherein the encapsulant further encapsulates the third semiconductor chip. It would have been obvious to a person of ordinary skill in the art to provide additional stacked chips in the modified device of Uzoh based on their suitability for the intended purpose. See MPEP 2144.07. 19. The package structure of Claim 18, wherein a bottom surface of the third semiconductor chip contacts a top surface of the second semiconductor chip. It would have been obvious to a person of ordinary skill in the art to provide additional stacked chips in the modified device of Uzoh based on their suitability for the intended purpose. See MPEP 2144.07. 20. The package structure of Claim 18, wherein the electronic device further comprises: a fourth semiconductor chip stacked on and electrically connected to the third semiconductor chip; wherein the encapsulant further encapsulates the fourth semiconductor chip. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. CN Publication No. 104733406 (Cai), JP Publication No. 4360577 (Takanori), TW Publication No. I744411 (Yu) teach a semiconductor package having thermal vias in a silicon substrate. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TERESA M ARROYO whose telephone number is (703)756-1576. The examiner can normally be reached Monday - Friday (8:30 A.M. E.T. - 5:00 P.M. E.T.). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sue Purvis can be reached at 571.272.1236. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TERESA M. ARROYO/ Primary Examiner, Art Unit 2893
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Prosecution Timeline

May 22, 2024
Application Filed
Jun 18, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
95%
With Interview (+23.2%)
3y 0m (~10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 497 resolved cases by this examiner. Grant probability derived from career allowance rate.

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