Prosecution Insights
Last updated: July 17, 2026
Application No. 18/707,987

MEMORY ELEMENT AND MEMORY DEVICE

Non-Final OA §103
Filed
May 07, 2024
Priority
Nov 18, 2021 — JP 2021-188016 +1 more
Examiner
DINKE, BITEW A
Art Unit
Tech Center
Assignee
Semiconductor Energy Laboratory Co., Ltd.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
561 granted / 771 resolved
+12.8% vs TC avg
Moderate +12% lift
Without
With
+11.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
43 currently pending
Career history
810
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
91.7%
+51.7% vs TC avg
§102
3.1%
-36.9% vs TC avg
§112
1.6%
-38.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 771 resolved cases

Office Action

§103
CTNF 18/707,987 CTNF 89876 DETAILED ACTION Notice of Pre-AIA or AIA Status 07-03-aia AIA 15-10-aia The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA. Claim Rejections - 35 USC § 103 07-20-aia AIA The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 07-23-aia AIA The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. 07-21-aia AIA Claim (s) 1-14 are rejected under 35 U.S.C. 103 as being unpatentable over Koezuka et al. (U.S. 2021/0167212 A1, hereinafter refer to Koezuka) in view of Gosavi et al. (U.S. 2020/0212193, hereinafter refer to Gosavi) . Regarding Claim 1: Koezuka discloses a memory element (see Koezuka, Fig.2 as shown below and ¶ [0001]) comprising PNG media_image1.png 283 708 media_image1.png Greyscale PNG media_image2.png 228 536 media_image2.png Greyscale a first electrode ( 106 ) that comprises a region overlapping with a semiconductor layer ( 108 ) with a first insulating layer ( 103 ) therebetween and a second electrode ( 112 ) that comprises a region overlapping with the semiconductor layer ( 108 ) with a second insulating layer ( 110 ) therebetween (see Koezuka, Fig.2 as shown above), wherein the first electrode ( 106 ) and the second electrode ( 112 ) comprise a region where they overlap with each other with the first insulating layer ( 103 ), the semiconductor layer ( 108 ), and the second insulating layer ( 110 ) therebetween (see Koezuka, Fig.2 as shown above), wherein the semiconductor layer ( 108 ) comprises an oxide semiconductor (see Koezuka, Fig.2 as shown above and ¶ [0100]- ¶ [0115]). Koezuka is silent upon explicitly disclosing wherein the first insulating layer has anti-ferroelectricity. For support see Gosavi, which teaches wherein the first insulating layer ( 106 ) has anti-ferroelectricity (see Gosavi, Fig.4 as shown below, abstract, ¶ [0030], and ¶ [0057]- ¶ [0066]). PNG media_image3.png 378 619 media_image3.png Greyscale Thus, it would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to combine the teachings of Koezuka and Gosavi to enable the Koezuka’s first insulating layer to have anti-ferroelectricity properties as taught by Gosavi in order to increases the strain/stress generated in the gate of the transistors. Regarding Claim 2: Koezuka discloses a memory element (see Koezuka, Figs.2 and 4 as shown above and ¶ [0001]) comprising a first electrode ( 106 ) that comprises a region overlapping with a first region of a semiconductor layer ( 108 ) with a first insulating layer ( 103 ) therebetween, a second electrode ( 112 ) that comprises a region overlapping with the first region with a second insulating layer ( 110 ) therebetween, a third electrode ( 120a ) electrically connected to a second region of the semiconductor layer ( 108 ), and a fourth electrode ( 120b ) electrically connected to a third region of the semiconductor layer ( 108 ) (see Koezuka, Figs.2 and 4 as shown above), wherein the first electrode ( 106 ) and the second electrode ( 112 ) comprise a region where they overlap with each other with the first insulating layer ( 103 ), the first region, and the second insulating layer ( 110 ) therebetween (see Koezuka, Fig.2 as shown above), wherein the semiconductor layer ( 108 ) comprises an oxide semiconductor (see Koezuka, Fig.2 as shown above and ¶ [0100]- ¶ [0115]). Koezuka is silent upon explicitly disclosing wherein the first insulating layer has anti-ferroelectricity. For support see Gosavi, which teaches wherein the first insulating layer ( 106 ) has anti-ferroelectricity (see Gosavi, Fig.4 as shown above, abstract, ¶ [0030], and ¶ [0057]- ¶ [0066]). Thus, it would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to combine the teachings of Koezuka and Gosavi to enable the Koezuka’s first insulating layer to have anti-ferroelectricity properties as taught by Gosavi in order to increases the strain/stress generated in the gate of the transistors. Regarding Claim 3: Koezuka as modified teaches a memory element as set forth in claim 1 as above. The combination of Koezuka and Gosavi further teaches wherein the semiconductor layer ( 108 ) comprises at least one of indium and zinc (see Koezuka, Fig.2 as shown above and ¶ [0100]- ¶ [0115]). Regarding Claim 4: Koezuka as modified teaches a memory element as set forth in claim 1 as above. The combination of Koezuka and Gosavi further teaches wherein the first insulating layer ( 106 ) comprises hafnium (see Gosavi, Fig.4 as shown above, abstract, ¶ [0030], and ¶ [0057]- ¶ [0066]). Regarding Claim 5: Koezuka as modified teaches a memory element as set forth in claim 4 as above. The combination of Koezuka and Gosavi further teaches wherein the first insulating layer ( 106 ) comprises zirconium (see Gosavi, Fig.4 as shown above, abstract, ¶ [0030], and ¶ [0057]- ¶ [0066]). Regarding Claim 6: Koezuka as modified teaches a memory element as set forth in claim 1 as above. The combination of Koezuka and Gosavi further teaches wherein the semiconductor layer ( 108 ) comprises at least one of hydrogen, nitrogen, phosphorus, fluorine, chlorine, and a noble gas (see Koezuka, Fig.2 as shown above and ¶ [0165]). Regarding Claim 7: Koezuka as modified teaches a memory element as set forth in claim 1 as above. The combination of Koezuka and Gosavi further teaches wherein the memory element is configured to retain multilevel data (see Koezuka, Fig.2 as shown above). Regarding Claim 9: Koezuka as modified teaches a memory element as set forth in claim 2 as above. The combination of Koezuka and Gosavi further teaches wherein the semiconductor layer ( 108 ) comprises at least one of indium and zinc (see Koezuka, Fig.2 as shown above and ¶ [0100]- ¶ [0115]). Regarding Claim 10: Koezuka as modified teaches a memory element as set forth in claim 2 as above. The combination of Koezuka and Gosavi further teaches wherein the first insulating layer ( 106 ) comprises hafnium (see Gosavi, Fig.4 as shown above, abstract, ¶ [0030], and ¶ [0057]- ¶ [0066]). Regarding Claim 11: Koezuka as modified teaches a memory element as set forth in claim 10 as above. The combination of Koezuka and Gosavi further teaches wherein the first insulating layer ( 106 ) comprises zirconium (see Gosavi, Fig.4 as shown above, abstract, ¶ [0030], and ¶ [0057]- ¶ [0066]). Regarding Claim 12: Koezuka as modified teaches a memory element as set forth in claim 2 as above. The combination of Koezuka and Gosavi further teaches wherein the semiconductor layer ( 108 ) comprises at least one of hydrogen, nitrogen, phosphorus, fluorine, chlorine, and a noble gas (see Koezuka, Fig.2 as shown above and ¶ [0165]). Regarding Claim 13: Koezuka as modified teaches a memory element as set forth in claim 2 as above. The combination of Koezuka and Gosavi further teaches wherein the memory element is configured to retain multilevel data (see Koezuka, Fig.2 as shown above). Regarding Claim 14: Koezuka as modified teaches a memory element as set forth in claim 2 as above. The combination of Koezuka and Gosavi further teaches a memory device comprising a memory array that comprises a plurality of the memory elements described in claim 2 and a driver circuit ( 704 ) (see Koezuka, Fig.2 as shown above, Fig.13, and ¶ [0344]- ¶ [0346]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BITEW A DINKE whose telephone number is (571)272-0534. The examiner can normally be reached M-F 7 a.m. - 5 p.m.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Davienne Monbleau can be reached at (571)272-1945. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BITEW A DINKE/Primary Examiner, Art Unit 2812 Application/Control Number: 18/707,987 Page 2 Art Unit: 2812 Application/Control Number: 18/707,987 Page 3 Art Unit: 2812 Application/Control Number: 18/707,987 Page 4 Art Unit: 2812 Application/Control Number: 18/707,987 Page 5 Art Unit: 2812 Application/Control Number: 18/707,987 Page 6 Art Unit: 2812 Application/Control Number: 18/707,987 Page 7 Art Unit: 2812 Application/Control Number: 18/707,987 Page 8 Art Unit: 2812 Application/Control Number: 18/707,987 Page 9 Art Unit: 2812
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Prosecution Timeline

May 07, 2024
Application Filed
Jun 18, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
85%
With Interview (+11.9%)
2y 3m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 771 resolved cases by this examiner. Grant probability derived from career allowance rate.

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